| | | | | Incorporated by Referencefrom the Below-Listed Form(Each Filed under SEC FileNumber 15-68669 or 001-38727) | |
| Exhibit No. | | Exhibit Description | | Form | | Filing Date |
| 2.1 | | Contribution Agreement and Plan of Merger, dated as of August 2, 2018, by and among PennyMac Financial Services, Inc., New PennyMac Financial Services, Inc., New PennyMac Merger Sub, LLC, Private National Mortgage Acceptance Company, LLC, and the Contributors. | | 8-K12B | | November 1, 2018 |
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| 3.1 | | Amended and Restated Certificate of Incorporation of New PennyMac Financial Services, Inc. | | 8-K12B | | November 1, 2018 |
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| 3.1.1 | | Certificate of Amendment to Amended and Restated Certificate of Incorporation of New PennyMac Financial Services, Inc. | | 8-K12B | | November 1, 2018 |
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| 3.2 | | Amended and Restated Bylaws of New PennyMac Financial Services, Inc. | | 8-K12B | | November 1, 2018 |
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| 3.2.1 | | Amendment to Amended and Restated Bylaws of PennyMac Financial Services, Inc. (formerly known as New PennyMac Financial Services, Inc.). | | 10-Q | | November 4, 2019 |
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| 4.1 | | Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934. | | 10-K | | February 25, 2021 |
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| 4.2 | | Indenture, dated as of September 29, 2020, among PennyMac Financial Services, Inc., the guarantors party thereto and U.S. Bank, National Association, as trustee, relating to the 5.375% Senior Notes due 2025. | | 8-K | | September 29, 2020 |
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| 4.3 | | Form of Global Note for 5.375% Senior Notes due 2025 (Included in Exhibit 4.2). | | 8-K | | September 29, 2020 |
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| 4.4 | | First Supplemental Indenture, dated as of October 19, 2020, among PennyMac Financial Services, Inc., the guarantors party thereto and U.S. Bank, National Association, as trustee, relating to the 5.375% Senior Notes due 2025. | | 10-Q | | November 6, 2020 |
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| 4.5 | | Second Supplemental Indenture, dated as of October 7, 2021, among PennyMac Financial Services, Inc., the guarantors party thereto and U.S. Bank, National Association, as trustee, relating to the 5.375% Senior Notes due 2025. | | 8-K | | October 8, 2021 |
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| | | | | Incorporated by Referencefrom the Below-Listed Form(Each Filed under SEC FileNumber 15-68669 or 001-38727) | |
| Exhibit No. | | Exhibit Description | | Form | | Filing Date |
| 4.6 | | Indenture, dated as of February 11, 2021, among PennyMac Financial Services, Inc., the guarantors party thereto and U.S. Bank, National Association, as trustee, relating to the 4.25% Senior Notes due 2029. | | 8-K | | February 11, 2021 |
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| 4.7 | | Form of Global Note for 4.25% Senior Notes due 2029 (Included in Exhibit 4.6). | | 8-K | | February 11, 2021 |
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| 4.8 | | First Supplemental Indenture, dated as of October 7, 2021, among PennyMac Financial Services, Inc., the guarantors party thereto and U.S. Bank, National Association, as trustee, relating to the 4.250% Senior Notes due 2029. | | 8-K | | October 8, 2021 |
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| 4.9 | | Indenture, dated as of September 16, 2021, among PennyMac Financial Services, Inc., the guarantors party thereto and U.S. Bank, National Association, as trustee, relating to the 5.750% Senior Notes due 2031. | | 8-K | | September 16, 2021 |
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| 4.10 | | Form of Global Note for 5.750% Senior Notes due 2031 (included in Exhibit 4.9). | | 8-K | | September 16, 2021 |
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| 4.11 | | Indenture, dated as of December 11, 2023, among PennyMac Financial Services, Inc., the guarantors party thereto and U.S. Bank Trust Company, National Association, as trustee, relating to the 7.875% Senior Notes due 2029. | | 8-K | | December 11, 2023 |
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| 4.12 | | Form of Global Note for 7.875% Senior Notes due 2029 (included in Exhibit 4.11). | | 8-K | | December 11, 2023 |
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| 10.1 | | Fifth Amended and Restated Limited Liability Company Agreement of Private National Mortgage Acceptance Company, LLC, dated as of November 1, 2018. | | 8-K12B | | November 1, 2018 |
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| 10.2 | | Tax Receivable Agreement, dated as of May 8, 2013, between PennyMac Financial Services, Inc., Private National Mortgage Acceptance Company, LLC and each of the Members. | | 8-K | | May 14, 2013 |
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| 10.3 | | Amended and Restated Registration Rights Agreement, dated as of November 1, 2018, among PennyMac Financial Services, Inc., New PennyMac Financial Services, Inc. and the Holders. | | 8-K12B | | November 1, 2018 |
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| 10.4 | | Second Amended and Restated Stockholder Agreement, dated as of March 1, 2023, between PennyMac Financial Services, Inc. and HC Partners LLC. | | 8-K | | March 3, 2023 |
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| | | | | Incorporated by Referencefrom the Below-Listed Form(Each Filed under SEC FileNumber 15-68669 or 001-38727) | |
|---|
| Exhibit No. | | Exhibit Description | | Form | | Filing Date |
|---|
| 10.5† | | Employment Agreement, dated December 13, 2022, among David A. Spector, Private National Mortgage Acceptance Company, LLC and PennyMac Financial Services, Inc. | | 8-K | | December 16, 2022 |
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| 10.6† | | Employment Agreement, dated December 13, 2022 among Doug Jones, Private National Mortgage Acceptance Company, LLC and PennyMac Financial Services, Inc. | | 8-K | | December 16, 2022 |
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| 10.7† | | Form of PennyMac Financial Services, Inc. Indemnification Agreement. | | 10-K | | February 25, 2021 |
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| 10.8† | | PennyMac Financial Services, Inc. Change of Control Severance Plan. | | 8-K | | September 28, 2021 |
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| 10.9† | | PennyMac Financial Services, Inc. 2013 Equity Incentive Plan. | | 8-K | | May 14, 2013 |
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| 10.10† | | First Amendment to the PennyMac Financial Services, Inc. 2013 Equity Incentive Plan. | | 10-K | | March 9, 2018 |
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| 10.11† | | Second Amendment to the PennyMac Financial Services, Inc. 2013 Equity Incentive Plan. | | DEF14A | | April 17, 2018 |
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| 10.12† | | Third Amendment to the PennyMac Financial Services, Inc. 2013 Equity Incentive Plan. | | 10-K | | February 25, 2021 |
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| 10.13† | | PennyMac Financial Services, Inc. 2013 Equity Incentive Plan Form of Stock Option Award Agreement. | | 8-K | | June 17, 2013 |
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| 10.14† | | PennyMac Financial Services, Inc. 2013 Equity Incentive Plan Form of Stock Option Award Agreement (2018). | | 10-Q | | August 2, 2018 |
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| 10.15† | | Omnibus Amendment to PennyMac Financial Services, Inc. 2013 Equity Incentive Plan Stock Option Award Agreement (2019). | | 10-K | | March 5, 2019 |
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| 10.16† | | PennyMac Financial Services, Inc. 2013 Equity Incentive Plan Form of Stock Option Award Agreement (2020). | | 10-Q | | May 7, 2020 |
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| 10.17† | | PennyMac Financial Services, Inc. 2013 Equity Incentive Plan Form of Stock Option Award Agreement (Special Option 2020). | | 10-K | | February 25, 2021 |
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| 10.18† | | PennyMac Financial Services, Inc. 2013 Equity Incentive Plan Form of Restricted Stock Unit Subject to Continued Service Award Agreement for Non-Employee Directors (2021). | | 10-K | | February 25, 2021 |
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| | | | | Incorporated by Referencefrom the Below-Listed Form(Each Filed under SEC FileNumber 15-68669 or 001-38727) | |
| Exhibit No. | | Exhibit Description | | Form | | Filing Date |
| 10.19† | | PennyMac Financial Services, Inc. 2013 Equity Incentive Plan Form of Stock Option Award Agreement (2021). | | 10-Q | | May 6, 2021 |
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| 10.20† | | PennyMac Financial Services, Inc. 2013 Equity Incentive Plan Form of Stock Option Award Agreement (2021). | | 10-Q | | August 5, 2021 |
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| 10.21† | | PennyMac Financial Services, Inc. 2013 Equity Incentive Plan Form of Omnibus Amendment to Stock Option Award Agreements (2021). | | 10-Q | | August 5, 2021 |
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| 10.22† | | PennyMac Financial Services, Inc. 2022 Equity Incentive Plan. | | 10-K | | February 22, 2023 |
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| 10.23† | | PennyMac Financial Services, Inc. 2022 Equity Incentive Plan Form of Stock Option Award Agreement (2023). | | 10-Q | | May 3, 2023 |
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| 10.24† | | PennyMac Financial Services, Inc. 2022 Equity Incentive Plan Form of Restricted Stock Unit Subject to Continued Service Award Agreement (Net Share Withholding) (2023). | | 10-Q | | May 3, 2023 |
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| 10.25† | | PennyMac Financial Services, Inc. 2022 Equity Incentive Plan Form of Restricted Stock Unit Subject to Continued Service Award Agreement (Sale to Cover) (2023). | | 10-Q | | May 3, 2023 |
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| 10.26† | | PennyMac Financial Services, Inc. 2022 Equity Incentive Plan Form of Restricted Stock Unit Subject to Performance Components Award Agreement (Sale to Cover) (2023). | | 10-Q | | May 3, 2023 |
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| 10.27† | | PennyMac Financial Services, Inc. 2022 Equity Incentive Plan Form of Restricted Stock Unit Subject to Performance Components Award Agreement (Net Share Withholding) (2023). | | 10-Q | | May 3, 2023 |
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| 10.28† | | PennyMac Financial Services, Inc. 2022 Equity Incentive Plan Form of Restricted Stock Unit Subject to Continued Service Award Agreement for Non-Employee Directors (2023). | | 10-Q | | May 3, 2023 |
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| 10.29† | | Separation Agreement and General Release date as of March 21, 2023. | | 8-K/A | | March 24, 2023 |
| 10.30 | | Third Amended and Restated Management Agreement, dated as of June 30, 2020, by and among PennyMac Mortgage Investment Trust, PennyMac Operating Partnership, L.P. and PNMAC Capital Management, LLC. | | 8-K | | July 2, 2020 |
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| | | | | Incorporated by Referencefrom the Below-Listed Form(Each Filed under SEC FileNumber 15-68669 or 001-38727) | |
| Exhibit No. | | Exhibit Description | | Form | | Filing Date |
| 10.31 | | Fourth Amended and Restated Flow Servicing Agreement, dated as of June 30, 2020, between PennyMac Operating Partnership, L.P. and PennyMac Loan Services, LLC. | | 8-K | | July 2, 2020 |
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| 10.32 | | Amendment No. 1 to the Fourth Amended and Restated Flow Servicing Agreement, dated as of March 9, 2021, by and between PennyMac Loan Services, LLC and PennyMac Operating Partnership, L.P. | | 10-Q | | May 6, 2021 |
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| 10.33 | | Amendment No. 2 to the Fourth Amended and Restated Flow Servicing Agreement, dated as of June 4, 2021, by and between PennyMac Loan Services, LLC and PennyMac Operating Partnership, L.P. | | 10-Q | | August 5, 2021 |
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| 10.34 | | Amendment No. 3 to Fourth Amended and Restated Flow Servicing Agreement, dated as of September 29, 2021, by and between PennyMac Loan Services, LLC and PennyMac Operating Partnership, L.P. | | 10-Q | | November 4, 2021 |
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| 10.35 | | Flow Servicing Agreement, dated as of June 1, 2022, by and between PennyMac Loan Services, LLC and PennyMac Corp. | | 10-Q | | August 5, 2022 |
| 10.36 | | Second Amended and Restated Mortgage Banking Services Agreement, dated as of June 30, 2020, between PennyMac Loan Services, LLC and PennyMac Corp. | | 8-K | | July 2, 2020 |
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| 10.37 | | Amendment No. 1 to Second Amended and Restated Mortgage Banking Services Agreement, dated as of December 8, 2020, by and between PennyMac Loan Services, LLC and PennyMac Corp. | | 10-K | | February 25, 2021 |
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| 10.38 | | Amendment No. 2 to Second Amended and Restated Mortgage Banking Services Agreement, dated as of September 28, 2022, by and between PennyMac Loan Services, LLC and PennyMac Corp., and effective as of October 1, 2022. | | 10-Q | | November 2, 2022 |
| 10.39 | | Amendment No. 3 to Second Amended and Restated Mortgage Banking Services Agreement, dated as of December 6, 2022, by and between PennyMac Loan Services, LLC and PennyMac Corp., and effective as of November 1, 2022. | | 10-K | | February 22, 2023 |
| 10.40 | | Second Amended and Restated MSR Recapture Agreement, dated as of June 30, 2020, between PennyMac Loan Services, LLC and PennyMac Corp. | | 8-K | | July 2, 2020 |
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| | | | | Incorporated by Referencefrom the Below-Listed Form(Each Filed under SEC FileNumber 15-68669 or 001-38727) | |
| Exhibit No. | | Exhibit Description | | Form | | Filing Date |
| 10.41 | | Amendment No. 1 to Second Amended and Restated MSR Recapture Agreement, dated as of December 8, 2020, by and between PennyMac Loan Services, LLC and PennyMac Corp. | | 10-K | | February 25, 2021 |
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| 10.42 | | Mortgage Loan Purchase Agreement, dated as of September 25, 2012, by and between PennyMac Loan Services, LLC and PennyMac Corp. | | 10-K | | March 10, 2016 |
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| 10.43 | | Flow Sale Agreement, dated as of June 16, 2015, by and between PennyMac Corp. and PennyMac Loan Services, LLC. | | 10-Q | | August 7, 2015 |
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| 10.44 | | HELOC Flow Purchase and Servicing Agreement, dated as of February 25, 2019, by and between PennyMac Loan Services, LLC and PennyMac Corp. | | 10-Q | | May 6, 2019 |
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| 10.45 | | Third Amended and Restated Base Indenture, dated as of April 1, 2020, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC, Credit Suisse First Boston Mortgage Capital LLC and Pentalpha Surveillance LLC. | | 8-K | | April 7, 2020 |
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| 10.46 | | Amendment No. 1 to Third Amended and Restated Base Indenture, dated as of June 8, 2022, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC, Credit Suisse First Boston Mortgage Capital LLC, and Pentalpha Surveillance LLC. | | 8-K | | June 14, 2022 |
| 10.47 | | Amendment No. 2 to Third Amended and Restated Base Indenture, dated as of June 9, 2022, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC, Credit Suisse First Boston Mortgage Capital LLC and Pentalpha Surveillance LLC. | | 10-Q | | August 5, 2022 |
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| 10.48 | | Amendment No. 3, dated February 7, 2023, to the Third Amended and Restated Base Indenture, dated as of April 1, 2020, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., as Indenture Trustee, PennyMac Loan Services, LLC, Credit Suisse First Boston Mortgage Capital LLC, and consented and agreed to by Goldman Sachs Bank USA. | | 8-K | | February 13, 2023 |
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| 10.49 | | Amended and Restated Series 2016-MSRVF1 Indenture Supplement to Indenture, dated as of February 28, 2018, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC and Credit Suisse First Boston Mortgage Capital LLC. | | 8-K | | March 6, 2018 |
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| | | | | Incorporated by Referencefrom the Below-Listed Form(Each Filed under SEC FileNumber 15-68669 or 001-38727) | |
| Exhibit No. | | Exhibit Description | | Form | | Filing Date |
| 10.50 | | Amendment No. 1 to Amended and Restated Series 2016-MSRVF1 Indenture Supplement, dated as of August 10, 2018, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC and Credit Suisse First Boston Mortgage Capital LLC. | | 10-Q | | November 2, 2018 |
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| 10.51˄ | | Amendment No. 2 to the Amended and Restated Series 2016-MSRVF1 Indenture Supplement, dated as of April 24, 2020, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC, and Credit Suisse First Boston Mortgage Capital LLC. | | 10-Q | | May 7, 2020 |
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| 10.52˄ | | Amendment No. 3 to the Amended and Restated Series 2016-MSRVF1 Indenture Supplement, dated as of August 25, 2020, among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC, and Credit Suisse First Boston Mortgage Capital LLC. | | 10-Q | | November 6, 2020 |
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| 10.53 | | Amendment No. 4 to the Amended and Restated Series 2016-MSRVF1 Indenture Supplement, dated as of April 1, 2021, among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC and Credit Suisse First Boston Mortgage Capital LLC. | | 10-Q | | May 6, 2021 |
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| 10.54˄ | | Amendment No. 5 to the Series 2016-MSRVF1 Indenture Supplement, dated as of July 30, 2021, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC and Credit Suisse First Boston Mortgage Capital LLC. | | 8-K | | August 5, 2021 |
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| 10.55 | | Omnibus SOFR Amendment No. 6 to Series 2016-MSRVF1 Indenture Supplement, Amendment No. 4 to Series 2020-SPIADVF1 Indenture Supplement, Omnibus Amendment No. 1 to Series 2016-MBSADV1 Indenture Supplement and Series 2021-MBSADVF1 Indenture Supplement, dated as of February 10, 2022, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC, Credit Suisse First Boston Mortgage Capital LLC, and Credit Suisse AG, Cayman Islands Branch. | | 10-Q | | May 5, 2022 |
| 10.56 | | Joint Amendment No. 7 to Series 2016-MSRVF1 Indenture Supplement and Amendment No. 5 to Series 2020-SPIADVF1 Indenture Supplement, dated as of June 8, 2022, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC, Credit Suisse First Boston Mortgage Capital LLC, and Credit Suisse AG, Cayman Islands Branch. | | 10-Q | | August 5, 2022 |
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| | | | | Incorporated by Referencefrom the Below-Listed Form(Each Filed under SEC FileNumber 15-68669 or 001-38727) | |
| Exhibit No. | | Exhibit Description | | Form | | Filing Date |
| 10.57˄ | | Amendment No. 8 to Series 2016-MSRVF1 Indenture Supplement, dated as of June 27, 2023, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC, and Atlas Securitized Products, L.P. | | 10-Q | | August 3, 2023 |
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| 10.58 | | Series 2018-GT1 Indenture Supplement, dated as of February 28, 2018, to Second Amended and Restated Base Indenture, dated as of August 10, 2017, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC and Credit Suisse First Boston Mortgage Capital LLC. | | 8-K | | March 6, 2018 |
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| 10.59 | | Series 2018-GT2 Indenture Supplement, dated as of August 10, 2018, to Second Amended and Restated Base Indenture, dated as of August 10, 2017, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC and Credit Suisse First Boston Mortgage Capital LLC. | | 8-K | | August 15, 2018 |
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| 10.60 | | Series 2022-GT1 Indenture Supplement to Third Amended and Restated Base Indenture, dated as of June 8, 2022, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC, and Credit Suisse First Boston Mortgage Capital LLC. | | 8-K | | June 14, 2022 |
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| 10.61 | | Series 2023-GTL1 Indenture Supplement and Loan Agreement, dated as of February 28, 2023, by and among PNMAC GMSR ISSUER TRUST, as issuer, PennyMac Loan Services, LLC, as administrator and servicer, Credit Suisse First Boston Mortgage Capital LLC, as administrative agent, and the syndicated lenders party thereto. | | 8-K | | March 3, 2023 |
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| 10.62˄ | | Series 2023-GTL2 Indenture Supplement and Loan Agreement, dated as of October 25, 2023, by and among PNMAC GMSR ISSUER TRUST, as issuer, PennyMac Loan Services, LLC, as administrator and servicer, Atlas Securitized Products, L.P., as administrative agent, and the syndicated lenders party thereto. | | 8-K | | October 26, 2023 |
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| 10.63 | | Guaranty, dated as of December 19, 2016, made by Private National Mortgage Acceptance Company, LLC, in favor of PNMAC GMSR ISSUER TRUST. | | 8-K | | December 21, 2016 |
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| 10.64 | | Amendment No. 1 to Guaranty, dated as of February 16, 2017, by and between PNMAC GMSR ISSUER TRUST and Private National Mortgage Acceptance Company, LLC. | | 8-K | | February 23, 2017 |
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| | | | | Incorporated by Referencefrom the Below-Listed Form(Each Filed under SEC FileNumber 15-68669 or 001-38727) | |
| Exhibit No. | | Exhibit Description | | Form | | Filing Date |
| 10.65 | | Amended and Restated Master Repurchase Agreement, dated as of April 1, 2020, by and among PNMAC GMSR ISSUER TRUST, PennyMac Loan Services, LLC and Private National Mortgage Acceptance Company, LLC. | | 8-K | | April 7, 2020 |
| 10.66 | | Amendment No. 1 to Amended and Restated Master Repurchase Agreement, dated as of June 9, 2022, by and among PNMAC GMSR ISSUER TRUST, PennyMac Loan Services, LLC and Private National Mortgage Acceptance Company, LLC, Credit Suisse AG, Cayman Islands Branch, Citibank, N. A., and Credit Suisse First Boston Mortgage Capital, LLC. | | 10-Q | | August 5, 2022 |
| 10.67 | | Side Letter Agreement to Series 2016-MSRVF1 Amended and Restated Master Repurchase Agreement, dated as of July 30, 2021, by and among PennyMac Loan Services, LLC, Credit Suisse AG, Cayman Islands Branch, Citibank, N. A., and Credit Suisse First Boston Mortgage Capital, LLC. | | 10-K | | February 23, 2022 |
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| 10.68˄ | | Amended and Restated Master Repurchase Agreement, dated as of July 30, 2021, by and among PennyMac Loan Services, LLC, Credit Suisse AG, Cayman Islands Branch, Citibank, N. A., and Credit Suisse First Boston Mortgage Capital, LLC, MSR Collateralized Notes, SERIES 2016-MSRVF1. | | 8-K | | August 5, 2021 |
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| 10.69 | | Omnibus Amendment No. 1 to Amended and Restated Master Repurchase Agreements, dated as of June 8, 2022, by and among PennyMac Loan Services, LLC, Credit Suisse AG, Cayman Islands Branch, Citibank, N. A., and Credit Suisse First Boston Mortgage Capital, LLC, MSR Collateralized Notes, SERIES 2016-MSRVF1 and SERIES 2020-SPIADVF1. | | 10-Q | | August 5, 2022 |
| 10.70 | | Omnibus Amendment No. 2 to the 2016-MSRVF1 Amended and Restated Repurchase Agreement and Amendment No. 3 to the Series 2020-SPIADVF1 Repurchase Agreement, dated as of February 7, 2023, by and among Credit Suisse First Boston Mortgage Capital LLC, Credit Suisse AG, Cayman Islands Branch, Citibank, N.A., and PennyMac Loan Services, LLC and acknowledged by Private National Mortgage Acceptance Company, LLC, as guarantor. | | 8-K | | February 13, 2023 |
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| | | | | Incorporated by Referencefrom the Below-Listed Form(Each Filed under SEC FileNumber 15-68669 or 001-38727) | |
| Exhibit No. | | Exhibit Description | | Form | | Filing Date |
| 10.71 | | Omnibus Assignment, Assumption and Amendment, dated March 16, 2023, among Credit Suisse First Boston Mortgage Capital LLC, Credit Suisse AG, Cayman Islands Branch, Alpine Securitization LTD, Atlas Securitized Products, L.P., Atlas Securitized Products Investments 3, L.P., Atlas Securitized Products Funding 2, L.P., and Nexera Holding LLC, PennyMac Loan Services, LLC, and Private National Mortgage Acceptance Company, LLC. | | 8-K | | March 17, 2023 |
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| 10.72 | | Joint Omnibus Assignment, Assumption and Amendment No. 3 to the Series 2016-MSRVF1 Repurchase Agreement, Amendment No. 4 to the Series 2020-SPIADVF1 Repurchase Agreement, Amendment No. 3 to the Pricing Side Letters, Amendment No. 2 to the Side Letter Agreements and Amendment No. 1 to the VFN Repo Guaranty, dated March 16, 2023, among Credit Suisse First Boston Mortgage Capital LLC, Credit Suisse AG, Cayman Islands Branch, Citibank, N.A., PennyMac Loan Services, LLC, Atlas Securitized Products, L.P., Nexera Holding LLC, and Private National Mortgage Acceptance Company, LLC. | | 8-K | | March 17, 2023 |
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| 10.73˄ | | Joint Omnibus Amendment No. 4 to the Series 2016-MSRVF1 Repurchase Agreement, Amendment No. 5 to the Series 2020-SPIADVF1 Repurchase Agreement, and Amendment No. 4 to the Series 2016-MSRVF1 and Series 2020-SPIADVF1 Pricing Side Letters, dated as of June 27, 2023, by and among Atlas Securitized Products, L.P., Nexera Holding LLC, Citibank, N.A., PennyMac Loan Services, LLC and Private National Mortgage Acceptance Company, LLC. | | 10-Q | | August 3, 2023 |
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| 10.74 | | Joint Assignment, Assumption and Amendment No. 3 to the Series 2021-MSRVF1 Repurchase Agreement, Amendment No. 2 to the Series 2021-MSRVF1 Pricing Side Letter and Amendment No. 2 to the Series 2021-MSRVF1 Side Letter Agreement, dated March 16, 2023, among Credit Suisse First Boston Mortgage Capital LLC, Credit Suisse AG, Cayman Islands Branch, PennyMac Loan Services, LLC, Atlas Securitized Products, L.P., Nexera Holding LLC, and Private National Mortgage Acceptance Company, LLC. | | 8-K | | March 17, 2023 |
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| 10.75 | | Omnibus Amendment No. 3 to the Series 2016-MSRVF1 and Series 2020-SPIADVF1 Side Letter Agreements, dated as of June 27, 2023, by and among Atlas Securitized Products, L.P., Nexera Holding LLC, PennyMac Loan Services, LLC and Private National Mortgage Acceptance Company, LLC. | | 10-Q | | August 3, 2023 |
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| | | | | Incorporated by Referencefrom the Below-Listed Form(Each Filed under SEC FileNumber 15-68669 or 001-38727) | |
| Exhibit No. | | Exhibit Description | | Form | | Filing Date |
| 10.76 | | Second Amended and Restated Guaranty, dated as of July 30, 2021, by Private National Mortgage Acceptance Company, LLC in favor of Credit Suisse First Boston Mortgage Capital LLC on behalf of Credit Suisse AG, Cayman Island Branch and Citibank, N.A.. | | 8-K | | August 5, 2021 |
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| 10.77˄ | | Amended and Restated Master Repurchase Agreement, dated as of July 30, 2021, by and among PennyMac Loan Services, LLC, Credit Suisse AG, Cayman Islands Branch, Citibank, N. A., and Credit Suisse First Boston Mortgage Capital, LLC, MSR Collateralized Notes, SERIES 2020-SPIADVF1. | | 8-K | | August 5, 2021 |
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| 10.78 | | Amendment No. 2 to SERIES 2020-SPIADVF1 Amended and Restated Master Repurchase Agreement, dated as of June 9, 2022, by and among PennyMac Loan Services, LLC, Credit Suisse AG, Cayman Islands Branch, Citibank, N. A., and Credit Suisse First Boston Mortgage Capital, LLC. | | 10-Q | | August 5, 2022 |
| 10.79 | | Amended and Restated Series 2020-SPIADVF1 Indenture Supplement, dated as of February 7, 2023, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC, Credit Suisse First Boston Mortgage Capital LLC and Goldman Sachs Bank USA. | | 10-Q | | August 3, 2023 |
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| 10.80˄ | | Amendment No. 1 to Series 2020-SPIADVF1 Indenture Supplement, dated as of June 27, 2023, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC, Atlas Securitized Products, L.P., and Goldman Sachs Bank USA. | | 10-Q | | August 3, 2023 |
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| 10.81˄ | | Joinder and Amendment No. 2 to the A&R Series 2020-SPIADVF1 Indenture Supplement, dated as of August 4, 2023, by an among PNMAC GMSR ISSUER TRUST, Citibank, N.A., Pennymac Loan Services, LLC, Atlas Securitized Products, L.P., Goldman Sachs Bank USA, Nomura Corporate Funding Americas, LLC and Nexera Holding LLC. | | * | | |
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| 10.82 | | Side Letter Agreement to Series 2020-SPIADVF1 Amended and Restated Master Repurchase Agreement, dated as of July 30, 2021, by and among PennyMac Loan Services, LLC, Credit Suisse AG, Cayman Islands Branch, Citibank, N. A., and Credit Suisse First Boston Mortgage Capital, LLC. | | 10-K | | February 23, 2022 |
| | | | | Incorporated by Referencefrom the Below-Listed Form(Each Filed under SEC FileNumber 15-68669 or 001-38727) | |
| Exhibit No. | | Exhibit Description | | Form | | Filing Date |
| 10.83 | | Omnibus Amendment No. 1 to the Side Letter Agreements, dated December 7, 2021, by and among PennyMac Loan Services, LLC, Credit Suisse AG, Cayman Islands Branch, Citibank, N. A., and Credit Suisse First Boston Mortgage Capital, LLC. | | 10-K | | February 23, 2022 |
| 10.84 | | Base Indenture, dated as of April 28, 2021, by and among PFSI ISSUER TRUST - FMSR, as Issuer, Citibank, N.A., as Indenture Trustee, Calculation Agent, Paying Agent and Securities Intermediary, PennyMac Loan Services, LLC, as Servicer and Administrator, and Credit Suisse First Boston Mortgage Capital LLC, as Administrative Agent. | | 8-K | | May 3, 2021 |
| 10.85 | | Master Repurchase Agreement, dated as of April 28, 2021, by and among PFSI ISSUER TRUST - FMSR, as Buyer, PennyMac Loan Services, LLC, as Seller, and Private National Mortgage Acceptance Company, LLC, as Guarantor. | | 8-K | | May 3, 2021 |
| 10.86 | | Guaranty, dated as of April 28, 2021, made by Private National Mortgage Acceptance Company, LLC, in favor of PFSI ISSUER TRUST – FMSR. | | 8-K | | May 3, 2021 |
| 10.87 | | Master Repurchase Agreement, dated as of April 28, 2021, by and among Credit Suisse First Boston Mortgage Capital LLC, as administrative agent, Credit Suisse AG, Cayman Islands Branch, as Buyer, and PennyMac Loan Services, LLC, as Seller. | | 8-K | | May 3, 2021 |
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| 10.88 | | Amendment No. 1 to the Series 2021-MSRVF1 Repurchase Agreement, dated as of September 8, 2021, by and among Credit Suisse First Boston Mortgage Capital LLC, Credit Suisse AG, Cayman Islands Branch, PennyMac Loan Services, LLC, and Private National Mortgage Acceptance Company, LLC. | | 10-K | | February 23, 2022 |
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| 10.89 | | Amendment No. 2 to the Series 2021-MSRVF1 Repurchase Agreement, dated as of December 29, 2021 and effective as of January 1, 2022, by and among Credit Suisse First Boston Mortgage Capital LLC, Credit Suisse AG, Cayman Islands Branch, PennyMac Loan Services, LLC, and Private National Mortgage Acceptance Company, LLC. | | 10-K | | February 23, 2022 |
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| | | | | Incorporated by Referencefrom the Below-Listed Form(Each Filed under SEC FileNumber 15-68669 or 001-38727) | |
| Exhibit No. | | Exhibit Description | | Form | | Filing Date |
| 10.90 | | Joint Amendment No. 4 to the Series 2021-MSRVF1 Repurchase Agreement and Amendment No. 3 to the Series 2021-MSRVF1 Pricing Side Letter, dated as of June 27, 2023, by and among Atlas Securitized Products, L.P., Nexera Holding LLC, PennyMac Loan Services, LLC and Private National Mortgage Acceptance Company, LLC. | | 10-Q | | August 3, 2023 |
| 10.91 | | Guaranty, dated as of April 28, 2021, by Private National Mortgage Acceptance Company, LLC, in favor of PennyMac Loan Services, LLC. | | 8-K | | May 3, 2021 |
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| 10.92 | | Series 2023-MSRVF2 Master Repurchase Agreement, dated as of August 4, 2023, by and among PennyMac Loan Services, LLC and Nomura Corporate Funding Americas, LLC. | | 8-K | | August 10, 2023 |
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| 10.93 | | Series 2020-SPIADVF1 Master Repurchase Agreement, dated as of August 4, 2023, by and among PennyMac Loan Services, LLC and Nomura Corporate Funding Americas, LLC. | | 8-K | | August 10, 2023 |
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| 10.94 | | Guaranty, by Private National Mortgage Acceptance Company, LLC, as guarantor, in favor of Nomura Corporate Funding Americas, LLC, dated as of August 4, 2023. | | 8-K | | August 10, 2023 |
| 10.95 | | Amended and Restated SERIES 2020-SPIADVF1 Guaranty, dated as of December 20, 2023, by and among Private National Mortgage Acceptance Company, LLC, PennyMac Loan Services, LLC, PNMAC GMSR VFN Funding, LLC and Goldman Sachs Bank USA. | | * | | |
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| 10.96 | | Amended and Restated SERIES 2023-MSRVF1 Guaranty, dated as of December 20, 2023, by and among Private National Mortgage Acceptance Company, LLC, PennyMac Loan Services, LLC, PNMAC SPIA VFN Funding, LLC and Goldman Sachs Bank USA. | | * | | |
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| 10.97 | | SERIES 2020-SPIADVF1 Amended and Restated Master Repurchase Agreement, dated as of December 20, 2023, by and among Goldman Sachs Bank USA, PNMAC SPIA VFN Funding, LLC, PennyMac Loan Services, LLC, and Private National Mortgage Acceptance Company, LLC. | | * | | |
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| 10.98 | | SERIES 2023-MSRVF1 Amended and Restated Master Repurchase Agreement, dated as of December 20, 2023, by and among Goldman Sachs Bank USA, PNMAC GMSR VFN Funding, LLC, PennyMac Loan Services, LLC, and Private National Mortgage Acceptance Company, LLC. | | * | | |
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| 21.1 | | Subsidiaries of PennyMac Financial Services, Inc. | | * | | |
| | | | | Incorporated by Referencefrom the Below-Listed Form(Each Filed under SEC FileNumber 15-68669 or 001-38727) | |
| Exhibit No. | | Exhibit Description | | Form | | Filing Date |
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| 23.1 | | Consent of Deloitte & Touche LLP. | | * | | |
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| 31.1 | | Certification of David A. Spector pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | | * | | |
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| 31.2 | | Certification of Daniel S. Perotti pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | | * | | |
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| 32.1 | | Certification of David A. Spector pursuant to Rule 13a-14(b) and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | | ** | | |
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| 32.2 | | Certification of Daniel S. Perotti pursuant to Rule 13a-14(b) and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | | ** | | |
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| 97 | | Recoupment of Incentive Compensation Policy For Executive Officers. | | * | | |
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| 101 | | Interactive data files pursuant to Rule 405 of Regulation S-T, formatted in Inline XBRL: (i) the Consolidated Balance Sheets as of December 31, 2023 and December 31, 2022 (ii) the Consolidated Statements of Income for the years ended December 31, 2023 and December 31, 2022, (iii) the Consolidated Statements of Changes in Stockholders’ Equity for the years ended December 31, 2023 and December 31, 2022, (iv) the Consolidated Statements of Cash Flows for the years ended December 31, 2023 and December 31, 2022 and (v) the Notes to the Consolidated Financial Statements. | | * | | |
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| 101.INS | | XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document | | * | | |
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| 101.SCH | | Inline XBRL Taxonomy Extension Schema Document | | * | | |
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| 101.CAL | | Inline XBRL Taxonomy Extension Calculation Linkbase Document | | * | | |
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| 101.DEF | | Inline XBRL Taxonomy Extension Definition Linkbase Document | | * | | |
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| 101.LAB | | Inline XBRL Taxonomy Extension Label Linkbase Document | | * | | |
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| | | | | Incorporated by Referencefrom the Below-Listed Form(Each Filed under SEC FileNumber 15-68669 or 001-38727) | |
| Exhibit No. | | Exhibit Description | | Form | | Filing Date |
| 101.PRE | | Inline XBRL Taxonomy Extension Presentation Linkbase Document | | * | | |
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| 104 | | Cover Page Interactive Data File (embedded within the Inline XBRL document). | | | | |
˄ Portions of the exhibit have been redacted.
** The certifications attached hereto as Exhibits 32.1 and 32.2 are furnished to the SEC pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, except as shall be expressly set forth by specific reference in such filing.
† Indicates management contract or compensatory plan or arrangement.
