PRO DEX INC
For the period ended Jun 30, 2024. Filed Sep 5, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2024 · Filed Sep 5, 2024
PDEX$69.86-0.6%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
| ITEM 15. | EXHIBIT AND FINANCIAL STATEMENT SCHEDULES |
| (a) | Financial Statements and Financial Statement Schedules |
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| (1) | Financial Statements are listed in the index included under Item 8 of this Report. |
| (b) | Exhibits |
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| Exhibit · Filed or Furnished | |||||
|---|---|---|---|---|---|
| Number | Exhibit Description | Form | Exhibit | Filing Date | Herewith |
| 3.1 | Articles of Incorporation | 8-K | 3.1 | 4/23/2007 | |
| 3.2 | Articles of Amendment to Articles of Incorporation | 8-K | 3.1 | 12/5/2007 | |
| 3.3 | Articles of Amendment to Articles of Incorporation | 8-K | 3.1 | 6/18/2010 | |
| 3.4 | Amended and Restated Bylaws, dated January 31, 2011 | 8-K | 3.1 | 2/4/2011 | |
| 4.1 | Description of Company's Common Stock Registered Pursuant to Section 12 of the Securities Act of 1934 | X | |||
| 10.1* | Second Amended and Restated 2004 Stock Option Plan | S-8 | 4.1 | 2/15/2012 | |
| 10.2* | Amended and Restated 2004 Directors Stock Option Plan | S-8 | 4.2 | 2/15/2012 | |
| 10.3* | Pro-Dex, Inc. 2016 Equity Incentive Plan | 14A | Appendix A | 10/17/2016 | |
| 10.4* | Form of Indemnification Agreement for directors and certain officers | 8-K | 10.1 | 10/29/2008 | |
| 10.5 | Lease agreement with Irvine Business Properties, dated August 3, 2007 | 8-K | 10.1 | 8/23/2007 | |
| 10.6 | First Amendment to Lease - July 2013 by and between Irvine Business Properties and Pro-Dex, Inc. dated effective July 1, 2013 | 8-K | 10.1 | 7/17/2013 | |
| 10.7* | Pro-Dex, Inc. Amended and Restated Employee Severance Policy effective as of September 16, 2016 | 10-Q | 10.5 | 5/14/2015 | |
| 10.8 | Second Amended to Standard Industrial/Commercial Multi-Tenant Lease - Net by and between Irvine Business Properties and Pro-Dex, Inc., dated September 19, 2017 | 8-K | 10.1 | 9/20/2017 | |
| Exhibit · Filed or Furnished | ||||
|---|---|---|---|---|
| Number · Exhibit Description · Form · Exhibit · Filing Date · Herewith | ||||
| 10.9* | Form of Performance Award Agreement for Employees of Pro-Dex, Inc. - 2016 Equity Incentive Plan | 8-K | 10.1 | 12/8/2017 |
| 10.10 | Credit Agreement, dated September 6, 2018 between Pro-Dex, Inc. and Minnesota Bank & Trust | 8-K | 10.1 | 9/7/2018 |
| 10.11 | Security Agreement, dated September 6, 2018 by Pro-Dex, Inc. in favor of Minnesota Bank & Trust | 8-K | 10.2 | 9/7/2018 |
| 10.12 | Term Note A, dated September 6, 2018 by Pro-Dex, Inc. in favor of Minnesota Bank & Trust | 8-K | 10.3 | 9/7/2018 |
| 10.13 | Revolving Credit Note, dated September 6, 2018 by Pro-Dex, Inc. in favor of Minnesota Bank & Trust | 8-K | 10.4 | 9/7/2018 |
| 10.14 | Change in Terms Agreement dated September 6, 2018 by Pro-Dex, Inc. in favor of Minnesota Bank & Trust | 8-K | 10.1 | 10/1/2019 |
| 10.15 | Standard Offer, Agreement and Escrow Instructions for Purchase of Real Estate by and between Pro-Dex, Inc. and 14401 Franklin, LLC | 8-K | 10.1 | 9/8/2020 |
| 10.16 | Loan Agreement dated November 6, 2020 made by and between PDEX Franklin LLC and Minnesota Bank & Trust | 8-K | 10.1 | 11/12/2020 |
| 10.17 | Term Note dated November 6, 2020 made by PDEX Franklin LLC in favor of Minnesota Bank & Trust | 8-K | 10.2 | 11/12/2020 |
| 10.18 | Deed of trust with Assignment of Leases and Rents, Security Agreement and Fixture Filing dated November 6, 2020 by and between PDEX Franklin LLC and Minnesota Bank & Trust | 8-K | 10.3 | 11/12/2020 |
| 10.19 | Assignment of Leases and Rents dated November 6, 2020 by and between PDEX Franklin LLC and Minnesota Bank & Trust | 8-K | 10.4 | 11/12/2020 |
| 10.20 | Amended and Restated Credit Agreement dated November 6, 2020 by and between Pro-Dex, Inc. and Minnesota Bank & Trust | 8-K | 10.5 | 11/12/2020 |
| Exhibit · Filed or Furnished | ||||
|---|---|---|---|---|
| Number · Exhibit Description · Form · Exhibit · Filing Date · Herewith | ||||
| 10.21 | Amended and Restated Term Note A dated November 6, 2020 made by Pro-Dex, Inc. in favor of Minnesota Bank & Trust | 8-K | 10.6 | 11/12/2020 |
| 10.22 | Term Note B dated November 6, 2020 made by Pro-Dex, Inc. in favor of Minnesota Bank & Trust | 8-K | 10.7 | 11/12/2020 |
| 10.23 | Amended and Restated Revolving Credit Agreement dated November 6, 2020 made by Pro-Dex, Inc. in favor of Minnesota Bank & Trust | 8-K | 10.8 | 11/12/2020 |
| 10.24* | Form of Stock Option Agreement for Directors and Employees of Pro-Dex, Inc. - 2016 Equity Incentive Plan | 8-K | 10.1 | 12/11/2020 |
| 10.25 | At the Market Offering Agreement dated December 31, 2020, by and between Pro-Dex, Inc. and Ascendiant Capital Markets, LLC | 8-K | 10.1 | 12/31/2020 |
| 10.26 | Amendment No. 1 to Amended and Restated Credit Agreement dated November 5, 2021 by and between Pro-Dex, Inc. and Minnesota Bank & Trust | 8-K | 10.1 | 11/9/2021 |
| 10.27 | Amended and Restated Revolving Credit Note dated November 5, 2021 made by Pro-Dex, Inc. in favor of Minnesota Bank & Trust | 8-K | 10.2 | 11/9/2021 |
| 10.28 | Amendment No. 2 to Amended and Restated Credit Agreement dated December 29,2022 by and between Pro-Dex, Inc. and Minnesota Bank & Trust, a division of HTLF Bank | 8-K | 10.1 | 1/5/2023 |
| 10.29 | Amended and Restated Revolving Credit Note dated December 29, 2022made by Pro-Dex, Inc. in favor of Minnesota Bank & Trust, a division of HTLF Bank | 8-K | 10.2 | 1/5/2023 |
| 10.30 | Supplemental Revolving Credit Note dated December 29, 2022 made by Pro-Dex, Inc. in favor of Minnesota Bank & Trust, a division of HTLF Bank | 8-K | 10.3 | 1/5/2023 |
| 10.31 | Warrant to Purchase Stock dated December 20, 2018 made by Monogram Orthopaedics Inc. in favor of Pro-Dex, Inc. | 10-K | 10.31 | 10/13/2023 |
| 10.32 | Amendment No. 3 to Amended and Restated Credit Agreement dated December 29, 2023 by and between Pro-Dex, Inc. and Minnesota Bank & Trust, a division of HTLF Bank | 8-K | 10.1 | 1/3/2024 |
| Exhibit | Filed or Furnished | ||||
| Number | Exhibit Description | Form | Exhibit | Filing Date | Herewith |
| 21 | Subsidiaries | X | |||
| 23 | Consent of Independent Registered Public Accounting Firm | X | |||
| 31.1 | Certification of the Chief Executive Officer required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | |||
| 31.2 | Certification of the Chief Financial Officer required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | |||
| 32 | Certification of the Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Section 1350 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | |||
| 97 | Pro-Dex, Inc. Compensation Recovery Policy adopted by the Compensation Committee of the Board of Directors on December 1, 2023. | X | |||
| 101.INS | Inline XBRL Instance Document | X | |||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | X | |||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | X | |||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | X | |||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | X | |||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | X | |||
| 104 | Cover Page Interactive Date File | X | |||
| * | Denotes management contract or compensatory arrangement. |
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