SECURITY NATIONAL FINANCIAL CORP
For the period ended Sep 30, 2026. Filed Nov 9, 2026.
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Sep 30, 2026 · Filed Nov 9, 2026
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Unregistered Sales of Equity Securities and Use of Proceeds
| Item 2. | Unregistered Sales of Equity Securities and Use of Proceeds. |
|---|
Recent Sales of Unregistered Securities and Use of Proceeds from Registered Securities
None.
Issuer Purchases of Equity Securities
On February 16, 2026, the Company entered into a Rule 10b5-1 trading plan with a broker to repurchase up to $1,000,000 of the Company’s Class A Common Stock under the Company’s Stock Repurchase Plan. The Stock Repurchase Plan, approved by the Board of Directors in September 2018 and amended on December 4, 2020, authorized the repurchase of up to 1,000,000 shares of Class A Common Stock in the open market. Purchases under the 10b5-1 plan commenced on March 16, 2026, and were subject to the daily time, price, and volume conditions of Rule 10b-18. On June 16, 2026, the Company terminated the 10b5-1 plan because the 1,000,000-share limit authorized under the Stock Repurchase Plan had been reached. The Company did not repurchase any shares under the Stock Repurchase Plan during the three-month period ended September 30, 2026.
| Period · (a) Total Number of Class A Shares Purchased · (b) Average Price Paid per Class A Share · (c) Total Number of Class A Shares Purchased as Part of Publicly Announced Plan or Program · (d) Maximum Number (or Approximate Dollar Value) of Class A Shares that May Yet Be Purchased Under the Plan or Program | |||||
|---|---|---|---|---|---|
| 7/1/2026-7/31/2026 | 616 | (1) | $9.79 | - | - |
| 8/1/2026-8/31/2026 | - | - | - | - | |
| 9/1/2026-9/30/2026 | - | - | - | - | |
| Total | 616 | $9.79 | - | - | |
(1) Represents shares repurchased directly from a member of the Board of Directors, at the director’s request, following the vesting of restricted stock units. These shares were not purchased under the Company’s Stock Repurchase Plan.
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