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Midas Edge

AMERICAN BATTERY TECHNOLOGY Co

For the period ended Jun 30, 2026. Filed Sep 14, 2026.

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About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2026 · Filed Sep 14, 2026

ABAT$1.32-7.0%Stored close · as of Nov 10, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Contents

Item 15. Exhibits and Financial Statement Schedules

The following exhibits are either provided with this Annual Report or are incorporated herein by reference:

Exhibit · Description · Filed Herein · Incorporated Date · By Form · Reference Exhibit
3.1Articles of Incorporation, as amended12-Sep-2210-K3.1
3.2Certificate of Amendment to Articles of Incorporation14-Nov-248-K3.1
3.3Amended and Restated Bylaws14-Sep-228-K3.1
3.4Certificate of Designation of Preferences, Rights and Limitations of Series A Preferred Stock8-Oct-198-K3.1
3.5Certificate of Designation of Preferences, Rights and Limitations of Series B Preferred Stock19-Feb-208-K3.1
3.6Certificate of Designation of Preferences, Rights and Limitations of Series C Preferred Stock5-Nov-208-K3.1
3.7Certificate of Designation of Series D Preferred Stock20-Sept-248-K3.1
3.8Amended and Restated Bylaws of American Battery Technology Company, dated October 14, 202515-Oct-258-K3.1
4.1Form of Series A Warrant4-Apr-238-K4.1
4.2Form of Series B Warrant4-Apr-238-K4.2
4.3Form of Placement Agent Warrant4-Apr-238-K4.3
4.4Form of Common Stock Purchase Warrant23-Dec-248-K4.1
4.5Form of Common Stock Purchase Warrant27-Dec-248-K4.1
4.6Form of Senior Secured Convertible Note11-Feb-25S-1/A4.1
4.7Form of Warrant30-May-25S-34.1
4.8Form of 2023 Unit Subscription Agreement20-June-25S-3/A4.1
4.9Form of 2023 Series A Warrant20-June-25S-3/A4.2
4.10Form of 2023 Series B Warrant20-June-25S-3/A4.3
4.11Form of 2024 Unit Subscription Agreement (Common Stock and Series A and B Warrants)20-June-25S-3/A4.4
4.12Form of 2024 Series A Warrant20-June-25S-3/A4.5
4.13Form of 2024 Series B Warrant20-June-25S-3/A4.6
4.14Form of 2024 Unit Subscription Agreement (Common Stock and Series A Warrants)20-June-25S-3/A4.7
4.15Form of 2024 Series A Warrant (for Units without Series B Warrants)20-June-25S-3/A4.8
4.16Form of 2025 Unit Subscription Agreement20-June-25S-3/A4.9
4.17Form of 2025 Warrant20-June-25S-3/A4.10
10.1Employment Agreement of Andres Meza11-Jan-238-K10.2
10.2Employment Agreement of Scott Jolcover11-Jan-238-K10.1
10.3Employment Agreement of Jesse Deutsch22-May-238-K10.1
10.4Employment Agreement of Ryan Melsert5-Aug-228-K10.1
10.5Exploration License with Option to Purchase, dated September 1, 2021, between American Battery Technology Company and 1317038 Nevada Ltd.15-Jul-228-K10.1
10.6Escrow Services Agreement15-Jul-228-K10.2
10.7Asset Purchase Agreement, dated March 1, 2023, between American Battery Technology Company and LiNiCo Corporation28-Sep-2310-K10.7
10.8Second Amended and Restated Membership Interest Purchase Agreement, dated April 21, 2023, between American Battery Technology Company and LiNiCo Corporation28-Sep-2310-K10.8
10.9Purchase and Sale Agreement, dated May 12, 2023, between American Battery Technology Company and Bow River Capital RE III LLC28-Sep-2310-K10.9
10.10Credit Agreement, dated May 17, 2023, between American Battery Technology Company and Mercuria Investments US, Inc.28-Sep-2310-K10.10
10.11Marketing Agreement, dated May 17, 2023, between American Battery Technology Company and Mercuria Energy America, LLC28-Sep-2310-K10.11
10.12Form of Securities Purchase Agreement4-Apr-238-K10.1
10.13DOE Grant Award DE-EE0006250, dated August 16, 202128-Sep-2310-K10.13
10.14DOE Grant Award DE-EE0009430, dated October 1, 202128-Sep-2310-K10.14
10.15Amended Director Agreement between American Battery Technology Company and Rick Fezell dated, September 22, 202328-Sep-238-K10.1
10.16Amended Director Agreement between American Battery Technology Company and Elizabeth Lowery dated, September 22, 202328-Sep-238-K10.3
10.17Amended Director Agreement between American Battery Technology Company and Sherif Marakby dated, September 22, 202328-Sep-238-K10.4
10.18Amended Offer Letter between American Battery Technology Company and Scott Jolcover dated, November 29, 20234-Dec-238-K10.1
10.19Amended Offer Letter between American Battery Technology Company and Ryan Melsert dated, December 1, 20234-Dec-238-K10.2
10.20Form of Securities Purchase Agreement15-Nov-2310-Q/A10.1
10.21Form of Convertible Note15-Nov-2310-Q/A10.2
10.22Assistance Agreement between the Company and the United States Department of Energy, dated September 1, 202315-Nov-2310-Q/A10.3
10.22Assistance Agreement between the Company and the United States Department of Energy, dated September 27, 202315-Nov-2310-Q/A10.4
10.23Amendment to Offer Letter between American Battery Technology Company and Scott Jolcover dated, March 15, 202418-Mar-248-K10.1
10.24Amendment to Offer Letter between American Battery Technology Company and Ryan Melsert dated, March 15, 202418-Mar-248-K10.2
10.25ATM Sales Agreement dated April 3, 2024, by and between the Company and Virtu Americas LLC3-Apr-248-K10.1
10.26Settlement Agreement, dated July 3, 2024, between American Battery Technology Company and Mercuria Energy America, LLC**10-Jul-248-K10.1
10.27Offer Letter, dated August 26, 2024, between American Battery Technology Company and Steven Wu26-Aug-248-K10.1
10.28Release Agreement, dated August 26, 2024, between American Battery Technology Company and Andrés Meza26-Aug-248-K10.2
10.29Subscription and Investment Representation Agreement, dated September 16, 2024, by and between American Battery Technology Company and Ryan Melsert20-Sept-248-K10.1
10.30Offer Letter, dated November 21, 2024, between American Battery Technology Company and Jesse Deutsch27-Nov-248-K10.1
10.31Offer Letter, dated November 21, 2024, between American Battery Technology Company and Ryan Melsert27-Nov-248-K10.2
10.32Offer Letter, dated November 21, 2024, between American Battery Technology Company and Stevn Wu27-Nov-248-K10.3
10.33Offer Letter, dated November 21, 2024, between American Battery Technology Company and Scott Jolcover27-Nov-248-K10.4
10.34American Battery Technology Company 2024 Employee Stock Purchase Plan2-Dec-24S-899.2
10.35Amendment to Securities Purchase Agreement, dated November 14, 2024, by and among American Battery Technology Company, High Trail Investments ON LLC and High Trail Special Situations LLC (including Form of Senior Secured Convertible Note)13-Dec-24S-110.1
10.36Placement Agency Agreement, dated December 19, 2024, between American Battery Technology Company and A.G.P./Alliance Global Partners23-Dec-248-K1.1
10.37Form of Securities Purchase Agreement, dated December 19, 2024, between American Battery Technology Company and investors named therein23-Dec-248-K10.1
10.38Amendment to Subsequently Purchased Notes, dated December 19, 2024, between American Battery Technology Company and the investors named therein23-Dec-248-K10.2
10.39Placement Agency Agreement, dated December 26, 2024, between American Battery Technology Company and A.G.P./Alliance Global Partners27-Dec-248-K1.1
10.40Form of Securities Purchase Agreement, dated December 26, 2024, between American Battery Technology Company and investors named therein27-Dec-248-K10.1
10.41Offer Letter, dated July 3, 2024, between American Battery Technology Company and Paul McGarry10-Jan-258-K10.1
10.42Amendment to Securities Purchase Agreement, dated December 20, 2024, by and among American Battery Technology Company, High Trail Investments ON LLC and High Trail Special Situations LLC14-Feb-2510-Q10.7
10.43DOE Grant Award DE-MS0000104, dated December 16, 202414-Feb-2510-Q10.11
10.44Offer Letter, by and between American Battery Technology Company and Jesse Deutsch, executed February 13, 202514-Feb-2510-Q10.12
10.45Commercial/Investment Property Purchase Agreement and Joint Escrow Instructions, dated April 1, 2025, between American Battery Technology Company, Steven Pokrajaz and Corina Pokrajac15-May-2510-Q10.1
10.46Banked Water Purchase Agreement among American Battery Technology Company and H2O NV Investments LLC15-May-2510-Q10.2
10.47Moss Landing Agreement, by and between the Company and Veolia ES Technical Solutions, L.L.C., dated November 5, 2025November 6, 20258-K10.1
10.48Offer Letter, by and between American Battery Technology Company and Alejandro Flores Arteaga, executed January 25, 2026January 29, 20268-K10.1
10.49Consulting Agreement, by and between American Battery Technology Company and Scott Jolcover, executed January 26, 2026January 29, 20268-K10.2
10.50Deutsch General Release Agreement, dated January 29, 2026January 29, 20268-K10.3
10.51Amendment to that Certain Offer Letter, dated October 9, 2024, by and between American Battery Technology Company and Ryan Melsert, executed January 27, 2026January 29, 20268-K10.4
10.52Amendment to that Certain Offer Letter, dated October 9, 2024, by and between American Battery Technology Company and Steven Wu, executed January 27, 2026January 29, 20268-K10.5
10.53Special Performance-Based Restricted Stock Unit Award Agreement, dated May 29, 2026, between American Battery Technology Company and Ryan MelsertJune 3, 20268-K10.1
19.1Insider Trading Policyx
21.1Subsidiaries of American Battery Technology Company28-Sep-2310-K21.1
23.1Consent of KPMG LLPx
31.1Certification of Chief Executive Officer as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.x
31.2Certification of Chief Financial Officer as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.x
32.1Certification of Chief Executive Officer as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.x
32.2Certification of Chief Financial Officer as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.x
96.1Amended Resource Estimate and Initial Assessment with Project Economics for the Tonopah Flats Lithium Project, Esmeralda and Nye Counties, Nevada, USA25-Apr-248-K96.1
97American Battery Technology Company Clawback Policy18-Sep-2510-K97
101INS Inline XBRL Instant Document.x
101SCH Inline XBRL Taxonomy Extension Schema Documentx
101CAL Inline XBRL Taxonomy Extension Calculation Linkbase Documentx
101LAB Inline XRBL Taxonomy Label Linkbase Documentx
101PRE Inline XBRL Taxonomy Extension Presentation Linkbase Documentx
101DEF Inline XBRL Taxonomy Extension Definition Linkbase Documentx
104Cover Page Interactive Data File (embedded within the Inline XBRL document)
  • Furnished herewith.

** Certain Confidential information contained in this exhibit has been omitted because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed. Additionally, certain personally identifiable information has been omitted from this exhibit pursuant to Item 601(a)(6) under Regulation

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