MULLEN AUTOMOTIVE INC
For the period ended Sep 30, 2023. Filed Jan 17, 2024.
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FY2023 · Filed Jan 17, 2024
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Item 9B. Other Information
Trading Arrangements
On August 18, 2023, Jonathan New, the Company’s Chief Financial Officer, entered into a Rule 10b5-1 trading arrangement (as defined in Item 408 of Regulation S-K) for the sale of only those shares of common stock necessary to satisfy payment of applicable withholding taxes as a result of stock awards. The trading arrangement terminates upon the sale of all shares. During the three months ended September 30, 2023, no other director or officer (as defined in Rule 16a-1(f) promulgated under the Exchange Act) of the Company adopted or terminated any “Rule 10b5-1 trading arrangement” or any “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K.
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