MOBIX LABS, INC
Filed Aug 28, 2026.
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A company's registration of shares for sale to the public, often for a first offering. It describes the business, its risks and how the company plans to use the money.
period unavailable · Filed Aug 28, 2026
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As filed with the Securities and Exchange Commission on August 28, 2026
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORMS-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
(Exact name of registrant as specified in its charter)
| Delaware | 3674 | 98-1591717 |
|---|---|---|
| (State or other jurisdiction of Incorporation or organization) | (Primary Standard Industrial Classification Code Number) | (IRS Employer Identification Number) |
1 Venture, Suite 220
Irvine, California 92618
(949) 808-8888
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Keyvan Samini
President and Chief Financial Officer
1 Venture, Suite 220
Irvine, California 92618
(949) 808-8888
(Address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Raymond Lee, Esq.
Laurie L. Green, Esq.
Greenberg Traurig, LLP
18565 Jamboree Road
Suite 500
Irvine, CA 92612
(949) 732-6510
Approximate date of commencement of proposed sale to the public:From time to time after this registration statement becomes effective.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. ☒
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
| Large accelerated filer ☐ | Accelerated filer ☐ | Non-accelerated filer ☒ | Smaller reporting company ☒ |
|---|---|---|---|
| Emerging growth company ☒ | |||
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act☐
The Registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until the Registration Statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine.
SUBJECT TO COMPLETION, DATED AUGUST 28, 2026
The information in this prospectus is not complete and may be changed. These securities may not be sold until the registration statement filed with the SEC is effective. This prospectus is not an offer to sell these securities and is not soliciting an offer to buy these securities in any jurisdiction where the offer or sale is not permitted.
PRELIMINARY PROSPECTUS
mobix labs, inc.
5,000,000** SHARES OF CLASS A COMMON STOCK**
This prospectus relates to the registration of the resale or other distribution by the selling stockholder named herein (the “Selling Stockholder”) of up to 5,000,000 shares of Class A Common Stock of Mobix Labs, Inc., par value $0.00001 per share (the “Class A Common Stock”), issuable to an investor upon the conversion of (i) 1,000 shares of Series A 10% Convertible Preferred Stock and (ii) 6,000 shares of Series A 10% Convertible Preferred Stock issuable upon the exercise of a Preferred Stock Purchase Warrant (the “August 2026 Preferred Warrant”). The 1,000 shares of Series A 10% Convertible Preferred Stock issued and the 6,000 shares of Series A 10% Convertible Preferred Stock underlying the August 2026 Preferred Warrant, including any future shares issued as a dividend on the Series A 10% Convertible Preferred Stock, are hereinafter referred to as the “Preferred Shares”.
The shares of Class A Common Stock that may be sold by the Selling Stockholder are collectively referred to in this prospectus as the “Offered Securities.” Our registration of the resale of the Offered Securities does not mean that the Selling Stockholder will offer or sell any of the Offered Securities.
We will not receive any of the proceeds from the sale by the Selling Stockholder of any of the Offered Securities. We may receive up to $6,000,000 to the extent the August 2026 Preferred Warrant is exercised. We intend to use any proceeds from the exercise of the August 2026 Preferred Warrant for working capital and general corporate purposes. We will bear all costs, expenses and fees in connection with the registration of the resale of the Offered Securities. The Selling Stockholder will bear all commissions and discounts, if any, attributable to their respective sales of the Offered Securities.
The Offered Securities offered for resale in this prospectus represent a substantial percentage of the total outstanding shares of our Class A Common Stock as of August 24, 2026. Assuming the issuance of all of the Offered Securities being registered for resale pursuant to this prospectus to the Selling Stockholder, the Offered Securities would represent approximately 22.9% of the outstanding Class A Common Stock as of August 24, 2026. The resale of the Offered Securities, or the perception that these sales could occur, pursuant to this prospectus, could result in a significant decline in the public trading price of our Class A Common Stock. In addition to the Selling Stockholder, certain other stockholders may resell a substantial number of our securities pursuant to separate resale prospectuses. The sale of the shares offered hereby together with the sale of these additional securities, or the perception that these sales could occur, could depress the market price of our securities.
The Selling Stockholder may offer and sell the securities covered by this prospectus in a number of different ways and at varying prices. We provide more information about how the Selling Stockholder may sell the securities in the section titled “Plan of Distribution.”
Sales of a substantial number of shares of Class A Common Stock in the public markets, including by the Selling Stockholder, who obtained their shares at prices or values below the current market price, or the perception in the market that such sales could occur, could result in a significant decline in the public trading price of the Class A Common Stock.
You should carefully read this prospectus, and any applicable prospectus supplement, before you invest in any of our securities.
The shares of Class A Common Stock are listed on Nasdaq Stock Market LLC (“Nasdaq”) and our public warrants (the “Public Warrants”) are listed on Nasdaq under the symbols “MOBX” and “MOBXW,” respectively. On August 27, 2026, the last closing price of the Class A Common Stock as reported on Nasdaq was $1.14 per share.
We are an “emerging growth company” and a “smaller reporting company” as defined under the federal securities laws and, as such, have elected to comply with certain reduced public company reporting requirements for this prospectus and may elect to do so in future filings. See “Implications of being an Emerging Growth Company and Smaller Reporting Company.”
Investing in our securities involves risks. You should carefully read and consider the risk factors included in our periodic reports filed with the Securities and Exchange Commission (the “SEC”), in any applicable prospectus supplement relating to a specific offering of securities and in any other documents we file with the SEC. See the section entitled “Risk Factors” on page 4 of this prospectus, in our other filings with the SEC and in the applicable prospectus supplement.
Neither the SEC nor any state securities commission has approved or disapproved of these securities, or determined if this prospectus or any prospectus supplement is truthful or complete. Any representation to the contrary is a criminal offense.
The date of this prospectus is , 2026.
TABLE OF CONTENTS
| ABOUT THIS PROSPECTUS | i |
|---|---|
| IMPLICATIONS OF BEING AN EMERGING GROWTH COMPANY AND A SMALLER REPORTING COMPANY | ii |
| RISK FACTORS SUMMARY | iii |
| SOURCES OF INDUSTRY AND MARKET DATA | v |
| CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS | v |
| SUMMARY OF THE PROSPECTUS | 1 |
| THE OFFERING | 3 |
| RISK FACTORS | 4 |
| USE OF PROCEEDS | 23 |
| MARKET PRICE OF THE CLASS A COMMON STOCK AND DIVIDENDS | 24 |
| MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS OF MOBIX LABS | 25 |
| BUSINESS | 44 |
| MANAGEMENT | 52 |
| EXECUTIVE AND DIRECTOR COMPENSATION | 58 |
| DESCRIPTION OF SECURITIES | 64 |
| SECURITIES ACT RESTRICTIONS ON RESALE OF SECURITIES | 76 |
| SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT | 77 |
| SELLING STOCKHOLDERS | 79 |
| CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS | 80 |
| PLAN OF DISTRIBUTION | 85 |
| LEGAL MATTERS | 87 |
| EXPERTS | 87 |
| WHERE YOU CAN FIND ADDITIONAL INFORMATION | 87 |
| INDEX TO FINANCIAL STATEMENTS | F-1 |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.