Voya Financial, Inc.
For the period ended Sep 30, 2025. Filed Nov 6, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 6, 2025
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Item 5. Other Information
During the three months ended September 30, 2025, the following trading plans that are intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) were adopted orterminated by directors and officers of the Company (as defined in Rule 16a-1(f)):
| Name and title of director or officer | Date of adoption of trading arrangement | Duration of trading arrangement | Aggregate number of securities to be sold or purchased under trading arrangement |
|---|---|---|---|
| Trevor Ogle, EVP and Chief Legal Officer | September 16, 2025 | February 20, 2026 to January 2, 2027 | 7,77621,337(1) |
(1) Represents the total number of shares of the Company’s common stock potentially issuable in connection with the vesting of restricted stock units covering 9,192 shares and performance stock units covering 12,145 shares scheduled to vest on February 17, 2026. The actual number of shares to be sold will be net of shares withheld to pay taxes and, with respect to performance stock units, reduced to the extent that performance measures are not fully met.
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