Skip to main content

Neuraxis, INC

For the period ended Sep 30, 2026. Filed Nov 9, 2026.

View on SEC.gov

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2026 · Filed Nov 9, 2026

NRXS$6.61+5.9%Stored close · as of Nov 9, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

See the whole filing, with its images and exhibits

Item 5. OTHER INFORMATION

Insider Trading Arrangements and Policies

On September 10, 2026, Brian Carrico, the Company’s President and Chief Executive Officer, adopted a trading arrangement intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended (the “Rule 10b5-1(c) Trading Plan”). The Rule 10b5-1(c) Trading Plan provides for the potential sale of up to 36,000 shares of the Company’s common stock, subject to the terms and conditions of the plan, with proceeds expected to be used for income taxes incurred on the vesting of restricted stock units. The plan is scheduled to expire on December 11, 2027, unless earlier terminated in accordance with its terms. The Rule 10b5-1(c) Trading Plan was adopted during an open trading window.

On September 10, 2026, Dr. Thomas Carrico, the Company’s Chief Regulatory, Compliance and Privacy Officer, adopted a trading arrangement intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended (the “Rule 10b5-1(c) Trading Plan”). The Rule 10b5-1(c) Trading Plan provides for the potential sale of up to 27,000 shares of the Company’s common stock, subject to the terms and conditions of the plan, with proceeds expected to be used for income taxes incurred on the vesting of restricted stock units. The plan is scheduled to expire on August 21, 2027, unless earlier terminated in accordance with its terms. The Rule 10b5-1(c) Trading Plan was adopted during an open trading window.

On September 10, 2026, Dr. Adrian Miranda, the Company’s Chief Medical Officer and Senior Vice President of Science and Technology, adopted a trading arrangement intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended (the “Rule 10b5-1(c) Trading Plan”). The Rule 10b5-1(c) Trading Plan provides for the potential sale of up to 27,000 shares of the Company’s common stock, subject to the terms and conditions of the plan, with proceeds expected to be used for income taxes incurred on the vesting of restricted stock units. The plan is scheduled to expire on August 21, 2027, unless earlier terminated in accordance with its terms. The Rule 10b5-1(c) Trading Plan was adopted during an open trading window.

During the quarter ended September 30, 2026, no other director or officer of the Company adopted orterminated any “Rule 10b5-1(c) trading arrangement” or “non-Rule 10b5-1(c) trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.

ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.