Legacy Housing Corp
For the period ended Dec 31, 2023. Filed Mar 15, 2024.
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FY2023 · Filed Mar 15, 2024
LEGH$29.74-2.1%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 15. Exhibits and Financial Statement Schedules
ITEM 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES.
| ExhibitNumber | | Description |
| | | |
| 3.1 | | Amended and Restated Certificate of Incorporation of Legacy Housing Corporation. |
| 3.2 | | Amended and Restated Bylaws of Legacy Housing Corporation. |
| 4.1 | | Specimen Common Stock Certificate. |
| 4.2 | * | Description of Securities of the Registrant |
| 10.1 | † | 2018 Incentive Compensation Plan. |
| 10.2 | | Promissory Note, dated December 14, 2011, from Legacy Housing, Ltd. to Capital One, N.A. |
| 10.3 | | Amended and Restated Promissory Note, dated December 12, 2013, from Legacy Housing, Ltd. to Capital One, N.A. |
| 10.4 | | Second Amended and Restated Promissory Note, dated March 31, 2014, from Legacy Housing, Ltd. to Capital One, N.A. |
| 10.5 | | Third Amended and Restated Promissory Note, dated May 12, 2017, from Legacy Housing, Ltd. to Capital One, N.A. |
| 10.6 | | Fourth Amendment to Loan and Security Agreement, dated July 2015, between Legacy Housing, Ltd. and Capital One, N.A. |
| 10.7 | | Amended and Restated Promissory Note, dated April 4, 2016, from Legacy Housing, Ltd. to Veritex Community Bank. |
| 10.8 | | Promissory Note, dated April 7, 2011, from Legacy Housing, Ltd. to Woodhaven Bank Fossil Creek, a Branch of Woodhaven National Bank. |
| 10.9 | | Promissory Note, dated May 24, 2016, from Legacy Housing, Ltd. to Eagle One, LLC. |
| 10.10 | | Promissory Note, dated February 16, 2016, from Legacy Housing, Ltd. to DT Casualty Insurance Company Ltd. |
| 10.11 | | Lease Agreement, dated as of December 1, 2016, between Putnam Development Authority and Legacy Housing, Ltd., together with related Option Agreement. |
| 10.12 | | Bond Purchase Loan Agreement, dated as of December 1, 2016, between Putnam Development Authority and Legacy Housing, Ltd. |
| 10.13 | | Form of Indemnification Agreement. |
| 10.14 | | Form of Non-Disclosure, Non-Competition and Non-Solicitation Agreement between Legacy Housing Corporation and its employees. |
| 10.15 | † | Employment Agreement, dated as of November 27, 2018, between Legacy Housing Corporation and Curtis D. Hodgson. |
| 10.16 | † | Employment Agreement, dated as of November 27, 2018, between Legacy Housing Corporation and Kenneth E. Shipley. |
| 10.17 | | Loan and Security Agreement, dated December 14, 2011, between Legacy Housing, Ltd. and Capital One, N.A. |
| 10.18 | | First Amendment to Loan and Security Agreement, dated December 12, 2013, between Legacy Housing, Ltd. and Capital One, N.A. |
| 10.19 | | Second Amendment to Loan and Security Agreement, dated March 31, 2014, between Legacy Housing, Ltd. and Capital One, N.A. |
| 10.20 | | Third Amendment to Loan and Security Agreement, dated May 20, 2014, between Legacy Housing, Ltd. and Capital One, N.A. |
| 10.21 | | Amendment to Loan and Security Agreement, dated May 12, 2017, between Legacy Housing, Ltd. and Capital One, N.A. |
| 10.22 | | Loan Agreement, dated April 4, 2016, by and between Legacy Housing, Ltd. and Veritex Bank. |
| 10.23 | † | Amended and Restated Employment Agreement, dated as of January 5, 2022, between Legacy Housing Corporation and Curtis D. Hodgson. |
| 10.24 | | Credit Agreement, dated as of July 28, 2023, by and among Legacy Housing Corporation, Prosperity Bank as administrative agent, and the lenders party thereto |
| ExhibitNumber | | Description |
| | | |
| 10.25 | † | Employment Agreement, effective June 7, 2022 by and between Legacy Housing Corporation and Duncan Bates |
| 10.26 | † | Employment Agreement, dated September 10, 2023 between Legacy Housing Corporation and Jeff Fiedelman |
| 14.1 | | Code of Ethics and Business Conduct. |
| 14.2 | | Code of Ethics for the CEO and Senior Financial Officers. |
| 23.1 | * | Consent of Frazier & Deeter, LLC, Independent Registered Public Accounting Firm |
| 23.2 | * | Consent of Daszkal Bolton, LLP, Independent Registered Public Accounting Firm |
| 31.1 | * | Rule 13a-14(a)/15d-14(a) Certification. |
| 31.2 | * | Rule 13a-14(a)/15d-14(a) Certification. |
| 32.1 | * | Section 1350 Certifications. |
| 32.2 | * | Section 1350 Certifications. |
| 97.1 | * | Executive Compensation Clawback Policy |
| 101.INS | | Inline XBRL Instance Document |
| 101.SCH | | Inline XBRL Taxonomy Extension Schema Document |
| 101.CAL | | Inline XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.DEF | | Inline XBRL Taxonomy Extension Definition Linkbase Document |
| 101.LAB | | Inline XBRL Taxonomy Extension Label Linkbase Document |
| 101.PRE | | Inline XBRL Taxonomy Extension Presentation Linkbase Document |
| 104 | | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) |
| † | Compensatory plan or agreement. |
|---|
| * | Filed herewith. |
|---|
| | | |
|---|---|---|
| (a)2. | | Financial Statement Schedules |
| | | |
| | | There are no Financial Statement Schedules included with this filing for the reason that they are not applicable or are not required or the information is included in the financial statements or notes thereto. |
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | | ||
|---|---|---|---|
| | LEGACY HOUSING CORPORATION | ||
| | | | |
| | | | |
| | By: | /s/ R. Duncan Bates | |
| | | Name: | R. Duncan Bates |
| | | Title: | President and Chief Executive Officer |
| | | Date: | March 15, 2024 |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
| | | | | | | | | | | | | |||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| | Signature | | | | Title | | | | | | Date | | | |
| | | | ||||||||||||
| /s/ Curtis D. HodgsonCurtis D. Hodgson | Executive Chairman of the Board | March 15, 2024 | ||||||||||||
| | | | ||||||||||||
| /s/ Kenneth E. ShipleyKenneth E. Shipley | Executive Vice President and Director (principal executive officer) | March 15, 2024 | ||||||||||||
| | | | ||||||||||||
| /s/ Jeffrey M. Fiedelman | Chief Financial Officer (principal | March 15, 2024 | ||||||||||||
| Jeffrey M. Fiedelman | financial officer) | | ||||||||||||
| | | | ||||||||||||
| /s/ Jeffrey K. StouderJeffrey K. Stouder | Director | March 15, 2024 | ||||||||||||
| | | | ||||||||||||
| /s/ Brian J. FergusonBrian J. Ferguson | Director | March 15, 2024 | ||||||||||||
| | | | ||||||||||||
| /s/ Francisco J. CollFrancisco J. Coll | Director | March 15, 2024 | ||||||||||||
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