SurgePays, Inc.
For the period ended Jun 30, 2026. Filed Aug 19, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 19, 2026
SURG$0.15-7.9%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. EXHIBITS
| Exhibit · Incorporated by Reference · Filed or Furnished | ||||
|---|---|---|---|---|
| Number · Exhibit Description · Form · Exhibit · Filing Date · Herewith | ||||
| 3.1 | Articles of Incorporation filed August 22, 2006 | SB-2 | 3.1 | 03/14/2007 |
| 3.2 | Articles of Merger filed July 25, 2008 | S-1/A | 3.2 | 10/21/2021 |
| 3.3 | Certificate of Amendment to Articles of Incorporation filed April 27, 2009 | 10-K/A | 3.1 | 05/14/2013 |
| 3.4 | Certificate of Amendment to Articles of Incorporation filed May 13, 2015 | 8-K/A | 3.1 | 12/11/2015 |
| 3.5 | Certificate of Amendment to Articles of Incorporation filed June 30, 2015 | S-1/A | 3.5 | 10/21/2021 |
| 3.6 | Certificate of Amendment to Articles of Incorporation filed October 10, 2017 | S-1/A | 3.6 | 10/21/2021 |
| 3.7 | Certificate of Amendment to Articles of Incorporation filed December 21, 2017 | S-1/A | 3.7 | 10/21/2021 |
| 3.8 | Certificate of Amendment to Articles of Incorporation filed October 29, 2020 | 8-K | 3.1 | 11/5/2020 |
| 3.9 | Certificate of Amendment, filed November 1, 2021 | 8-K | 3.1 | 11/5/2021 |
| 3.10 | Bylaws | SB-2 | 3.2 | 03/14/2007 |
| 3.11 | Amended Bylaws | 10-K/A | 3.2 | 05/14/2013 |
| 3.12 | Amended Bylaws | 8-K/A | 3.2 | 12/11/2015 |
| 4.1 | Warrant, dated March 8, 2021, issued to Evergreen Capital Management LLC | 8-K | 4.2 | 03/16/2021 |
| 4.2 | Form of Underwriter’s Warrants | 8-K | 4.1 | 11/5/2021 |
| 4.3 | Warrant Agency Agreement between SurgePays, Inc. and VStock Transfer, LLC, dated November 4, 2021 | 8-K | 4.2 | 11/5/2021 |
| 4.4 | Description of Securities | 10-K | 4.4 | 03/30/2023 |
| 4.5 | Form of Promissory Note Issued to Inventory Lenders in March 2022 to May 2022 | 10-Q | 4.1 | 08/11/2022 |
| 4.6 | Form of Warrant with $4.73 Exercise Price Issued to Inventory Lenders in March 2022 to May 2022 | 10-Q | 4.2 | 08/11/2022 |
| 4.7 | Revolving Secured Promissory Note with Lender, dated April 8, 2022, as amended June 2, 2022 | 10-Q | 4.3 | 08/11/2022 |
| 4.8 | Form of Senior Secured Convertible Note issued to Funicular Funds, LP | 8-K | 4.1 | 05/16/2025 |
| 4.9 | Form of Warrant issued to Funicular Funds, LP | 8-K | 4.2 | 05/16/2025 |
| 4.10 | Form of Warrant issued to R.F. Lafferty & Co., Inc. | 8-K | 4.1 | 01/22/2026 |
| 10.1+ | Consulting Agreement, dated September 25, 2017, by and between KSIX MEDIA HOLDINGS, INC. and David C. Ansani | S-1 | 10.2 | 09/12/2019 |
| 10.2+ | Director Agreement, dated July 17, 2019, by and between Surge Holdings, Inc. and David N. Keys | 8-K | 10.1 | 07/24/2019 |
| 10.3+ | Director and Officer Indemnification Agreement, dated July 17, 2019, by and between Surge Holdings, Inc. and David N. Keys | 8-K | 10.2 | 07/24/2019 |
| 10.4 | Promissory Note, issued by Surge Holdings, Inc. to AN Holdings, LLC on April 24, 2020 | 10-K | 10.22 | 05/12/2020 |
| 10.5 | Paycheck Protection Program Note, dated April 18, 2020, issued to Bank 3 | 10-Q | 10.4 | 08/14/2020 |
| 10.6 | Office Lease, dated May 5, 2020, by and between Woodfield Financial Center LLC and Surge Holdings Inc. | S-1/A | 10.31 | 02/16/2021 | |
| 10.7 | Master Services Agreement by and between Surge Pays, Inc. and Glass Mountain BPO, dated January 1, 2021 | S-1/A | 10.32 | 02/16/2021 | |
| 10.8 | Commercial Lease Agreement, dated July 10, 2019, by and between CardDawg Investments, LLC and Surge Holdings, Inc. | S-1/A | 10.35 | 02/16/2021 | |
| 10.9 | Form of On Demand Promissory Note issued by the Company in favor of SMDMM Funding, LLC | S-1/A | 10.36 | 09/22/2021 | |
| 10.10 | Stock Purchase Agreement, by and among, SurgePays, Inc., Torch Wireless, and the Parties Listed Therein, dated April 6, 2022 | 8-K | 10.1 | 04/12/2022 | |
| 10.11 | Installment Sale Agreement, by and among, SurgePays, Inc., SurgePhone Wireless LLC, Torch Wireless, and Affordable Connectivity Financing V Limited Liability Company, dated November 17, 2022 | 8-K | 10.1 | 11/23/2022 | |
| 10.12 | Paying Agent Agreement, by and among, SurgePhone Wireless LLC, Torch Wireless, Affordable Connectivity Financing V Limited Liability Company, and Ivy Dallas Funding, LLC, dated November 17, 2022 | 8-K | 10.2 | 11/23/2022 | |
| 10.13 | Consulting Agreement, by and between the Company and Jay Jones, dated December 19, 2022 | 8-K | 10.1 | 12/23/2022 | |
| 10.14+ | Weisberg Director Agreement, by and between the Company and Ms. Weisberg, dated December 19, 2022 | 8-K | 10.2 | 12/23/2022 | |
| 10.15+ | Form of Indemnification Agreement | 8-K | 10.3 | 12/23/2022 | |
| 10.16+ | Employment Agreement between SurgePays, Inc. and Kevin Brian Cox | 10-Q | 10.1 | 05/16/2022 | |
| 10.17+ | Employment Agreement between SurgePays, Inc. and Anthony Evers, dated August 8, 2022 | 10-Q | 10.3 | 08/11/2022 | |
| 10.18+ | SurgePays, Inc. 2022 Omnibus Securities and Incentive Plan | 10-K | 10.18 | 03/30/2023 | |
| 10.19 | Loan Agreement between the Company and Lender, dated April 8, 2022, as amended June 2, 2022 | 10-Q | 10.1 | 08/11/2022 | |
| 10.20 | Security Agreement between the Company and Lender, dated April 8, 2022 | 10-Q | 10.2 | 08/11/2022 | |
| 10.21+ | Form of Restricted Share Award Agreement | 10-Q | 10.1 | 08/10/2023 | |
| 10.22+ | Form of Employment Agreement with Anthony Evers | 10-Q | 10.1 | 11/14/2023 | |
| 10.23+ | Form of Employment Agreement with Kevin Brian Cox | 8-K | 10.1 | 01/03/2024 | |
| 10.24+ | Amendment No. 1 to Employment Agreement with Kevin Brian Cox | 10-K | 10.24 | 04/15/2026 | |
| 10.25+ | Amendment No. 2 to Employment Agreement with Kevin Brian Cox | 10-K | 10.25 | 04/15/2026 | |
| 10.26+ | Amendment No. 3 to Employment Agreement with Kevin Brian Cox | 10-K | 10.26 | 04/15/2026 | |
| 10.27 | Underwriting Agreement, dated as of January 17, 2024, between SurgePays, Inc. and Titan Partners Group | 8-K | 1.1 | 01/22/2024 | |
| 10.28 | Form of Promissory Note with SMDMM Funding, LLC | 10-K | 10.25 | 03/12/2024 | |
| 10.29 | Master Services Agreement, dated as of October 3, 2024, between SurgePays, Inc. and TerraCom, 8-K 10.1 10/16/2024 Inc. | 8-K | 10.1 | 10/16/2024 | |
| 10.30 | Senior Secured Note Purchase Agreement, dated May 12, 2025, between SurgePays, Inc., the Guarantors, and Funicular Funds, LP | 8-K | 10.1 | 05/16/2025 | |
| 10.31 | Amendment No. 3 to Senior Secured Convertible Note, dated March 26, 2026, between SurgePays, Inc. and Funicular Funds, LP | 10-K | 10.31 | 04/15/2026 | |
| 10.32 | Security And Pledge Agreement, dated May 12, 2025, between SurgePays, Inc., the Guarantors, and Funicular Funds, LP | 8-K | 10.2 | 05/16/2025 | |
| 10.33 | Form of Guaranty | 8-K | 10.3 | 05/16/2025 | |
| 10.34 | Registration Rights Agreement, dated May 12, 2025, between SurgePays, Inc. and Funicular Funds, LP | 8-K | 10.4 | 05/16/2025 | |
| 10.35 | At the Market Offering Agreement, dated August 5, 2025, between SurgePays, Inc., and Titan Partners Group LLC, a division of American Capital Partners, LLC | 8-K | 1.1 | 08/05/2025 | |
| 10.36+ | Separation Agreement and General Release dated January 1, 2026, between the Company and Anthony Evers | 8-K | 10.1 | 01/07/2026 | |
| 10.37+ | Master Services Agreement, dated January 9, 2026, between the Company and MACK Financial Solutions LLC | 8-K | 10.1 | 01/14/2026 | |
| 10.38 | Underwriting Agreement, dated as of January 20, 2026, between SurgePays, Inc. and R.F. Lafferty & Co., Inc. | 8-K | 1.1 | 01/22/2026 | |
| 10.39+* | Amendment No. 4 to Employment Agreement with Kevin Brian Cox | ||||
| 10.40* | Amendment No.4 to Senior Secured Convertible Note, dated March 26, 2026, between SurgePays, Inc. and Funicular Funds, LP | ||||
| 21.1 | List of Subsidiaries | 10-K | 21.1 | 04/15/2026 | |
| 31.1* | Certification pursuant to 18 U.S.C. Section 1350 Section 302 of the Sarbanes-Oxley Act of 2002 - Chief Executive Officer | X | |||
| 31.2* | Certification pursuant to 18 U.S.C. Section 1350 Section 302 of the Sarbanes-Oxley Act of 2002 - Chief Financial Officer | X | |||
| 32.1** | Certification pursuant to 18 U.S.C. Section 1350 Section 906 of the Sarbanes-Oxley Act of 2002 - Chief Executive Officer | X | |||
| 32.2** | Certification pursuant to 18 U.S.C. Section 1350 Section 906 of the Sarbanes-Oxley Act of 2002 - Chief Financial Officer | X | |||
| 101.INS* | Inline XBRL Instance Document | ||||
| 101.SCH* | Inline XBRL Taxonomy Extension Schema Document | ||||
| 101.CAL* | Inline XBRL Taxonomy Extension Calculation Linkbase Document | ||||
| 101.DEF* | Inline XBRL Taxonomy Extension Definition Linkbase Document | ||||
| 101.LAB* | Inline XBRL Taxonomy Extension Label Linkbase Document | ||||
| 101.PRE* | Inline XBRL Taxonomy Extension Presentation Linkbase Document | ||||
| 104* | Cover Page Interactive Data File (embedded within the Inline XBRL document) | ||||
*Filed herewith.
** Furnished herewith
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| SURGEPAYS, INC. | |
| By: | /s/ Kevin Brian Cox |
| Kevin Brian Cox | |
| Chief Executive Officer | |
| (Principal Executive Officer) |
| Date: August 19, 2026 | /s/ Chelsea Pullano |
|---|---|
| Chelsea Pullano | |
| Chief Financial Officer | |
| (Principal Financial and Accounting Officer) |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.