MACOM Technology Solutions Holdings Inc
For the period ended Jun 28, 2024. Filed Aug 1, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 28, 2024 · Filed Aug 1, 2024
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Item 5. Other Information
The following table describes actions by our directors and Section 16 officers with respect to plans intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) during the three months ended June 28, 2024. None of our directors or Section 16 officers terminated a Rule 10b5-1 trading arrangement or took actions with respect to a“non-Rule 10b5-1 trading arrangement,” as such term is defined in Item 408(c) of Regulation S-K, during the three months ended June 28, 2024.
| Name and Title | Action | Date | Expiration of Plan (1) | Potential Number of Shares to be Sold (2) |
|---|---|---|---|---|
| Stephen DalyPresident and Chief Executive Officer | Adoption | May 31, 2024 | May 31, 2025 | Sale of up to 100,000 shares |
| Robert DennehySenior Vice President, Operations | Adoption | May 22, 2024 | December 31, 2025 | Sale of up to 24,411 shares |
| Ambra RothSenior Vice President, General Counsel and Secretary | Adoption | May 31, 2024 | August 31, 2025 | Sale of up to 18,738 shares |
(1) Date of plan termination or such earlier date upon which all transactions are completed or expire without execution.
(2) Represents the gross number of shares subject to the Rule 10b5-1 plan, excluding the potential effect of shares withheld for taxes. Amounts may include shares to be earned as PRSUs and are presented at their target amounts. The actual number of PRSUs earned following the end of the applicable performance period, if any, will depend on the relative attainment of the applicable performance metrics.
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