ALKAMI TECHNOLOGY INC
For the period ended Dec 31, 2024. Filed Feb 28, 2025.
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FY2024 · Filed Feb 28, 2025
ALKT$14.16-0.4%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 15. Exhibit and Financial Statement Schedules
(a)
- Financial Statements.
See the Index to the Consolidated Financial Statements in “Item 8. Financial Statements and Supplementary Data” of this Annual Report on Form 10-K, which is incorporated into this item by reference.
- Financial Statement Schedules.
No financial statement schedules have been submitted because they are not required or are not applicable or because the information required is included in the financial statements or the notes thereto.
- List of Exhibits.
See the Exhibit Index in Item 15(b) below, which is incorporated into this item by reference.
(b)
The exhibits listed in the following “Exhibit Index” are filed or incorporated by reference as part of this Annual Report on Form 10-K.
| EXHIBIT INDEX | |||||
|---|---|---|---|---|---|
| Incorporated by Reference | |||||
| Exhibit · Description · File No. · Form · Exhibit · Filing Date · Filed Herewith | |||||
| 2.1* | Asset Purchase Agreement, dated September 10, 2021, among Alkami Technology, Inc., MK Decisioning Systems, LLC., and individuals named therein | 001-40321 | 8-K | 2.1 | 9/13/2021 |
| 2.2* | Merger Agreement, dated March 25, 2022, among Alkami Technology, Inc., Segmint Inc. and the other parties thereto. | 001-40321 | 8-K | 2.1 | 3/28/2022 |
| 3.1 | Amended and Restated Certificate of Incorporation of Alkami Technology, Inc. | 001-40321 | 8-K | 3.1 | 4/16/2021 |
| 3.2 | Amended and Restated Bylaws of Alkami Technology, Inc. | 001-40321 | 8-K | 3.2 | 4/16/2021 |
| 4.1 | Form of Specimen Stock Certificate evidencing the shares of common stock. | 333-254108 | S-1 | 4.1 | 3/10/2021 |
| 4.2 | Fourth Amended and Restated Investors’ Rights Agreement, by and among Alkami Technology, Inc. and the investors listed therein, dated as of September 24, 2020. | 333-254108 | S-1 | 4.2 | 3/10/2021 |
| 4.3 | Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 | 001-40321 | 10-K | 4.10 | 2/25/2022 |
| 10.1 | Amended and Restated Office Lease by and between Granite Park III, Ltd and Alkami Technology, Inc., dated as of September 6, 2017. | 333-254108 | S-1 | 10.1 | 3/10/2021 |
| 10.2 | First Amendment to Amended and Restated Office Lease by and between Granite Park III, Ltd and Alkami Technology, Inc., dated as of June 29, 2018. | 333-254108 | S-1 | 10.2 | 3/10/2021 |
| 10.3 | Second Amendment to Amended and Restated Office Lease by and between Granite Park III, Ltd and Alkami Technology, Inc., dated as of November 8, 2018. | 333-254108 | S-1 | 10.3 | 3/10/2021 |
| 10.4 | Third Amendment to Amended and Restated Office Lease by and between Granite Park NM/GP III LP, as successor in interest to Granite Park III, Ltd and Alkami Technology, Inc., dated as of January 7, 2019. | 333-254108 | S-1 | 10.4 | 3/10/2021 |
| 10.5 | Fourth Amendment to Amended and Restated Office Lease by and between Granite Park NM/GP III LP, as successor in interest to Granite Park III, Ltd and Alkami Technology, Inc., dated as of December 27, 2019. | 333-254108 | S-1 | 10.5 | 3/10/2021 |
| 10.6 | Fifth Amendment to Amended and Restated Office Lease by and between Granite Park NM/GP III LP, as successor in interest to Granite Park III, Ltd and Alkami Technology, Inc., dated as of November 3, 2020. | 333-254108 | S-1 | 10.6 | 3/10/2021 |
| 10.7† | Bill Pay Service Reseller Agreement by and between CO-OP eCom, LLC and Alkami Technology, Inc., dated as of June 28, 2013. | 333-254108 | S-1 | 10.9 | 3/10/2021 |
| 10.8† | First Amendment to Bill Pay Service Reseller Agreement by and between CO-OP eCom, LLC and Alkami Technology, Inc., dated as of May 19, 2015. | 333-254108 | S-1 | 10.10 | 3/10/2021 |
| 10.9† | Second Amendment to Bill Pay Service Reseller Agreement by and between CO-OP eCom, LLC and Alkami Technology, Inc., dated as of February 11, 2016. | 333-254108 | S-1 | 10.11 | 3/10/2021 |
| 10.10† | Third Amendment to Bill Pay Service Reseller Agreement by and between CO-OP eCom, LLC and Alkami Technology, Inc., dated as of March 7, 2017. | 333-254108 | S-1 | 10.12 | 3/10/2021 |
| 10.11† | Fourth Amendment to Bill Pay Service Reseller Referral Agreement by and between Alkami Technology, Inc. and CU Cooperative Systems, Inc., dated as of September 14, 2019. | 333-254108 | S-1 | 10.13 | 3/10/2021 |
| 10.12† | Fifth Amendment to Bill Pay Service Reseller Agreement by and between Alkami Technology, Inc. and CU Cooperative Systems, Inc., dated as of June 1, 2020. | 333-254108 | S-1 | 10.14 | 3/10/2021 |
| 10.13† | Sixth Amendment to Bill Pay Service Reseller Agreement by and between Alkami Technology, Inc. and CU Cooperative Systems, Inc., dated as of December 30, 2022. | 001-40321 | 8-K | 10.1 | 1/3/2023 |
| 10.14# | Alkami Technology, Inc. 2011 Long-Term Incentive Plan. | 333-254108 | S-1 | 10.15 | 3/10/2021 |
| 10.15# | Alkami Technology, Inc. 2021 Incentive Award Plan. | 333-254108 | S-1 | 10.16 | 3/10/2021 |
| 10.16# | Form of Stock Option Grant Notice and Stock Option Agreement under the 2021 Incentive Award Plan. | 333-254108 | S-1 | 10.17 | 3/10/2021 |
| 10.17# | Form of Restricted Stock Award Grant Notice and Restricted Stock Award Agreement under the 2021 Incentive Award Plan. | 333-254108 | S-1 | 10.18 | 3/10/2021 |
| 10.18# | Form of Restricted Stock Unit Award Grant Notice and Restricted Stock Unit Award Agreement under the 2021 Incentive Award Plan. | 333-254108 | S-1 | 10.19 | 3/10/2021 |
| 10.19# | Alkami Technology, Inc. 2021 Employee Stock Purchase Plan. | 333-254108 | S-1 | 10.20 | 3/10/2021 |
| 10.20# | Amended & Restated Executive Employment Agreement, by and between Alkami Technology, Inc. and Stephen Bohanon. | 333-254108 | S-1/A | 10.21 | 4/5/2021 |
| 10.21# | Amended & Restated Executive Employment Agreement, by and between Alkami Technology, Inc. and Bryan Hill. | 333-254108 | S-1/A | 10.23 | 4/5/2021 |
| 10.22# | Amended & Restated Executive Employment Agreement, by and between Alkami Technology, Inc. and Douglas A. Linebarger. | 333-254108 | S-1/A | 10.24 | 4/5/2021 |
| 10.23# | Form of Indemnification Agreement for directors and officers. | 333-254108 | S-1/A | 10.25 | 4/5/2021 |
| 10.24# | Senior Executive Bonus Plan | 001-40321 | 8-K | 10.1 | 8/5/2021 |
| 10.25# | Employment Agreement, effective November 5, 2021, by and between Alkami Technology, Inc. and Alex Shootman | 001-40321 | 8-K | 10.1 | 11/4/2021 |
| 10.26 | Amended and Restated Guarantee and Collateral Agreement, among Alkami Technology, Inc. as the Borrower, the other Grantors referred to therein, and Silicon Valley Bank, as Administrative Agent, dated as of April 29, 2022. | 001-40321 | 8-K | 10.1 | 5/2/2022 |
| 10.27* | First Amendment to Amended and Restated Credit Agreement, among Alkami Technology, Inc., as the Borrower, the Several Lenders from time to time party thereto and Silicon Valley Bank, as Administrative Agent, Issuing Lender and Swingline Lender, dated as of June 27, 2023. | 001-40321 | 8-K | 10.1 | 6/28/2023 |
| 10.28 | Sixth Amendment to Amended and Restated Office Lease, dated as of September 5, 2023. | 001-40321 | 8-K | 10.1 | 9/06/2023 | |
| 10.29* | Second Amendment to Amended and Restated Credit Agreement, among Alkami Technology, Inc., as the Borrower, the Several Lenders from time to time party thereto and Silicon Valley Bank, a division of First-Citizens Bank & Trust Company, as Administrative Agent, Issuing Lender and Swingline Lender, dated as of July 1, 2024 | 001-40321 | 8-K/A | 10.1 | 7/03/2024 | |
| 10.30* | Third Amendment to Amended and Restated Credit Agreement, among Alkami Technology, Inc., as the Borrower, the Several Lenders from time to time party thereto and Silicon Valley Bank, a division of First-Citizens Bank & Trust Company, as Administrative Agent, Issuing Lender and Swingline Lender, dated as of February 27, 2025 | 001-40321 | 8-K | 10.1 | 2/27/2025 | |
| 10.31# | Alkami Technology, Inc. 2025 Non-Employee Director Compensation Program | X | ||||
| 19.1 | Alkami Technology, Inc. Insider Trading Compliance Policy | X | ||||
| 21.1 | List of Subsidiaries of the Registrant | X | ||||
| 23.1 | Consent of Independent Registered Public Accounting Firm | X | ||||
| 24.1 | Power of Attorney, pursuant to which amendments to this Form 10-K may be filed (included on the signature page contained in Part IV of the Form 10-K). | X | ||||
| 31.1 | Certification of Principal Executive Officer Pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934 | X | ||||
| 31.2 | Certification of Principal Financial Officer Pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934 | X | ||||
| 32.1** | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350 | X | ||||
| 32.2** | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350 | X | ||||
| 97.1 | Alkami Technology, Inc. Policy for Recovery of Erroneously Awarded Compensation | 001-40321 | 10-K | 97.1 | 2/29/2024 | |
| 101.INS | Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document | |||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | |||||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | |||||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | |||||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | |||||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | |||||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | |||||
Certain schedules and exhibits have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The Company will supplementally furnish copies of omitted schedules and exhibits to the SEC or its staff upon its request. Certain confidential portions of this Exhibit, marked by brackets and asterisks ([**]), have been omitted because the confidential omitted information is both (i) not material and (ii) information that the registrant customarily and actually treats as private or confidential.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.