Nano Nuclear Energy Inc.
For the period ended Jun 30, 2026. Filed Aug 12, 2026.
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Jun 30, 2026 · Filed Aug 12, 2026
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Item 5. Other Information
Trading Arrangements
As of June 30, 2026, certain of our directors or officers (as defined in Rule 16a-1(f) promulgated under the Exchange Act) hasadopted “Rule 10b5-1 trading arrangements” (the “10b5-1 Plans”) as each term is defined in Item 408(a) of Regulation S-K, with the detail information as shown in below table:
| Name/Title | Date of Adoption of the 10b5-1 Plan | Duration of the 10b5-1 Plan | Aggregate Number of Securities to be Traded |
|---|---|---|---|
| Jay Jiang Yu Founder, President, Secretary and Chairman of the Board | June 23, 2026 | The earlier of (i) September 17, 2027, (ii) the termination of the 10b5-1 Plan by such person, (iii) the death, dissolution, bankruptcy or insolvency of such person, (iv) the non-compliance of the 10b-5 Plan with Rule 10b5-1; (iv) the date that the aggregate number of shares of common stock reaches 1,664,000 shares for I Financial (as defined below) and 107,226 for Jiang Yu. | 1,771,226 (1) |
| James Walker Chief Executive Officer and Director | May 27, 2026 | The earlier of (i) September 3, 2027, (ii) the termination of the 10b5-1 Plan by such person, (iii) the death, dissolution, bankruptcy or insolvency of such person, (iv) the non-compliance of the 10b-5 Plan with Rule 10b5-1; (iv) the date that the aggregate number of shares of common stock reaches 175,000 shares. | 175,000 |
| June 18, 2026 | The earlier of (i) June 10, 2027, (ii) the termination of the 10b5-1 Plan by such person, (iii) the death, dissolution, bankruptcy or insolvency of such person, (iv) the non-compliance of the 10b-5 Plan with Rule 10b5-1; (iv) the date that all shares of common stock contemplated under this 10b-5 Plan have been sold. | (i) 54% of the vested shares from the grant with a scheduled vesting date of November 13, 2026, and (ii) 54% of the vested shares from the grant with a scheduled vesting date of June 3, 2027. | |
| Jaisun Garcha Chief Financial Officer | June 18, 2026 | The earlier of (i) June 10, 2027, (ii) the termination of the 10b5-1 Plan by such person, (iii) the death, dissolution, bankruptcy or insolvency of such person, (iv) the non-compliance of the 10b-5 Plan with Rule 10b5-1; (iv) the date that all shares of common stock contemplated under this 10b-5 Plan have been sold. | (i) 54% of the vested shares from the grant with a scheduled vesting date of November 13, 2026, and (ii) 54% of the vested shares from the grant with a scheduled vesting date of June 3, 2027. |
(1) Represent the aggregate number of shares of common stock to be sold under Mr. Yu’s 10b5-1 Plan, including (a)1,664,000 shares for I Financial Ventures Group LLC. (or the “I Financial”), a Limited Liability company incorporated under the laws of Delaware, and (b)107,226 shares for Jay Jiang Yu. Jay Jiang Yu, our President, Secretary, and Chairman of the Board of Directors, is the sole shareholder and director of I Financial, and exercises voting and dispositive power of the securities held by I Financial.
Additional Information
None.
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