SMARTFINANCIAL INC
For the period ended Mar 31, 2024. Filed May 9, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 9, 2024
SMBK$48.50+1.6%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
| | | | | |
| ExhibitNo. | Description | Location | ||
| 2.1 | | Asset Purchase Agreement, dated as of September 1, 2022, by Sunbelt Group, LLC, A. Mark Slater., and Rains Agency Inc. | | Incorporated by reference to Exhibit 2.1 to Form 8-K filed September 6, 2022 |
| 3.1 | | Second Amended and Restated Charter of SmartFinancial, Inc. | | Incorporated by reference to Exhibit 3.3 to Form 8-K filed September 2, 2015 |
| 3.2 | | Second Amended and Restated Bylaws of SmartFinancial, Inc. | | Incorporated by reference to Exhibit 3.1 to Form 8-K filed October 26, 2015 |
| 31.1 | | Certification pursuant to Rule 13a -14(a)/15d-14(a) | | Filed herewith. |
| 31.2 | | Certification pursuant to Rule 13a -14(a)/15d-14(a) | | Filed herewith. |
| 32.1 | | Certification pursuant to 18 USC Section 1350 -Sarbanes-Oxley Act of 2002 | | Furnished herewith. |
| 32.2 | | Certification pursuant to 18 USC Section 1350 -Sarbanes-Oxley Act of 2002 | | Furnished herewith. |
| 101 | | Interactive Data Files (formatted as Inline XBRL) | | Filed herewith. |
| 104 | | Cover Page Interactive Data File (Formatted as Inline XBRL and contained in Exhibit 101) | | Filed herewith |
- Certain schedules and similar attachments have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The registrant will furnish a copy of any omitted schedule to the Securities and Exchange Commission upon request.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| | | |
|---|---|---|
| | | SmartFinancial, Inc. |
| | | |
| Date: | May 9, 2024 | /s/ William Y. Carroll, Jr. |
| | | William Y. Carroll, Jr. |
| | | President and Chief Executive Officer |
| | | (principal executive officer) |
| | | |
| Date: | May 9, 2024 | /s/ Ronald J. Gorczynski |
| | | Ronald J. Gorczynski |
| | | Executive Vice President and Chief Financial Officer |
| | | (principal financial officer and accounting officer) |
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