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Nine Energy Service, Inc.

For the period ended Jun 30, 2026. Filed Aug 5, 2026.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jun 30, 2026 · Filed Aug 5, 2026

NINE$6.67-10.3%Stored close · as of Nov 9, 2026

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Item 6. Exhibits

The exhibits required to be filed or furnished by Item 601 of Regulation S-K are listed below.

ExhibitNumberDescription
2.1Amended Joint Prepackaged Plan of Reorganization of Nine Energy Service, Inc. and its Debtor Affiliates Pursuant to Chapter 11 of the Bankruptcy Code (Incorporated by reference to Exhibit 2.1 of Nine Energy Service, Inc.’s Current Report on Form 8-K filed on March 10, 2026).
3.1Fourth Amended and Restated Certificate of Incorporation of Nine Energy Service, Inc., dated March 5, 2026 (Incorporated by reference to Exhibit 3.1 of Nine Energy Service, Inc.’s Current Report on Form 8-K filed on March 10, 2026).
3.2Fifth Amended and Restated Bylaws of Nine Energy Service, Inc., dated March 5, 2026 (Incorporated by reference to Exhibit 3.2 of Nine Energy Service, Inc.’s Current Report on Form 8-K filed on March 10, 2026).
10.1Nine Energy Service, Inc. 2026 Long-Term Incentive Plan (incorporated by reference to Exhibit 4.3 of Nine Energy Service, Inc’s Registration Statement on Form S-8 filed on May 11, 2026).
10.2Amended and Restated Employment Agreement, dated May 22, 2026, by and between Nine Energy Service, LLC, Nine Energy Service, Inc., and Heather Schmidt (Incorporated by reference to Exhibit 10.1 of Nine Energy Service, Inc.’s Current Report on Form 8-K filed on May 22, 2026).
10.3*Form of Nine Energy Service, Inc. Restricted Stock Unit Award Agreement for Executive Officers.
10.4*Form of Nine Energy Service, Inc. Performance-Based Cash Award Agreement.
10.5*Form of Nine Energy Service, Inc. Restricted Stock Unit Award Agreement for Non-Employee Directors.
31.1*Certification by Principal Executive Officer pursuant to Rule 13a-14(a) and 15d-14(a) of the Exchange Act Rules, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2*Certification by Principal Financial Officer pursuant to Rule 13a-14(a) and 15d-14(a) of the Exchange Act Rules, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1**Certifications by Principal Executive Officer pursuant to Title 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of Sarbanes-Oxley Act of 2002.
32.2**Certifications by Principal Financial Officer pursuant to Title 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of Sarbanes-Oxley Act of 2002.
101*Interactive Data Files (Formatted as inline XBRL).
104*Cover Page Interactive Data File (Formatted as inline XBRL and contained in Exhibit 101).
  • Filed herewith.

** Furnished herewith in accordance with Item 601(b)(32) of Regulation S-K.

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.