EVgo Inc
For the period ended Mar 31, 2024. Filed May 7, 2024.
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Mar 31, 2024 · Filed May 7, 2024
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Item 5. Other Information
During the three months ended March 31, 2024, the following Section 16 officer adopted, modified or terminated a “Rule 10b5-1 trading arrangement” (as defined in Item 408 of Regulation S-K of the Exchange Act):
| ● | On March 19, 2024, Dennis Kish, the Company’s President, terminated a 10b5-1 trading plan that he had previously adopted on September 27, 2023. Mr. Kish’s former plan provided for the sale of up to 61,268 shares of the Company’s Class A Common Stock from December 2023 through March 2025, of which 12,896 shares had not yet been sold as of the date of the termination of the plan. |
| ● | On March 22, 2024, Mr. Kish amended a separate 10b5-1 trading plan that he had previously adopted on September 27, 2023, in order to include additional equity awards that were not included in the original plan. The amended trading plan provides for the sale of up to 172,174 shares of the Company’s Class A common stock until August 31, 2025 (or such earlier time as provided pursuant to the terms of the trading plan). The first possible trade date under the amended plan is August 10, 2024. |
There were no “non-Rule 10b5-1 trading arrangements” (as defined in Item 408 of Regulation S-K of the Exchange Act) adopted, modified orterminated during the three months ended March 31, 2024 by any of the Company’s Section 16 officers or directors. Each of the existing Rule 10b5-1 trading arrangements of the Company’s Section 16 officers are in compliance with the Company’s Insider Trading Policy, and any actual sale transactions made pursuant to such trading arrangements were disclosed publicly in Section 16 filings with the SEC in accordance with applicable securities laws, rules and regulations.
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