Perfect Moment Ltd.
For the period ended Jun 30, 2026. Filed Aug 14, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 14, 2026
PMNT$0.11-10.7%Stored close · as of Jul 8, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
The exhibits listed below are filed as part of this Quarterly Report on Form 10-Q, or are incorporated herein by reference, in each case as indicated below.
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit Number | Description | Form | File No. | Exhibit | Filing Date |
| 3.1 | Amended and Restated Certificate of Incorporation of the Company | 8-K | 001-41930 | 3.1 | February 13, 2024 |
| 3.2 | Amended and Restated Bylaws of the Company | 8-K | 001-41930 | 3.2 | February 13, 2024 |
| 3.3 | Certificate of Designations of 12.00% Series AA Convertible Preferred Stock. | 8-K | 001-41930 | 3.1 | April 2, 2025 |
| 4.1 | Form of the Company’s Common Stock Certificate | S-1 | 333-274913 | 4.1 | November 6, 2023 |
| 4.2 | Form of Underwriter Warrants | S-1 | 333-274913 | 4.2 | January 22, 2024 |
| 4.3 | Form of Convertible Promissory Note for 2021 Debt Financing | S-1 | 333-274913 | 4.3 | November 6, 2023 |
| 4.4 | Form of Amendment No. 1 to Convertible Promissory Note for 2021 Debt Financing | S-1 | 333-274913 | 4.4 | November 6, 2023 |
| 4.5 | Form of Amendment No. 2 to Convertible Promissory Note for 2021 Debt Financing | S-1 | 333-274913 | 4.5 | November 6, 2023 |
| 4.6 | Form of Amendment No. 3 to Convertible Promissory Note for 2021 Debt Financing | S-1 | 333-274913 | 4.6 | January 18, 2024 |
| 4.7 | Form of Convertible Promissory Note for 2022 Debt Financing | S-1 | 333-274913 | 4.6 | November 6, 2023 |
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit Number | Description | Form | File No. | Exhibit | Filing Date |
| 4.8 | Form of Amendment No. 1 to Convertible Promissory Note for 2022 Debt Financing | S-1 | 333-274913 | 4.7 | November 6, 2023 |
| 4.9 | Form of Amendment No. 2 to Convertible Promissory Note for 2022 Debt Financing | S-1 | 333-274913 | 4.9 | January 18, 2024 |
| 4.10 | Form of Convertible Secured Note dated December 6, 2024 | 8-K | 001-41930 | 10.2 | December 12, 2024 |
| 4.11 | Form of Placement Agent Warrant | 8-K | 001-41930 | 4.1 | April 2, 2025 |
| 4.8 | Form of Amendment No. 1 to Convertible Promissory Note for 2022 Debt Financing | S-1 | 333-274913 | 4.7 | November 6, 2023 |
| 4.9 | Representative’s Warrants | 8-K | 001-41930 | 4.1 | June 30, 2025 |
| 4.10 | Form of X3 Warrant | 8-K | 001-41930 | 4.1 | May 12, 2026 |
| 4.11 | Form of Krane Warrant | 8-K | 001-41930 | 4.2 | May 12, 2026 |
| 10.1 | Securities Purchase Agreement, dated June 30, 2025, between Perfect Moment and Joachim Gottschalk & Associates | 8-K | 001-41930 | 1.2 | June 30, 2025 |
| 31.1 | Certification of the Principal Executive Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | ||||
| 31.2 | Certification of the Principal Financial Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | ||||
| 32.1* | Certifications of the Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ||||
| 32.2* | Certifications of the Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ||||
| 101.INS | Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document). | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Calculation Linkbase Document | ||||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | ||||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | ||||
| 101.LAB | Inline XBRL Taxonomy Extension Labels Linkbase Document | ||||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | ||||
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) | ||||
- The certifications attached as Exhibit 32.1 that accompany this Quarterly Report on Form 10-Q are deemed furnished and not filed with the SEC and are not to be incorporated by reference into any filing of Perfect Moment Ltd. under the Securities Act or the Exchange Act, whether made before or after the date of this Quarterly Report on Form 10-Q, irrespective of any general incorporation language contained in such filing.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.