ALLIANCE ENTERTAINMENT HOLDING CORP
For the period ended Jun 30, 2026. Filed Sep 10, 2026.
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FY2026 · Filed Sep 10, 2026
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Item 9B. Other Information
During the fiscal year ended June 30, 2026, the following directors or officers (as defined in Rule 16a-1(f) under the Securities Exchange Act of 1934, as amended) adopted a “Rule 10b5-1 trading arrangement” (as defined in Item 408(a) of Regulation S-K):
On June 18, 2026, Bruce Ogilvie, Executive Chairman, through the Bruce Ogilvie, Jr. Trust dated January 20, 1994, of which Mr. Ogilvie serves as trustee, adopted a Rule 10b5-1 trading arrangement intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended. The trading arrangement provides for the sale of shares of common stock of the Company.
On June 18, 2026, Jeffrey Walker, Chief Executive Officer, adopted a Rule 10b5-1 trading arrangement intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended. The trading arrangement provides for the sale of shares of common stock of the Company.
No director or officer of the Company terminated a “Rule 10b5-1 trading arrangement” oradopted orterminated a “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K, during the fiscal year ended June 30, 2026.
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