Upland Software, Inc.
For the period ended Dec 31, 2025. Filed Mar 3, 2026.
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FY2025 · Filed Mar 3, 2026
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Item 9B. Other Information
Retention Arrangement
On February 26, 2026, the Compensation Committee of the Board approved a retention arrangement for Dan Doman, the Company’s Chief Operating and Product Officer. Pursuant to the arrangement, all of his then-outstanding and unvested equity awards were modified to provide for full vesting upon a change in control of the Company.
Rule 10b5-1 Trading Arrangements
None of our directors or executive officers adopted orterminated a “Rule 10b5-1 trading arrangement” or adopted or terminated a “non-Rule 10b5-1 trading arrangement” (as such terms are defined in Item 408 of Regulation S-K) during the quarter ended December 31, 2025.
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