FUELCELL ENERGY INC
For the period ended Jan 31, 2024. Filed Mar 7, 2024.
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Jan 31, 2024 · Filed Mar 7, 2024
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Item 5. Other Information
(c) Director and Section 16 Officer Rule 10b5-1 Trading Arrangements
On January 8, 2024, Michael S. Bishop, Executive Vice President, Chief Financial Officer and Treasurer of the Company, adopted a Rule 10b5-1 plan (“Rule 10b5-1 Plan”). The Rule 10b5-1 Plan was entered into during an open trading window in accordance with the Company’s policies regarding transactions in the Company’s securities and is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended. Mr. Bishop’s Rule 10b5-1 Plan provides for the sale of up to 64,853 shares of the Company’s common stock, pursuant to the terms of the Rule 10b5-1 Plan. The Rule 10b5-1 Plan expires on January 7, 2025 or upon the earlier completion of all authorized transactions under such Rule 10b5-1 Plan.
No other director or Section 16 officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K, during the three months ended January 31, 2024.
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