CrowdStrike Holdings Inc
For the period ended Jan 31, 2024. Filed Mar 7, 2024.
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FY2024 · Filed Mar 7, 2024
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Item 9B. Other Information
Rule 10b5-1 and Non-Rule 10b5-1 Trading Arrangements
During the three months ended January 31, 2024, certain of our officers or directors listed below adopted orterminated trading arrangements for the sale of shares of our Class A common stock in amounts and prices determined in accordance with a formula set forth in each such plan:
| Plans | ||||||
|---|---|---|---|---|---|---|
| Name and Title | Action | Date | Rule 10b5-1(1) | Non-Rule 10b5-1(2) | Number of Shares to be Sold | Expiration |
| Godfrey Sullivan, Director | Termination | December 12, 2023 | X | Up to 250,000 (175,000 shares were sold under the plan) | Plan is terminated. Was scheduled to expire upon the earlier of the date when all shares under plan were sold and December 31, 2024 | |
| Shawn Henry, Chief Security Officer | Adoption | December 20, 2023 | X | Up to 119,224(3) | Earlier of when all shares under plan are sold and March 17, 2025 | |
| Burt Podbere, Chief Financial Officer | Adoption | December 29, 2023 | X | Up to 100,000 | Earlier of when all shares under plan are sold and March 31, 2025 | |
(1)Intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
(2) Not intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
(3)Intended to permit Mr. Henry to sell (i)50,000 shares, (ii)29,109 shares subject to RSUs and (iii)40,115 shares subject to PSUs. The actual number of shares subject to PSUs that may be sold is subject to satisfaction of the applicable performance conditions and may be equal to, greater than or less than 40,115 shares.
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