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IRONWOOD PHARMACEUTICALS INC

For the period ended Dec 31, 2023. Filed Feb 16, 2024.

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About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2023 · Filed Feb 16, 2024

IRWD$4.81+2.8%Stored close · as of Nov 10, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Contents

Item 15. Exhibits and Financial Statement Schedules

1.List of documents filed as part of this report
1.Consolidated Financial Statements listed under Part II, Item 8 and included herein by reference.
2.Consolidated Financial Statement Schedules

No schedules are submitted because they are not applicable, not required or because the information is included in the Consolidated Financial Statements or Notes to Consolidated Financial Statements.

3.Exhibits
Incorporated by reference herein
NumberDescriptionFormDate
2.1​Separation Agreement, dated as of March 30, 2019, by and between Ironwood Pharmaceuticals, Inc. and Cyclerion Therapeutics, Inc.​Current Report on Form 8-K (File No. 001-34620)​April 4, 2019
2.2​Transaction Agreement, dated May 21, 2023, by and between Ironwood Pharmaceuticals, Inc. and VectivBio Holding AG​Current Report on Form 8-K (File No. 001-34620)​May 22, 2023
3.1Eleventh Amended and Restated Certificate of IncorporationAnnual Report on Form 10-K (File No. 001-34620)March 30, 2010
3.2Certificate of RetirementRegistration Statement on Form 8-A/A (File No. 001-34620)January 3, 2019
3.3Certificate of AmendmentCurrent Report on Form 8-K (File No. 001-34620)May 31, 2019
4.1​Specimen Class A Common Stock certificate​Registration Statement on Form S-1, as amended (File No. 333-163275)​January 20, 2010
4.3Indenture, dated as of August 12, 2019, by and between Ironwood Pharmaceuticals, Inc. and U.S. Bank National Association (including the form of the 0.75% Convertible Senior Note due 2024)Current Report on Form 8-K (File No. 001-34620)August 13, 2019
4.3.1​Form of 0.75% Convertible Senior Note due 2024​Current Report on Form 8-K (File No. 001-34620)​August 13, 2019
4.4​Indenture, dated as of August 12, 2019, by and between Ironwood Pharmaceuticals, Inc. and U.S. Bank National Association (including the form of the 1.50% Convertible Senior Note due 2026)​Current Report on Form 8-K (File No. 001-34620)​August 13, 2019
4.4.1​Form of 1.50% Convertible Senior Note due 2026​Current Report on Form 8-K (File No. 001-34620)​August 13, 2019
4.5​Description of Securities of Ironwood Pharmaceuticals, Inc.​Annual Report on Form 10-K (File No. 001-34620)​February 17, 2021
10.1#​Amended and Restated 2010 Employee, Director and Consultant Equity Incentive Plan​Registration Statement on Form S-8, as amended (File No. 333-184396)​October 12, 2012
10.1.1#​Form of Stock Option Agreement under the Amended and Restated 2010 Employee, Director and Consultant Equity Incentive Plan​Quarterly Report on Form 10-Q (File No. 001-34620)​November 6, 2018
10.1.2#​Form of Restricted Stock Unit Agreement under the Amended and Restated 2010 Employee, Director and Consultant Equity Incentive Plan​Quarterly Report on Form 10-Q (File No. 001-34620)​November 6, 2018
10.2#2019 Equity Incentive PlanQuarterly Report on Form 10-Q (File No. 001-34620)July 30, 2019
10.2.1#Form of Non-statutory Stock Option Agreement under the 2019 Equity Incentive PlanQuarterly Report on Form 10-Q (File No. 001-34620)July 30, 2019
10.2.2#Form of Restricted Stock Unit Agreement under the 2019 Equity Incentive PlanQuarterly Report on Form 10-Q (File No. 001-34620)July 30, 2019
10.2.3#Form of Restricted Stock Agreement under the 2019 Equity Incentive PlanQuarterly Report on Form 10-Q (File No. 001-34620)July 30, 2019
10.2.4#​Form of Performance-Based Restricted Stock Unit Award Agreement under the 2019 Equity Incentive Plan​Quarterly Report on Form 10-Q (File No. 001-34620)​May 6, 2020
10.3#Amended and Restated 2019 Equity Incentive PlanCurrent Report on Form 8-K (File No. 001-34620)June 22, 2023
10.3.1#​Form of Restricted Stock Unit Agreement under the Amended and Restated 2019 Equity Incentive Plan​Quarterly Report on Form 10-Q (File No. 001-34620)​November 9, 2023
10.4#​Amended and Restated 2010 Employee Stock Purchase Plan​Annual Report on Form 10-K (File No. 001-34620)​February 13, 2020
10.5#Change of Control Severance Benefit Plan, as amended and restatedQuarterly Report on Form 10-Q (File No. 001-34620)April 29, 2014
10.6#​Form of Executive Severance Agreement​Annual Report on Form 10-K (File No. 001-34620)​February 25, 2019
10.7#Form of Executive Severance AgreementCurrent Report on Form 8-K (File No. 001-34620)December 1, 2021
10.8#​Second Amended and Restated Executive Severance Agreement, June 22, 2021 between Ironwood Pharmaceuticals, Inc. and Thomas McCourt​Current Report on Form 8-K/A (File No. 001-34620)​June 24, 2021
10.9#*Second Amended and Restated Non-employee Director Compensation Policy, effective January 1, 2024
10.10#Form of Indemnification Agreement with Directors and OfficersRegistration Statement on Form S-1, as amended (File No. 333-163275)December 23, 2009
10.11+Collaboration Agreement, dated as of September 12, 2007, as amended on November 3, 2009, by and between Forest Laboratories, Inc. and Ironwood Pharmaceuticals, Inc.Registration Statement on Form S-1, as amended (File No. 333-163275)February 2, 2010
10.11.1Amendment No. 2 to the Collaboration Agreement, dated as of January 8, 2013, by and between Forest Laboratories, Inc. and Ironwood Pharmaceuticals, Inc.Annual Report on Form 10-K (File No. 001-34620)February 21, 2013
10.12+Commercial Agreement, dated as of January 31, 2017, by and among Allergan USA, Inc., Forest Laboratories, LLC and Ironwood Pharmaceuticals, Inc.Quarterly Report on Form 10-Q (File No. 001-34620)May 8, 2017
10.13+License Agreement, dated as of April 30, 2009, by and between Allergan Pharmaceuticals International Ltd. (formerly with Almirall, S.A.) and Ironwood Pharmaceuticals, Inc.Registration Statement on Form S-1, as amended (File No. 333-163275)February 2, 2010
10.13.1+Amendment No. 1 to License Agreement, dated as of June 11, 2013, by and between Allergan Pharmaceuticals International Ltd. (formerly with Almirall, S.A.) and Ironwood Pharmaceuticals, Inc.Quarterly Report on Form 10-Q (File No. 001-34620)August 8, 2013
10.13.2+Amendment to the License Agreement, dated as of October 26, 2015, by and between Allergan Pharmaceuticals International Ltd. and Ironwood Pharmaceuticals, Inc.Annual Report on Form 10-K (File No. 001-34620)February 19, 2016
10.13.3+Amendment to the License Agreement dated as of January 31, 2017, by and between Allergan Pharmaceuticals International Ltd., and Ironwood Pharmaceuticals, Inc.Quarterly Report on Form 10-Q (File No. 001-34620)May 8, 2017
10.14+Novation Agreement, dated as of October 26, 2015, by and among Almirall, S.A., Allergan Pharmaceuticals International Ltd. and Ironwood Pharmaceuticals, Inc.Annual Report on Form 10-K (File No. 001-34620)February 19, 2016
10.15++Amended and Restated License Agreement, dated as of August 1, 2019, by and between Ironwood Pharmaceuticals, Inc. and Astellas Pharma Inc.Current Report on Form 8-K (File No. 001-34620August 1, 2019
10.15.1+​Amendment to the Amended and Restated License Agreement, dated as of January 8, 2021, by and between Ironwood Pharmaceuticals, Inc. and Astellas Pharma Inc.​Annual Report on Form 10-K (File No. 001-34620)​February 17, 2021
10.16++Amended and Restated License and Collaboration Agreement, dated as of September 16, 2019, by and between AstraZeneca AB and Ironwood Pharmaceuticals, Inc.Current Report on Form 8-K (File No. 001-34620)September 18, 2019
10.17+Commercial Supply Agreement, dated as of June 23, 2010, by and among PolyPeptide Laboratories, Inc. and Polypeptide Laboratories (SWEDEN) AB, Forest Laboratories, Inc. and Ironwood Pharmaceuticals, Inc.Quarterly Report on Form 10-Q (File No. 001-34620)August 10, 2010
10.18+Commercial Supply Agreement, dated as of March 28, 2011, by and among Corden Pharma Colorado, Inc. (f/k/a Roche Colorado Corporation), Ironwood Pharmaceuticals, Inc. and Forest Laboratories, Inc.Quarterly Report on Form 10-Q (File No. 001-34620)May 13, 2011
10.18.1+Amendment No. 3 to Commercial Supply Agreement, dated as of November 26, 2013, by and between Corden Pharma Colorado, Inc. (f/k/a Roche Colorado Corporation), Ironwood Pharmaceuticals, Inc. and Forest Laboratories, Inc.Annual Report on Form 10-K (File No. 001-34620)February 7, 2014
10.19†​Amended and Restated Exclusive License Agreement by and between Ferring International Center S.A. and GlyPharma Therapeutic Inc. dated as of December 6, 2016, as amended​Registration Statement on Form F-1 (File No. 333-254523)​March 19, 2021
10.20†​Development and Commercialization Agreement by and between VectivBio AG and Asahi Kasei Pharma Corporation, dated as of March 30, 2022​Annual Report on Form 20-F (File No. 001-40316)​April 7, 2022
10.21​Credit Agreement, dated May 21, 2023, by and among Ironwood Pharmaceuticals, Inc., as borrower, Wells Fargo Bank, National Association, as administrative agent, collateral agent, a letter of credit issuer and a lender, and the other agents, lenders and letter of credit issuers parties thereto​Current Report on Form 8-K (File No. 001-34620)​May 22, 2023
10.22Lease Agreement for facilities at 100 Summer Street, Boston, Massachusetts, dated as of June 11, 2019, by and between Ironwood Pharmaceuticals, Inc. and MA-100 Summer Street Owner, L.L.C.Current Report on Form 8-K (File No. 001-34620)June 13, 2019
10.23Tax Matters Agreement, dated as of March 30, 2019, by and between Ironwood Pharmaceuticals, Inc. and Cyclerion Therapeutics, Inc.Current Report on Form 8-K (File No. 001-34620)April 4, 2019
10.24Employee Matters Agreement, dated as of March 30, 2019, by and between Ironwood Pharmaceuticals, Inc. and Cyclerion Therapeutics, Inc.Current Report on Form 8-K (File No. 001-34620)April 4, 2019
10.25​Base Call Option Transaction Confirmation for the 2024 Notes, dated as of August 7, 2019, between Ironwood Pharmaceuticals, Inc. and JPMorgan Chase Bank, National Association​Current Report on Form 8-K (File No. 001-34620)​August 13, 2019
10.26​Base Call Option Transaction Confirmation for the 2026 Notes, dated as of August 7, 2019, between Ironwood Pharmaceuticals, Inc. and JPMorgan Chase Bank, National Association​Current Report on Form 8-K (File No. 001-34620)​August 13, 2019
10.27​Base Call Option Transaction Confirmation for the 2024 Notes, dated as of August 7, 2019, between Ironwood Pharmaceuticals, Inc. and Credit Suisse Capital LLC​Current Report on Form 8-K (File No. 001-34620)​August 13, 2019
10.28Base Call Option Transaction Confirmation, for the 2026 Notes, dated as of August 7, 2019, between Ironwood Pharmaceuticals, Inc. and Credit Suisse Capital LLCCurrent Report on Form 8-K (File No. 001-34620)August 13, 2019
10.29Additional Call Option Transaction Confirmation for the 2024 Notes, dated as of August 12, 2019, between Ironwood Pharmaceuticals, Inc. and JPMorgan Chase Bank, National AssociationCurrent Report on Form 8-K (File No. 001-34620)August 13, 2019
10.30Additional Call Option Transaction Confirmation for the 2026 Notes, dated as of August 12, 2019, between Ironwood Pharmaceuticals, Inc. and JPMorgan Chase Bank, National AssociationCurrent Report on Form 8-K (File No. 001-34620)August 13, 2019
10.31Additional Call Option Transaction Confirmation for the 2024 Notes, dated as of August 12, 2019, between Ironwood Pharmaceuticals, Inc. and Credit Suisse Capital LLCCurrent Report on Form 8-K (File No. 001-34620)August 13, 2019
10.32Additional Call Option Transaction Confirmation for the 2026 Notes, dated as of August 12, 2019, between Ironwood Pharmaceuticals, Inc. and Credit Suisse Capital LLCCurrent Report on Form 8-K (File No. 001-34620)August 13, 2019
21.1*​Subsidiaries of Ironwood Pharmaceuticals, Inc.​​
23.1*​Consent of Independent Registered Public Accounting Firm​​
31.1*​Certification of Chief Executive Officer pursuant to Rules 13a-14 or 15d-14 of the Exchange Act​​
31.2*Certification of Chief Financial Officer pursuant to Rules 13a-14 or 15d-14 of the Exchange Act
32.1‡Certification of Chief Executive Officer pursuant to Rules 13a-14(b) or 15d-14(b) of the Exchange Act and 18 U.S.C. Section 1350
32.2‡​Certification of Chief Financial Officer pursuant to Rules 13a-14(b) or 15d-14(b) of the Exchange Act and 18 U.S.C. Section 1350​​​​
97*​Policy for Recoupment of Incentive Compensation​​​​
101.INS*​XBRL Instance Document – The Instance Document does not appear in the Interactive Data Files because its XBRL tags are embedded within the Inline XBRL document​​​​
101.SCH*​XBRL Taxonomy Extension Schema Document​​​​
101.CAL*XBRL Taxonomy Extension Calculation Linkbase Document
101.LAB*XBRL Taxonomy Extension Label Linkbase Database
101.PRE*XBRL Taxonomy Extension Presentation Linkbase Document
101.DEF*XBRL Taxonomy Extension Definition Linkbase Document
*Filed herewith.
‡Furnished herewith.
+Confidential treatment granted under 17 C.F.R. §§200.80(b)(4) and 230.406. The confidential portions of this exhibit have been omitted and are remeasured accordingly. The confidential portions have been provided separately to the SEC pursuant to the confidential treatment request.
†Schedules and exhibits have been omitted pursuant to Item 601(b)(2)(ii) of Regulation S-K. Ironwood will furnish copies of any such schedules and exhibits to the SEC upon request.
#Management contract or compensatory plan, contract, or arrangement.
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