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Midas Edge

Solid Power Inc

For the period ended Dec 31, 2023. Filed Feb 28, 2024.

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About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2023 · Filed Feb 28, 2024

SLDP$1.89-2.1%Stored close · as of Nov 10, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Contents

Item 15. Exhibits, Financial Statement Schedules

(a)Financial Statements, Financial Statement Schedules, and Exhibits
(1)Financial Statements.

Consolidated Balance Sheets

Consolidated Statements of Operations

Consolidated Statements of Stockholders’ Equity

Consolidated Statements of Cash Flows

Notes to Consolidated Financial Statements

(2)Financial Statement Schedules: None
(3)Exhibits
​ · ​ · ​ · ​ · Incorporated by Reference
ExhibitNumber · Description · ScheduleForm · FileNumber · Exhibit/Annex · Filing Date
2.1​Business Combination Agreement and Plan of Reorganization, dated as of June 15, 2021, by and among the Company, DCRC Merger Sub, Inc. and Solid Power Operating, Inc.​424B3​333-258681​Annex A​November 10, 2021
2.2​First Amendment to the Business Combination Agreement, dated October 12, 2021, by and among the Company, DCRC Merger Sub, Inc. and Solid Power Operating, Inc.​424B3​333-258681​Annex A-1​November 10, 2021
3.1​Second Amended and Restated Certificate of Incorporation​8-K​001-40284​3.1​December 13, 2021
3.2​Amended and Restated Bylaws​8-K​001-40284​3.1​November 21, 2022
4.1​Specimen Common Stock Certificate​8-K​001-40284​4.1​December 13, 2021
4.2​Specimen Warrant Certificate​8-K​001-40284​4.2​December 13, 2021
4.3​Warrant Agreement, dated March 23, 2021, between the Company and Continental Stock Transfer & Trust Company​8-K​001-40284​4.1​March 26, 2021
4.4​Amended and Restated Registration Rights Agreement​8-K​001-40284​10.2​December 13, 2021
4.5±​Board Nomination and Support Agreement between Solid Power, Inc., BMW Holding B.V. and the stockholders of Solid Power, Inc. listed on Schedule A thereto, dated May 5, 2021​S-4​333-258681​4.4​August 10, 2021
4.6​Description of Securities​10-K​001-40284​4.6​March 23, 2022
10.1​Private Placement Warrants Purchase Agreement, dated March 23, 2021, between Decarbonization Plus Acquisition Corporation III, Decarbonization Plus Acquisition Sponsor III LLC and the other purchasers named therein​8-K​001-40284​10.5​March 26, 2021
10.2#​Solid Power, Inc. 2021 Equity Incentive Plan​8-K​001-40284​10.7​December 13, 2021
10.3#​Solid Power, Inc. 2021 Employee Stock Purchase Plan​S-8​333-262714​99.3​February 14, 2022
10.4#​Solid Power, Inc. 2014 Equity Incentive Plan​S-8​333-262714​99.1​February 14, 2022
10.5#​Form of Stock Option Grant Notice under Solid Power, Inc. 2014 Equity Incentive Plan​S-8​333-262714​99.4​February 14, 2022
10.6#​Form of Notice of Stock Option Grant under Solid Power, Inc. 2021 Equity Incentive Plan​S-8​333-262714​99.5​February 14, 2022
10.7#​Form of Notice of Restricted Stock Unit Grant (Employee) under Solid Power, Inc. 2021 Equity Incentive Plan​S-8​333-262714​99.6​February 14, 2022
10.8#​Form of Notice of Restricted Stock Unit Grant (New Director) under Solid Power, Inc. 2021 Equity Incentive Plan​S-8​333-262714​99.7​February 14, 2022
10.9#​Form of Notice of Restricted Stock Unit Grant (Annual Award) under Solid Power, Inc. 2021 Equity Incentive Plan​S-8​333-262714​99.8​February 14, 2022
10.10±​Joint Development Agreement, dated July 1, 2017, by and among Solid Power Operating, Inc. and BMW of North America, LLC​S-4/A​333-258681​10.11​October 13, 2021
10.11±​Amendment No. 1 to Joint Development Agreement, dated February 18, 2021, between Solid Power Operating, Inc. and BMW of North America, LLC​S-4/A​333-258681​10.12​October 13, 2021
10.12±​Amendment No. 2 to Joint Development Agreement, dated March 22, 2021, between Solid Power Operating, Inc. and BMW of North America, LLC​S-4/A​333-258681​10.13​October 13, 2021
10.13±​Amendment No. 3 to Joint Development Agreement, dated November 1, 2021, between Solid Power Operating, Inc. and BMW of North America, LLC​8-K​001-40284​10.15​December 13, 2021
10.14±​Amendment No. 4 to Joint Development Agreement, dated December 20, 2022, between Solid Power Operating, Inc. and BMW of North America, LLC​8-K​001-40284​10.1​December 21, 2022
10.15±​Agreement for the Joint Development of Solid State Batteries for Automotive Applications between Ford Motor Company and Solid Power Operating, Inc., dated December 28, 2018​S-4/A​333-258681​10.14​October 13, 2021
10.16±​Series B Preferred Stock Financing Letter Agreement between the Ford Motor Company and Solid Power Operating, Inc., dated May 5, 2021​S-4/A​333-258681​10.15​October 13, 2021
10.17±​Second Amendment to Joint Development Agreement, dated June 30, 2023, between Solid Power Operating, Inc. and Ford Motor Company​8-K​001-40284​10.1​July 5, 2023
10.18±​Joint Development Agreement, dated October 28, 2021, between Solid Power Operating, Inc. and SK Innovation Co., Ltd.​S-4/A​333-258681​10.16​November 2, 2021
10.19±​Research and Development Technology License Agreement, dated January 10, 2024, between Solid Power Operating, Inc. and SK On Co., Ltd.​8-K​001-40284​10.1​January 16, 2024​​
10.20±​Electrolyte Supply Agreement, dated January 10, 2024, between Solid Power Operating, Inc. and SK On Co., Ltd.​8-K​001-40284​10.2​January 16, 2024
10.21±​Line Installation Agreement, dated January 10, 2024, among Solid Power Korea Co., Ltd., SK On Co., Ltd., and, for the limited purposes of Section 12.16 of the Line Installation Agreement, Solid Power, Inc.​8-K​001-40284​10.3​January 16, 2024
10.22#​Solid Power, Inc. Outside Director Compensation Policy​8-K​001-40284​10.1​July 10, 2023
10.23#​Solid Power, Inc. Executive Incentive Compensation Plan​8-K​001-40284​10.10​December 13, 2021
10.24#​Solid Power, Inc. Executive Change in Control and Severance Plan​8-K​001-40284​10.11​December 13, 2021
10.25#​Solid Power, Inc. Form of Indemnification Agreement​8-K​001-40284​10.1​December 13, 2021
10.26#​Offer Letter with John Van Scoter, dated May 26, 2023​8-K​001-40284​10.1​May 31, 2023
10.27#​Letter Agreement with Derek Johnson, dated August 5, 2021​8-K​001-40284​10.5​December 13, 2021
10.28±#​Letter Agreement with Joshua Buettner-Garrett, dated August 5, 2021​10-K​001-40284​10.25​March 1, 2023
10.29±#​Offer Letter with James Liebscher, dated June 9, 2021​10-K​001-40284​10.26​March 1, 2023
10.30±#​Offer Letter with Kevin Paprzycki, dated September 30, 2021​10-K​001-40284​10.27​March 1, 2023
10.31#​Letter Agreement with David Jansen, dated August 5, 2021​8-K​001-40284​10.4​December 13, 2021
10.32#​Interim CEO Agreement with David Jansen, dated November 29, 2022​8-K​001-40284​10.1​November 29, 2022
10.33#​Amendment to Interim CEO Agreement, dated August 7, 2023, between Solid Power, Inc. and David B. Jansen​8-K​001-40284​10.1​August 9, 2023
10.34±#​Offer Letter with Jon Jacobs, dated September 26, 2021​10-K​001-40284​10.24​March 23, 2022
10.35±#​Separation and Release Agreement with Jon Jacobs, dated February 10, 2023​10-K​001-40284​10.30​March 1, 2023
10.36#​Form of Retention Agreement, dated November 29, 2022​8-K​001-40284​10.2​November 29, 2022
10.37​Lease Agreement between the Company and Red Pierce, LLC, dated November 29, 2016​8-K​001-40284​10.19​December 13, 2021
10.38​Amendment to Lease Agreement between the Company and Red Pierce, LLC, dated December 5, 2017​8-K​001-40284​10.20​December 13, 2021
10.39±​Second Amendment to Lease Agreement by and between the Company and Red Pierce, LLC, dated December 1, 2022​8-K​001-40284​10.1​December 2, 2022
10.40​Industrial Lease Agreement between the Company and 25 North Investors SPE1, LLC, dated September 1, 2021​8-K​001-40284​10.21​December 13, 2021
21*​List of Subsidiaries​​​​​​​​
23.1*​Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm​​​​​​​​
24.1*​Power of Attorney (included on the signature page of this Annual Report on Form 10-K)​​​​​​​​
31.1*​Certification Pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934​​​​​​​​
31.2*​Certification Pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934​​​​​​​​
32.1**​Section 1350 Certification​​​​​​​​
32.2**​Section 1350 Certification​​​​​​​​
97*​Solid Power, Inc. Policy on Recovery of Incentive Compensation​​​​​​​​
101.INS*​XBRL Instance Document – the instance document does not appear in the Interactive Data file because its Inline XBRL tags are embedded within the Inline XBRL document​​​​​​​​
101.SCH*​Inline XBRL Taxonomy Extension Schema Document​​​​​​​​
101.CAL*​Inline XBRL Taxonomy Extension Calculation Linkbase​​​​​​​​
101.DEF*​Inline XBRL Taxonomy Extension Definition Document​​​​​​​​
101.LAB*​Inline XBRL Taxonomy Extension Label Linkbase Document​​​​​​​​
101.PRE*​Inline XBRL Taxonomy Extension Presentation Linkbase​​​​​​​​
104*​Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)​​​​​​​​
*Filed herewith.
**Furnished herewith.
±Certain portions of this exhibit have been omitted in accordance with Regulation S-K Item 601. The Company agrees to furnish an unredacted copy of the exhibit to the SEC upon request.
#Indicates a management or compensatory plan.
ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.