Vivos Therapeutics, Inc.
For the period ended Jun 30, 2026. Filed Aug 14, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 14, 2026
VVOS$0.09-9.9%Stored close · as of Nov 10, 2026
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Item 6. Exhibits, Financial Statement Schedules
The following documents are filed as exhibits to this Quarterly Report on Form 10-Q.
| Exhibit No. | Exhibit Description |
| 3.1 | Certificate of Incorporation of Vivos Therapeutics, Inc. filed with Delaware Secretary of State on August 12, 2020. (1) |
| 3.2 | Amended and Restated Bylaws of Vivos Therapeutics, Inc. (1) |
| 3.3 | Certificate of Conversion filed with Delaware Secretary of State on August 12, 2020. (1) |
| 3.4 | Certificate of Amendment to the Certificate of Incorporation of Vivos Therapeutics, Inc., dated October 25, 2023. (2) |
| 3.5 | Certificate of Designation of Preferences, Rights and Limitations of Series A Convertible Preferred Stock, filed with the Secretary of State of the State of Delaware on July 7, 2026. (3) |
| 4.1 | Form of Common Stock Purchase Warrant, dated June 30, 2026, issued in connection with the Securities Purchase Agreement dated June 30, 2026. (3) |
| 4.2 | Registration Rights Agreement, dated June 30, 2026, by and among the Company, V-Co Investors 4 LLC and Bigger Capital Fund, LP. (3) |
| 10.1 | Exchange Agreement, dated June 5, 2026, by and between the Company and Streeterville Capital, LLC. (4) |
| 10.2 | Letter Agreement, dated June 18, 2026, by and between the Company and Streeterville Capital, LLC, amending the Exchange Agreement dated June 5, 2026. (5) |
| 10.3 | Securities Purchase Agreement, dated June 30, 2026, by and among the Company, V-Co Investors 4 LLC and Bigger Capital Fund, LP. (3) |
| 10.4 | Master Services Agreement, dated July 31, 2026, by and between the Company and The CFO Portal, LLC. (6) |
| 10.5 | Separation, Resignation and Executive Transition Agreement, dated July 31, 2026, by and between the Company and Bradford Amman. (6) |
| 31.1* | Certification of the Chief Executive Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. (*) |
| 31.2* | Certification of the Chief Financial Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. (*) |
| 32.1** | Certification of the Chief Executive Officer pursuant to Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. (*)# |
| 32.2** | Certification of the Chief Financial Officer pursuant to Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. (*)# |
| 101.INS* | Inline XBRL Instance Document |
| 101.SCH* | Inline XBRL Taxonomy Extension Schema |
| 101.CAL* | Inline XBRL Taxonomy Extension Calculation Linkbase |
| 101.DEF* | Inline XBRL Taxonomy Extension Definition Linkbase |
| 101.LAB* | Inline XBRL Taxonomy Extension Label Linkbase |
| 101.PRE* | Inline XBRL Taxonomy Extension Presentation Linkbase |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
| * | Filed herewith. |
| ** | Furnished herewith. |
| (1) | Incorporated by reference to the Company’s Registration Statement on Form S-1, filed with the SEC on October 9, 2020. |
| (2) | Incorporated by reference to the Company’s Current Report on Form 8-K, filed with the SEC on October 27, 2023. |
| (3) | Incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on July 7, 2026. |
| (4) | Incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on June 8, 2026. |
| (5) | Incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on June 25, 2026. |
| (6) | Incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on August 3, 2026. |
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