Lightwave Logic Inc
For the period ended Mar 31, 2024. Filed May 10, 2024.
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Mar 31, 2024 · Filed May 10, 2024
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Unregistered Sales of Equity Securities and Use of Proceeds
| Item 2 | Unregistered Sales of Equity Securities and Use of Proceeds. |
During the period covered by this report, we sold the following securities without registering the securities under the Securities Act:
| Date | Security |
|---|---|
| January 18, 2024 | Common Stock — 19,000 shares of Common Stock at $0.75 per share pursuant to a warrant exercise. |
No underwriters were utilized, and no commissions or fees were paid with respect to any of the above transactions. These persons were the only offerees in connection with these transactions. We relied on Section 4(a)(2) and Rule 506 of Regulation D of the Securities Act since the transaction does not involve any public offering.
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