CEMTREX INC
For the period ended Jun 30, 2026. Filed Aug 14, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 14, 2026
CETX$0.62-2.0%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| Exhibit | Incorporated by Reference | Filed or Furnished | ||
| Number | Exhibit Description | Form | Filing Date | Herewith |
| 2.1 | Stock Purchase Agreement, dated December 15, 2015 | Form 8-K/A | 9/26/2016 | |
| 2.2 | Asset Purchase Agreement, between AIS Tennessee, Inc., Richland Industries, LLC, and Joseph Wheland | Form 8-K | 2/11/2026 | |
| 2.3 | Share Purchase Agreement, dated November 13, 2025 | Form 8-K | 11/19/2025 | |
| 2.4 | Asset Purchase Agreement, between AIS Engineering, Inc., Plant Engineering Services, Inc, and Mark Bohler, dated July 1, 2026 | Form 8-K | 7/6/2026 | |
| 3.1 | Certificate of Incorporation filed with the State of Delaware. | Form 10-12G | 5/22/2008 | |
| 3.2 | Bylaws | Form 10-12G | 5/22/2008 | |
| 3.3 | Amendment to Certificate of Incorporation | Form 10-12G | 5/22/2008 | |
| 3.4 | Amendment to Certificate of Incorporation | Form 10-12G | 5/22/2008 | |
| 3.5 | Amendment to Certificate of Incorporation | Form 10-12G | 5/22/2008 | |
| 3.6 | Amendment to Certificate of Incorporation | Form 10-12G | 5/22/2008 | |
| 3.7 | Amendment to Certificate of Incorporation | Form 8-K | 8/22/2016 | |
| 3.8 | Amendment to Certificate of Incorporation | Form 8-K | 9/30/2024 | |
| 3.9 | Amendment to Certificate of Incorporation | Form 8-K | 11/21/2024 | |
| 3.10 | Amendment to Certificate of Incorporation | Form 8-K | 9/24/2025 | |
| 3.11 | Certificate of Designation of the Series A Preferred Shares | Form 8-K | 9/10/2009 | |
| 3.12 | Certificate of Designation of the Series 1 Preferred Shares | Form 8-K | 1/24/2017 | |
| 3.13 | Amendment to Certificate of Incorporation | Form 8-K | 9/8/2017 | |
| 3.14 | Certificate of Correction to the Certificate of Amendment | Form 8-K | 6/12/2019 | |
| 3.15 | Amended Certificate of Designation of the Series 1 Preferred Shares | Form 8-K | 4/1/2020 | |
| 3.17 | Certificate of Correction to the Certificate of Amendment | Form 10-Q | 5/28/2021 | |
| 3.18 | Amendment to Certificate of Incorporation | Form 8-K | 1/20/2023 | |
| 3.19 | Amendment to Certificate of Incorporation | Form 8-K | 8/2/2024 | |
| 3.20 | Amendment to Certificate of Incorporation | Form 8-K | 9/30/2024 | |
| 3.21 | Amendment to Certificate of Incorporation | Form 8-K | 11/21/2024 | |
| 3.22 | Amendment to Certificate of Incorporation | Form 8-K | 9/24/2025 | |
| 3.23 | Amendment to Certificate of Incorporation | Form 8-K | 6/2/2026 | |
| 4.1 | Form of Subscription Rights Certificate | Form S-1 | 8/29/2016 | |
| 4.2 | Form of Series 1 Preferred Stock Certificate | Form S-1/A | 11/23/2016 | |
| 4.3 | Form of Series 1 Warrant | Form S-1/A | 12/7/2016 | |
| 4.4 | Form of Common Stock Purchase Warrant | Form 8-K | 3/22/2019 | |
| 4.5 | Form of Prefunded Warrant | Form 8-K | 5/3/2024 | |
| 4.6 | Form of Series A Common Stock Purchase Warrant | Form 8-K | 5/3/2024 | |
| 4.7 | Form of Series B Common Stock Purchase Warrant | Form 8-K | 5/3/2024 | |
| 5.1 | Opinion of the Doney Law Firm | Form S-1/A | 4/30/2024 | |
| 10.1 | Underwriting Agreement, dated May 28, 2025 with Aegis Capital Corp. | Form 8-K | 5/29/2025 | |
| 10.2 | Securities Purchase Agreement, dated December 11, 2025 | Form 8-K | 12/11/2025 | |
| 10.3 | Securities Purchase Agreement, dated December 23, 2025 | Form 8-K | 12/23/2025 | |
| 10.4 | Securities Purchase Agreement, dated January 9, 2026 | Form 8-K | 1/9/2026 | |
| 10.5 | Sales Agreement between AIS Leasing Company and RI Real Estate, LLC | Form 8-K | 2/11/2026 | |
| 21.1 | Subsidiaries of the Registrant | Form 10-Q | 5/15/2026 | |
| 31.1 | Certification of Chief Executive Officer as required by Rule 13a-14 or 15d-14 of the Exchange Act, as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||
| 31.2 | Certification of Interim Chief Financial Officer and Principal Financial Officer as required by Rule 13a-14 or 15d-14 of the Exchange Act, as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||
| 32.1 | Certification of Chief Executive Officer Pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act 0f of 2002. | X | ||
| 32.2 | Certification of Interim Chief Financial Officer and Principal Financial Officer Pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act 0f of 2002. | X | ||
| 99.1 | Order pursuant to Section 8A of the Securities Act – dated September 30, 2022. | Form 8-K | 10/4/2022 | |
| 101.INS | Inline XBRL Instance Document | X | ||
| 101.SCH | Inline XBRL Taxonomy Extension Schema | X | ||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase | X | ||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase | X | ||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase | X | ||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase | X | ||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | X | ||
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.