ALPHA MODUS HOLDINGS, INC.
Filed Jul 17, 2026.
View on SEC.govAbout this filing
A company's registration of shares for sale to the public, often for a first offering. It describes the business, its risks and how the company plans to use the money.
period unavailable · Filed Jul 17, 2026
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As filed with the Securities and Exchange Commission on July 17, 2026
Registration No. 333-_____
**UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORMS-1
**REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
(Exact name of registrant as specified in its charter)
| Delaware | 6770 | 27-2447291 |
|---|---|---|
| (State or other jurisdiction of incorporation or organization) | (Primary Standard Industrial Classification Code Number) | (I.R.S. Employer Identification No.) |
**20311 Chartwell Center Dr.,#1469
Cornelius, NC 28031
(704) 252-5050
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
William Alessi
Alpha Modus Holdings, Inc.
**20311 Chartwell Center Dr.,#1469
Cornelius, NC 28031
(704) 252-5050
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
**Lance Brunson, Esq.
Chase Chandler, Esq.
**Brunson Chandler & Jones, PLLC
Walker Center, 5 th Floor
**175 S. Main Street, Suite 510
Salt Lake City, Utah 84111
(801) 303-5737
**Approximate date of commencement of proposed sale to the public:**From time to time after this registration statement becomes effective.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box: ☒
If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
| Large accelerated filer | ☐ | Accelerated filer | ☐ |
|---|---|---|---|
| Non-accelerated filer | ☒ | Smaller reporting company | ☒ |
| Emerging growth company | ☒ | ||
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.☐
The registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933, as amended, or until this registration statement shall become effective on such date as the Securities and Exchange Commission, acting pursuant to said Section 8(a), may determine.
The information in this prospectus is not complete and may be changed. We may not sell these securities until the registration statement filed with the Securities and Exchange Commission is effective. This prospectus is not an offer to sell these securities and it is not soliciting an offer to buy these securities in any jurisdiction where the offer or sale is not permitted.
SUBJECT TO COMPLETION, DATED JULY 17, 2026
PRELIMINARY PROSPECTUS
4,000,000 Shares of Common Stock
This prospectus relates to the offer and sale from time to time by the Selling Securityholder (as hereinafter defined) of up to 4,000,000 shares of Alpha Modus Holdings, Inc. (“Alpha Modus” or the “Company”) Class A common stock, par value $0.0001 per share (“common stock”), consisting of: (i) up to 3,550,000 shares of Class A common stock issuable to Streeterville Capital, LLC, a Utah limited liability company (the “Selling Securityholder” or the “Investor”) under one or more Secured Pre-Paid Purchases in the aggregate purchase amount of up to $10,000,000 for the purchase of common stock (each a “Pre-Paid Purchase” and collectively the “Pre-Paid Purchases,” and such shares issuable under the Pre-Paid Purchases the “Pre-Paid Purchase Shares”), and (ii) 450,000 shares of common stock that constitute pre-delivery shares (the “Pre-Delivery Shares”) issued to the Selling Securityholder.
We are registering the offer and sale of these securities to satisfy registration rights we have granted to the Selling Securityholder. The Selling Securityholder may offer, sell or distribute all or a portion of the securities hereby registered publicly or through private transactions at prevailing market prices or at negotiated prices. We will not receive any of the proceeds from such sales of the shares of our common stock. We will bear all costs, expenses and fees in connection with the registration of these securities, including with regard to compliance with state securities or “blue sky” laws. The Selling Securityholder will bear all commissions and discounts, if any, attributable to their sale of shares of our common stock. See section entitled “Plan of Distribution” beginning on page 73 of this prospectus. The Selling Securityholder and any underwriters, broker-dealers or agents that participate in the sale of our common stock may be “underwriters” within the meaning of Section 2(a)(11) of the Securities Act of 1933, as amended (the “Securities Act”).
The resale of shares of our common stock pursuant to this prospectus could have a significant negative impact on the trading price of our common stock. This impact may be heightened by the fact that the Selling Securityholder will be acquiring shares of our common stock at prices below the trading price of our common stock at the time of acquisition. The 4,000,000 shares that may be resold and/or issued into the public markets pursuant to this prospectus represent approximately 47.5% of the shares of our common stock outstanding as of July 10, 2026, after giving effect to the issuance of the Pre-Paid Purchase Shares.
Our common stock and public warrants are listed on the Nasdaq Capital Market under the symbols “AMOD” and “AMODW,” respectively. As of July 10, 2026, the closing price of our common stock and warrants was $4.16 and $0.0285, respectively.
We are an “emerging growth company” under applicable federal securities laws and will be subject to reduced public company reporting requirements.
INVESTING IN OUR SECURITIES INVOLVES RISKS THAT ARE DESCRIBED IN THE “RISK FACTORS” SECTION BEGINNING ON PAGE 7 OF THIS PROSPECTUS.
Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of the securities to be issued under this prospectus or determined if this prospectus is truthful or complete. Any representation to the contrary is a criminal offense.
The date of this prospectus is , 2026.
TABLE OF CONTENTS
| Page | |
|---|---|
| INTRODUCTORY NOTE AND FREQUENTLY USED TERMS | 1 |
| CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS | 3 |
| SUMMARY OF THE PROSPECTUS | 4 |
| THE OFFERING | 6 |
| RISK FACTORS | 7 |
| USE OF PROCEEDS | 20 |
| MARKET PRICE AND DIVIDEND INFORMATION | 20 |
| MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS | 21 |
| BUSINESS | 25 |
| MANAGEMENT | 43 |
| EXECUTIVE COMPENSATION | 51 |
| CERTAIN RELATIONSHIPS AND RELATED PERSON TRANSACTIONS | 55 |
| DESCRIPTION OF SECURITIES | 58 |
| SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT | 67 |
| SELLING SECURITYHOLDER | 68 |
| U.S. FEDERAL INCOME TAX CONSIDERATIONS | 69 |
| PLAN OF DISTRIBUTION | 73 |
| LEGAL MATTERS | 74 |
| EXPERTS | 74 |
| WHERE YOU CAN FIND MORE INFORMATION | 75 |
| INDEX TO FINANCIAL STATEMENTS | F-1 |
You should rely only on the information contained in this prospectus. No one has been authorized to provide you with information that is different from that contained in this prospectus. This prospectus is dated as of the date set forth on the cover hereof. You should not assume that the information contained in this prospectus is accurate as of any date other than that date.
For investors outside the United States: We have not done anything that would permit this offering or possession or distribution of this prospectus in any jurisdiction where action for that purpose is required, other than in the United States. You are required to inform yourselves about and to observe any restrictions relating to this offering and the distribution of this prospectus.
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