PennyMac Financial Services Inc
For the period ended Mar 31, 2024. Filed May 1, 2024.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 1, 2024
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 6. Exhibits
| | | Incorporated by Referencefrom the Below-Listed Form(Each Filed under SEC FileNumber 001-35916 or001-38727) | |
| Exhibit No. | Exhibit Description | Form | Filing Date |
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| 2.1 | Contribution Agreement and Plan of Merger, dated as of August 2, 2018, by and among PennyMac Financial Services, Inc., New PennyMac Financial Services, Inc., New PennyMac Merger Sub, LLC, Private National Mortgage Acceptance Company, LLC, and the Contributors. | 8-K12B | November 1, 2018 |
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| 3.1 | Amended and Restated Certificate of Incorporation of New PennyMac Financial Services, Inc. | 8-K12B | November 1, 2018 |
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| 3.1.1 | Certificate of Amendment to Amended and Restated Certificate of Incorporation of New PennyMac Financial Services, Inc. | 8-K12B | November 1, 2018 |
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| 3.2 | Amended and Restated Bylaws of New PennyMac Financial Services, Inc. | 8-K12B | November 1, 2018 |
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| 3.2.1 | Amendment to Amended and Restated Bylaws of PennyMac Financial Services, Inc. (formerly known as New PennyMac Financial Services, Inc.). | 10-Q | November 4, 2019 |
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| 10.1 | Series 2024-GT1 Indenture Supplement to Third Amended and Restated Base Indenture, dated as of February 29, 2024, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC, and Atlas Securitized Products, L.P. | 8-K | March 7, 2024 |
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| 31.1 | Certification of David A. Spector pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | * | |
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| 31.2 | Certification of Daniel S. Perotti pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | * | |
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| 32.1 | Certification of David A. Spector pursuant to Rule 13a-14(b) and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ** | |
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| 32.2 | Certification of Daniel S. Perotti pursuant to Rule 13a-14(b) and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ** | |
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| 101 | Interactive data files pursuant to Rule 405 of Regulation S-T: (i) the Consolidated Balance Sheets as of March 31, 2024 and December 31, 2023 (ii) the Consolidated Statements of Income for the quarters ended March 31, 2024 and March 31, 2023, (iii) the Consolidated Statements of Changes in Stockholders’ Equity for the quarters ended March 31, 2024 and March 31, 2023, (iv) the Consolidated Statements of Cash Flows for the quarters ended March 31, 2024 and March 31, 2023 and (v) the Notes to the Consolidated Financial Statements. | * | |
| 101.INS | XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document | | |
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| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | | |
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| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | | |
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| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | | |
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| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | | |
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| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | | |
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| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document and contained in Exhibit 101). | | |
*Filed herewith
**The certifications attached hereto as Exhibits 32.1 and 32.2 are furnished to the SEC pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, except as shall be expressly set forth by specific reference in such filing.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | PENNYMAC FINANCIAL SERVICES, INC. | |
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| Dated: May 1, 2024 | By: | /s/ DAVID A. SPECTOR |
| | | David A. Spector |
| | | Chairman and Chief Executive Officer(Principal Executive Officer) |
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| Dated: May 1, 2024 | By: | /s/ DANIEL S. PEROTTI |
| | | Daniel S. Perotti |
| | | Senior Managing Director and Chief Financial Officer(Principal Financial Officer) |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.