Guidewire Software, Inc.
For the period ended Jan 31, 2026. Filed Mar 6, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jan 31, 2026 · Filed Mar 6, 2026
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Item 5. Other Information
During the three months ended January 31, 2026, the following Section 16 officer amended his Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) promulgated under the Exchange Act. The details of this arrangement is as follows:
| Name and Title | Action | Date of Action | Number of Shares to be Sold |
|---|---|---|---|
| John Mullen, President | Amendment (1) | January 13, 2026 | Up to 54,000 |
(1) Intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) with sales under this amendment occurring periodically from the estimated selling start date of April 14, 2026 and continuing through the earlier of the execution of all trading orders pursuant to the plan and December 31, 2026. The amendment changed the price limits for sales, number of shares to sell, and the timing of sales under the trading arrangement originally adopted on October 14, 2025.
In addition to sales under Rule 10b5-1(c) plans, pursuant to the terms of our equity incentive plans and awards thereunder, shares are sold at vesting to cover the holder’s tax liability associated with the vesting of such RSUs and PSUs.
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