Trio Petroleum Corp
For the period ended Jul 31, 2026. Filed Sep 9, 2026.
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Jul 31, 2026 · Filed Sep 9, 2026
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Item 5. Other Information
On June 17, 2026, Robin Ross, the Company’s Chairman and Chief Executive Officer, adopted a written trading arrangement intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act. The trading arrangement provided for the potential sale of up to 69,444 shares of the Company’s common stock and was scheduled to expire upon the earlier of 14 months from the adoption date or the sale of all shares subject to the arrangement. Subsequent to the quarter end, on August 31, 2026, Mr. Ross terminated the trading arrangement. No sales were made pursuant to the trading arrangement prior to its termination.
Except as described above, during the quarterly period ended July 31, 2026, no director or officer, as defined in Rule 16a-1(f) under the Exchange Act, adopted, materially modified orterminated a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement, as each term is defined in Item 408(a) of Regulation S-K.
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