Ubiquiti Inc
For the period ended Jun 30, 2024. Filed Aug 23, 2024.
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FY2024 · Filed Aug 23, 2024
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Item 15. Exhibits, Financial Statement Schedules
Item 15. Exhibits and Financial Statement Schedules
(a) 1. Financial Statements
The financial statements filed as part of this Annual Report on Form 10-K are identified in the Index to Consolidated Financial Statements on page 54 of this Annual Report on Form 10-K.
- Financial Statement Schedules
See Item 15(c) below.
- Exhibits
See Item 15(b) below.
(b) Exhibits
The following exhibits are filed herewith or are incorporated by reference to exhibits previously filed with the Securities and Exchange Commission. Ubiquiti Inc. (the “Registrant”) shall furnish copies of exhibits for a reasonable fee (covering the expense of furnishing copies) upon request.
| ExhibitNumber | Description | Incorporated by Reference from Form | Incorporated byReference fromExhibit Number | Date Filed | FiledHerewith |
|---|---|---|---|---|---|
| 3.1 · Third Amended and Restated Certificate of Incorporation of Ubiquiti Inc., as amended · 10-K · August 21, 2019 | |||||
| 3.2 | Amended and Restated Bylaws, as amended, as of December 17, 2020 | 8-K | 3.1 | December 18, 2020 | |
| 4.1 | Specimen Common Stock Certificate of Ubiquiti Networks, Inc. | S-1 | 4.1 | October 3, 2011 | |
| 4.2 | Registration Agreement, dated March 2, 2010, between Ubiquiti Networks, Inc. and certain holders of Ubiquiti Networks, Inc.’s capital stock named therein. | S-1 | 4.2 | June 17, 2011 | |
| 4.3 | Investor Rights Agreement, dated as of March 2, 2010, between Ubiquiti Networks, Inc. and certain holders of Ubiquiti Networks, Inc.’s capital stock named therein. | S-1 | 4.3 | June 17, 2011 | |
| 4.4 | Descriptions of the Company’s Securities | X | |||
| 10.1 | Form of Indemnification Agreement between Ubiquiti Networks, Inc. and its directors and officers. | S-1 | 10.1 | October 3, 2011 | |
| 10.2# | Amended and Restated 2010 Equity Incentive Plan and forms of agreement thereunder. | S-1 | 10.2 | June 17, 2011 | |
| 10.3# | Ubiquiti Inc. 2020 Omnibus Incentive Plan | 8-K | 10.1 | December 11, 2020 | |
| 10.4# | Employment Agreement, dated as of March 1, 2016, between Ubiquiti Networks, Inc. and Kevin Radigan. | 10-K | 10.6 | August 22, 2016 | |
| 10.5 | Jinyong Ji Investment Taiwan Lease, dated as of March 16, 2010, between Ubiquiti Networks, Inc. and Jinyong Ji Investment Co., Ltd. | S-1 | 10.1 | June 17, 2011 | |
| 10.6 | Taiwan Lease, dated as of July 20, 2011, between Jin Yeoung Ji Co., Ltd. and Ubiquiti Networks International Limited, Taiwan Branch. | 10-Q | 10.15 | November 14, 2011 | |
| 10.7 | Third Amended and Restated Credit Agreement, dated as of March 30, 2021, by and among Ubiquiti Inc. as borrower, certain domestic subsidiaries of the borrower, as guarantors, the lenders and other financial institutions party thereto and Wells Fargo Bank, National Association, as administrative agent. | 8-K | 10.1 | April 5, 2021 | |
| 10.8 | First Amendment to Third Amended and Restated Credit Agreement, dated as of April 3, 2023, by and among Ubiquiti Inc., as borrower, certain domestic subsidiaries of the borrower, as guarantors, the lenders and other financial institutions party thereto and Wells Fargo Bank, National Association, as administrative and collateral agent. | 8-K | 10.1 | April 7, 2023 | |
| 19 | Insider Trading Policy | X | |||
| 21.1 | List of subsidiaries of Ubiquiti Inc. | X | |||
| 23.1 | Consent of independent registered public accounting firm | X | |||
| 31.1 | Certification of Principal Executive Officer Required Under Rule 13a-14(a) and 15d-14(a) of the Securities Exchange Act of 1934, as amended. | X | |||
| 31.2 | Certification of Principal Financial Officer Required Under Rule 13a-14(a) and 15d-14(a) of the Securities Exchange Act of 1934, as amended. | X | |||
| 32.1 | Certification of Principal Executive Officer and Principal Financial Officer Required Under Rule 13a-14(b) of the Securities Exchange Act of 1934, as amended, and 18 U.S.C. §1350. | X | |||
| 97 | Ubiquiti Inc. Incentive Compensation Clawback Policy | X | |||
| 101.INS | Inline XBRL Instance Document | X | |||
| 101.SCH | Inline XBRL Taxonomy Schema Linkbase Document | X | |||
| 101.CAL | Inline XBRL Taxonomy Calculation Linkbase Document | X | |||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | X | |||
| 101.LAB | Inline XBRL Taxonomy Labels Linkbase Document | X | |||
| 101.PRE | Inline XBRL Taxonomy Presentation Linkbase Document | X | |||
| 104 | Cover Page Interactive Date File - (formatted as Inline XBRL and contained in Exhibit 101) | ||||
| # | Management contracts or compensation plans or arrangements in which directors or executive officers are eligible to participate. |
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| ~ | In accordance with Item 601(b)(32)(ii) of Regulation S-K and SEC Release No. 33-8238 and 34-47986, Final Rule: Management’s Reports on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports, the certifications furnished in Exhibit 32.1 hereto are deemed to accompany this Form 10-K and will not be deemed “filed” for purposes of Section 18 of the Exchange Act. Such certifications will not be deemed to be incorporated by reference into any filings under the Securities Act or the Exchange Act, except to the extent that the registrant specifically incorporates it by reference. |
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(c) Financial Statement Schedules.
Schedules not listed above have been omitted because they are not applicable or required, or the information required to be set forth therein is included in the Consolidated Financial Statements or Notes thereto.
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