EGAIN Corp
For the period ended Mar 31, 2024. Filed May 9, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 9, 2024
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Item 5. Other Information
(c) Trading Plans
| | | | | | | | | | | |
|---|---|---|---|---|---|---|---|---|---|---|
| Name | | Title | | Action | | Adoption Date | | Expiration Date | | Aggregate # of Securities to be Purchased/Sold |
| Eric N. Smit (1) | | Chief Financial Officer | | Adoption | | 3/8/2024 | | 3/6/2026 | | 81,461 |
(1) Eric N. Smit, Chief Financial Officer, adopted a Rule 10b5-1 trading plan on March 8, 2024. Mr. Smit's plan provides for the potential exercise of 80,000 vested stock options and 1,461 restricted stock units with the associated potential sale of up to 81,461 shares of the Company’s common stock. The restricted stock units will vest on November 15, 2024, subject to continued service with the Company through such vesting date. The plan expires on March 6, 2026, or upon the earlier completion of all authorized transactions under the plan. This trading plan was entered into during an open window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.
Other than as disclosed above, during the three months ended March 31, 2024, none of our directors or Section 16 officers adopted orterminated any Rule 10b5-1 trading arrangements or non-Rule 10b5-trading arrangements (in each case, as defined in Item 408(a) of Regulation S-K).
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