KOPIN CORP
For the period ended Jun 27, 2026. Filed Aug 11, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 27, 2026 · Filed Aug 11, 2026
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Item 5. Other Information
Rule 10b5-1 Trading Arrangements
During the quarter ended June 27, 2026, Paul C. Baker, our Chief Operating Officer, terminated a Rule 10b5-1 trading arrangement on May 8, 2026. Mr. Baker had adopted this Rule 10b5-1 trading arrangement on November 18, 2025, pursuant to which he was permitted to sell up to 170,989 shares of the Company’s common stock pursuant to the terms of the trading arrangement. The 10b5-1 trading arrangement was scheduled to remain in effect until December 18, 2026.
During the quarter ended June 27, 2026, a Rule 10b5-1 trading arrangement of Michael Murray, our Chairperson, Chief Executive Officer, and President, terminated pursuant to its original terms a Rule 10b5-1 trading arrangement on April 17, 2026. Mr. Murray had adopted this Rule 10b5-1 trading arrangement on November 24, 2025, pursuant to which he was permitted to sell up to 386,667 shares of the Company’s common stock pursuant to the terms of the trading arrangement. The 10b5-1 trading arrangement was scheduled to remain in effect until December 24, 2026.
During the quarter ended June 27, 2026, the following adopted a “Rule 10b5-1 trading arrangement” (as defined in Item 408 of Regulation S-K) that is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and our policies on insider trading:
| Name & Title | Date Adopted(1) | Aggregate Number of Shares of Common Stock to be Purchased or Sold Pursuant to Trading Arrangement | Expiration Date(2) |
|---|---|---|---|
| Michael Murray Chairperson, Chief Executive Officer, President | 05/26/2026 | 158,280 | 8/25/2026 |
(1) Date of adoption of Rule 10b5-1 trading arrangements is in accordance with both the Company’s insider trading policy and applicable SEC rules and regulations.
(2) The Rule 10b5-1 trading arrangement is scheduled to expire on the date listed in the table, subject to earlier termination upon the sale of all shares subject to the Rule 10b5-1 trading arrangement, or as otherwise provided in the Rule 10b5-1 trading arrangement.
Other than as disclosed above, none of the Company’s directors or officers adopted, modified, or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” in each case as defined in Item 408 of Regulation S-K, during the quarter ended June 27, 2026.
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