ORAGENICS INC
For the period ended Jun 30, 2026. Filed Aug 13, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 13, 2026
OGEN$0.35+1.6%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| ITEM 6. | EXHIBITS |
|---|
The following exhibits are filed herewith, and this list constitutes the exhibit index.
| Exhibit Number | Exhibit Description | Form | File No. | Exhibit Number | Filing Date | Filed Herewith |
|---|---|---|---|---|---|---|
| 3.1 | Amended and Restated Articles of Incorporation as amended prior to December 29, 2017 (including certificates of designation of Series A, B and C Preferred Stock). | 8-K | 001-32188 | 3.1 | 12/29/17 | |
| 3.2 | Articles of Amendment to Amended and Restated Articles of Incorporation dated effective December 29, 2017. | 8-K | 001-32188 | 3.2 | 12/29/17 | |
| 3.3 | Articles of Amendment to Amended and Restated Articles of Incorporation effective January 19, 2018. | 8-K | 001-32188 | 3.1 | 01/19/18 | |
| 3.4 | Articles of Amendment to Amended and Restated Articles of Incorporation. | 8-K | 001-32188 | 3.4 | 06/26/18 | |
| 3.5 | Articles of Amendment to Amended and Restated Articles of Incorporation. | 8-K | 001-32188 | 3.5 | 02/28/22 | |
| 3.6 | Articles of Amendment to Amended and Restated Articles of Incorporation | 8-K | 001-32188 | 3.1 | 01/23/23 | |
| 3.7 | Amendment to Articles of Incorporation to Increase Common Stock | 8-K | 001-32188 | 3.1 | 12/15/23 | |
| 3.8 | Amendment to Amended and Restated Articles of Incorporation | 8-K | 001-32188 | 3.1 | 05/28/25 | |
| 3.9 | Certificate of Designation for Series H Preferred Stock | 8-K | 001-32188 | 3.1 | 07/02/25 | |
| 3.10 | Bylaws | SB-2 | 333-100568 | 3.2 | 10/16/02 | |
| 3.11 | First Amendment to Bylaws | 8-K | 001-32188 | 3.1 | 06/09/10 | |
| 3.12 | Second Amendment to Bylaws | 8-K | 001-32188 | 3.1 | 08/24/10 | |
| 3.13 | Third Amendment to Bylaws | 8-K | 001-32188 | 3.9 | 02/28/22 | |
| 4.1 | Form of Series H Preferred Warrant. | 8-K | 001-32188 | 4.1 | 07/02/25 | |
| 4.2 | Warrant Agency Agreement. | 8-K | 001-32188 | 4.2 | 07/02/25 | |
| 10.1 | Form of Securities Purchase Agreement | 8-K | 001-32188 | 10.1 | 07/02/25 | |
| 10.2 | Amendment to Sales Agreement, dated January 22, 2026, between Oragenics, Inc. and Dawson James Securities, Inc. | 8-K | 001-32188 | 1.2 | 01/22/26 | |
| 10.3* | Executive Employment Agreement with John Spencer. | 8-K | 001-32188 | 10.1 | 07/06/26 | |
| 31.1 | Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a) of the Securities Exchange Act of 1934 | X | ||||
| 31.2 | Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a) of the Securities Exchange Act of 1934 | X | ||||
| 32.1 | Certification of Chief Executive Officer pursuant to Section 1350 | X | ||||
| 32.2 | Certification of Chief Financial Officer pursuant to Section 1350 | X | ||||
| 101.INS | Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document) | |||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | X | ||||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | X | ||||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | X | ||||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | X | ||||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | X | ||||
| 104 | Cover Page Interactive Data File (formatted in iXBRL, and included in exhibit 101). | |||||
- Executive management contract or compensatory plan or arrangement.
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