Aptiv PLC
For the period ended Jun 30, 2024. Filed Aug 1, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 1, 2024
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Item 5. Other Information
Securities Trading Plans of Executive Officers and Directors
Transactions in our securities by our executive officers and directors are required to be made in accordance with our insider trading policy, which, among other things, requires that the transactions be in accordance with applicable U.S. federal securities laws that prohibit trading while in possession of material nonpublic information. Our insider trading policy permits our executive officers and directors to enter into trading plans in accordance with Rule 10b5-1.
The following table describes contracts, instructions or written plans for the sale or purchase of our securities adopted by our executive officers and directors during the second quarter of 2024, each of which is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), referred to as Rule 10b5-1 trading plans.
| Name and Title | Action | Date of Adoption of Rule 10b5-1 Trading Plan | Scheduled Expiration Date of Rule 10b5-1 Trading Plan (1) | Aggregate Number of Securities/Dollar Value to be Purchased or Sold |
|---|---|---|---|---|
| Katherine H. RamundoExecutive Vice President, Chief Legal Officer, Chief Compliance Officer and Secretary | Adoption | 5/14/2024 | 4/30/2025 | Sale of up to 10,000 ordinary shares |
| Kevin P. ClarkChairman, Chief Executive Officer | Adoption | 6/7/2024 | 9/20/2024 | Purchase of up to $2,000,000 |
(1)In each case, a trading plan may also expire on such earlier dates as all transactions under the trading plan are completed.
During the second quarter of 2024, no executive officer or director of the Company adopted, modified orterminated any non-Rule 10b5-1 trading arrangement (as defined in Item 408(c) of Regulation S-K).
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