Red Cat Holdings Inc

For the period ended Jul 31, 2024. Filed Sep 23, 2024.

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jul 31, 2024 · Filed Sep 23, 2024

RCAT$4.50+11.4%Stored close · as of Nov 9, 2026

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Contents

Item 6. EXHIBITS

Exhibit No.	Description
3.1	Amended and Restated Bylaws adopted effective September 17, 2022 (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K filed on September 22, 2022)
10.1	Executive Employment Agreement, between George Matus and the Company, dated May 13, 2024 (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed on May 20, 2024)
10.2+	Executive Employment Agreement, between Leah Lunger and the Company, dated June 10, 2024 (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed on June 14, 2024)
10.3+	Form of 8% Promissory Note (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed on July 23, 2024)
10.4+	Form of Exchange Agreement (incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K filed on July 23, 2024)
10.5+	Form of Closing Date Working Capital Agreement and Consent (incorporated by reference to Exhibit 10.3 to the Current Report on Form 8-K filed on July 23, 2024)
10.6+	Form of Purchase Agreement (incorporated by reference to Exhibit 10.4 to the Current Report on Form 8-K filed on July 23, 2024)
10.7**	Securities Purchase Agreement
10.8**	Senior Secured Convertible Promissory Note
10.9**	Common Stock Purchase Warrant
10.10**	Security Agreement
31.1*	Certification of Principal Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2*	Certification of Principal Financial and Accounting Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1**	Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2**	Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101.INS*	Inline XBRL Instance Document
101.SCH*	Inline XBRL Schema Document
101.CAL*	Inline XBRL Calculation Linkbase Document
101.LAB*	Inline XBRL Label Linkbase Document
101.PRE*	Inline XBRL Presentation Linkbase Document
101.DEF*	Inline XBRL Definition Linkbase Document
104*	Cover Page Interactive Data File - the cover page from the Registrant’s Quarterly Report on Form 10-Q for the quarter ended July 31, 2024 is formatted in Inline XBRL

Filed herewith.

** Furnished herewith.

+Certain schedules, appendices and exhibits to this agreement have been omitted in accordance with Item 601(b)(2) of Regulation S-K. A copy of any omitted schedule and/or exhibit will be furnished supplementally to the SEC staff upon request.

** SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

	RED CAT HOLDINGS, INC.
Date: September 23, 2024	By: /s/ Jeffrey Thompson
	Jeffrey Thompson Chief Executive Officer (Principal Executive Officer)
Date: September 23, 2024	By: /s/ Leah Lunger
	Leah Lunger Chief Financial Officer (Principal Financial and Accounting Officer)

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