| a) | The following documents are filed as part of this Report: |
| 1. | Consolidated Financial Statements |
| a) | Consolidated Balance Sheets as of December 31, 2023 and December 31, 2022. |
| b) | Consolidated Statements of Income and Comprehensive Income for the years ended December 31, 2023, 2022, and 2021. |
| c) | Consolidated Statements of Stockholders’ Equity for the years ended December 31, 2023, 2022, and 2021. |
| d) | Consolidated Statements of Cash Flows for the years ended December 31, 2023, 2022, and 2021. |
| e) | Notes to Consolidated Financial Statements. |
| f) | Reports of Independent Registered Public Accounting Firm (PCAOB ID No. 34). |
| 2. | Financial Statement Schedules |
Financial statement schedules have been omitted because either they are not applicable, or the required information is included in the financial statements or the notes thereto.
3. Exhibits
| Exhibit No. | | Subject |
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| 3.13.2 | | Amended and Restated Articles of Incorporation of the Company. (Incorporated by reference to Exhibit 3.1 to the Company’s Form 8-K filed June 16, 2010.)Amended Articles of Incorporation of the Company. (Incorporated by reference to Exhibit 3.1 to the Company’s Form 8-K filed August 23, 2023.) |
| 3.3 | | Bylaws of the Company. (Incorporated by reference to Exhibit 3.2 to the Company’s Form 8-K filed August 23, 2023.) |
| 4.1 | | Description of Securities of Allient Inc. (filed herewith.) |
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| 10.1* | | 2017 Omnibus Incentive Plan. (Incorporated by reference to Exhibit A to the Company’s Proxy Statement dated April 4, 2017.) |
| 10.2* | | Employment Agreement between Allied Motion Technologies Inc. and Richard S. Warzala, as Amended and Restated, effective March 22, 2016. (Incorporated by reference to Exhibit 10.1 to the Company’s Form 10-Q for the quarter ended March 31, 2016.) |
| 10.3* | | Change of Control Agreement between Allied Motion Technologies Inc. and Richard S. Warzala, as Amended and Restated, effective December 22, 2008. (Incorporated by reference to Exhibit 10.7 to the Company’s Form 10-K for the year ended December 31, 2008.) |
| Exhibit No. | | Subject |
| 10.4* | | Amendment to Employment Agreement and Change of Control Agreement for Richard S. Warzala dated and effective as of December 28, 2017 between Allied Motion Technologies Inc. and Richard S. Warzala. (Incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed January 3, 2018.) |
| 10.5* | | Second Amendment to Employment Agreement for Richard S. Warzala dated and effective as of August 6, 2020 between Allied Motion Technologies Inc. and Richard S. Warzala. (Incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed August 11, 2020.) |
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| 10.6* | | Third Amendment to Employment Agreement for Richard S. Warzala dated and effective as of March 17, 2021 between Allied Motion Technologies Inc. and Richard S. Warzala. (Incorporated by reference to Exhibit 10.1 to the Company’s Form 10-Q for the quarter ended March 31, 2021.) |
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| 10.7* | | Deferred Compensation Plan, as Amended and Restated, effective May 31, 2011. (Incorporated by reference to Exhibit 10.2 to the Company’s Form 10-Q for the quarter ended June 30, 2011.) |
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| 10.8* | | Form of Employment Agreement (Entered into with Michael R. Leach, Ashish R. Bendre and Geoffrey C. Rondeau each dated March 17, 2021.) (Incorporated by reference to Exhibit 10.2 to the Company’s Form 8-K filed March 23, 2021.) |
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| 10.9* | | Managing Director’s Contract of Employment between Heidrive GmbH and Helmut Pirthauer dated December 3, 2016. (Incorporated by reference to Exhibit 10.3 to the Company’s Form 8-K filed March 23, 2021.) |
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| 10.10* | | First Amendment to Managing Director’s Contract of Employment between Heidrive GmbH and Helmut Pirthauer dated March 12, 2018. (Incorporated by reference to Exhibit 10.4 to the Company’s Form 8-K filed March 23, 2021.) |
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| 10.11* | | Second Amendment to Managing Director’s Contract of Employment between Heidrive GmbH and Helmut Pirthauer dated March 18, 2021. (Incorporated by reference to Exhibit 10.5 to the Company’s Form 8-K filed March 23, 2021.) |
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| 10.12* | | Director Compensation Program, Stock Ownership Requirements and Stock-in-Lieu of Cash Retainer Plan (Incorporated by reference to Exhibit 10.2 to the Company’s Form 10-Q for the quarter ended June 30, 2021.) |
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| 10.13 | | Third Amended and Restated Credit Agreement dated as of March 1, 2024 among Allient Inc. and Allied Motion Technologies B.V. as Borrowers, HSBC Bank USA, National Association, as Administrative Agent, the lenders from time to time party thereto, and HSBC Bank USA, National Association, Wells Fargo Bank, National Association, TD Bank, N.A. and PNC Capital Markets LLC, as Joint Lead Arrangers and Citizens Bank, N.A., as Syndication Agent (Incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed March 4, 2024). |
| 19 | | Allient Inc. Insider Trading Policy |
| 21 | | List of Subsidiaries (filed herewith). |
| 23.1 | | Consent of Deloitte & Touche LLP (filed herewith). |
| 31.1 | | Certification of the Chief Executive Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 31.2 | | Certification of the Chief Financial Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| Exhibit No. | | Subject |
| 32.1 | | Certification of the Chief Executive Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 32.2 | | Certification of the Chief Financial Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 97 | | Allient Inc. Clawback Policy |
| 101.1 SCH | | Inline XBRL Taxonomy Extension Schema Document (filed herewith). |
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| 101.2 CAL | | Inline XBRL Taxonomy Extension Calculation Linkbase Document (filed herewith). |
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| 101.3 DEF | | Inline XBRL Taxonomy Extension Definition Linkbase Document (filed herewith). |
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| 101.4 LAB | | Inline XBRL Taxonomy Extension Label Linkbase Document (filed herewith). |
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| 101.5 PRE | | Inline XBRL Taxonomy Extension Presentation Linkbase Document (filed herewith). |
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| 104 | | Cover Page Interactive Data File (formatted as inline XBRL with applicable taxonomy extension information contained in exhibits 101.*) (filed herewith). |
- Denotes management contract or compensatory plan or arrangement.
