Arq Inc
For the period ended Jun 30, 2024. Filed Aug 12, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 12, 2024
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Item 6. Exhibits
| Exhibit No. | Description | Form | File No. | Incorporated by Reference Exhibit | Filing Date |
|---|---|---|---|---|---|
| 3.1 | Conformed Copy of the Bylaws of Arq, Inc., as amended | 10-Q | 001-37822 | 3.1 | May 8, 2024 |
| 3.2 | Certificate of Amendment to the Amended and Restated Certificate of Incorporation, effective February 1, 2024 | 8-K | 001-37822 | 3.1 | January 31, 2024 |
| 10.1 | Arq, Inc. 2024 Omnibus Incentive Plan | 8-K | 001-37822 | 10.1 | June 13, 2024 |
| 10.2 | Seventh Amendment to Tax Asset Protection Plan dated as of April 15, 2024, by and between the Company and Computershare Trust Company, N.A., as rights agent. | 8-K | 001-37822 | 4.1 | April 16, 2024 |
| 10.3 | Securities Purchase Agreement dated as of May 15, 2024, by and among the Company and the Purchasers named therein. | 8-K | 001-37822 | 10.1 | May 16, 2024 |
| 10.4 | Registration Rights Agreement dated as of May 15, 2024, by and among the Company and the Purchasers named therein. | 8-K | 001-37822 | 10.2 | May 16, 2024 |
| 31.1 | Certification of Principal Executive Officer of Arq, Inc. Pursuant to 17 CFR 240.13a-14(a) or 17 CFR 240.15d-14(a)* | ||||
| 31.2 | Certification of Principal Financial Officer of Arq, Inc. Pursuant to 17 CFR 240.13a-14(a) or 17 CFR 240.15d-14(a)* | ||||
| 32.1 | Certification of Principal Executive Officer and Principal Financial Officer of Arq, Inc. Pursuant to 18 U.S.C Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002* | ||||
| 95.1 | Mine Safety Disclosure Exhibit* | ||||
| 101.SCH | XBRL Schema Document* | ||||
| 101.CAL | XBRL Calculation Linkbase Document* | ||||
| 101.LAB | XBRL Label Linkbase Document* | ||||
| 101.PRE | XBRL Presentation Linkbase Document* | ||||
| 101.DEF | Taxonomy Extension Definition Linkbase Document* | ||||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)* | ||||
Notes:
- Filed herewith.
Filings for the Company were made under the name ADA-ES, Inc. (File No. 000-50216) prior to July 1, 2013, the effective date of our reorganization, and under the name Advanced Emissions Solutions, Inc. (File No. 000-54992) starting on July 1, 2013. Filings for the Company were made under the name Advanced Emissions Solutions, Inc. (File No. 001-37822) starting on July 6, 2016. On February 1, 2024, the Company changed its name to Arq, Inc.
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