Stellus Capital Investment Corp
For the period ended Dec 31, 2023. Filed Mar 4, 2024.
View on SEC.govAbout this filing
A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Mar 4, 2024
SCM$7.30+0.4%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Table of Contents
| | | |
|---|---|---|
| PART I. | | |
| ITEM 1. | BUSINESS | 1 |
| ITEM 1A. | RISK FACTORS | 34 |
| ITEM 1B. | UNRESOLVED STAFF COMMENTS | 68 |
| ITEM 1C. | CYBERSECURITY | 68 |
| ITEM 2. | PROPERTIES | 69 |
| ITEM 3. | LEGAL PROCEEDINGS | 69 |
| ITEM 4. | MINE SAFETY DISCLOSURES | 69 |
| PART II. | | |
| ITEM 5. | MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES | 70 |
| ITEM 6. | [RESERVED] | 73 |
| ITEM 7. | MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS | 74 |
| ITEM 7A. | QUANTITATIVE AND QUANTITATIVE DISCLOSURES ABOUT MARKET RISK | 94 |
| ITEM 8. | FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA | 96 |
| ITEM 9. | CHANGES IN AND DISAGREEMENTS WITH ACCOUNTANTS ON ACCOUNTING AND FINANCIAL DISCLOSURE | 164 |
| ITEM 9A. | CONTROLS AND PROCEDURES | 164 |
| ITEM 9B. | OTHER INFORMATION | 165 |
| ITEM 9C. | DISCLOSURE REGARDING FOREIGN JURISDICTIONS THAT PREVENT INSPECTIONS | 166 |
| PART III | | |
| ITEM 10. | DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE | 167 |
| ITEM 11. | EXECUTIVE COMPENSATION | 167 |
| ITEM 12. | SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS | 167 |
| ITEM 13. | CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR INDEPENDENCE | 167 |
| ITEM 14. | PRINCIPAL ACCOUNTANT FEES AND SERVICES | 167 |
| PART IV | | |
| ITEM 15. | EXHIBITS AND FINANCIAL STATEMENT SCHEDULES | 168 |
| SIGNATURES | 173 |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.