Fatpipe Inc/UT
For the period ended Mar 31, 2026. Filed May 18, 2026.
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FY2026 · Filed May 18, 2026
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Item 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES
(a) Documents Filed as a Part of this Annual Report:
(1) Consolidated Financial Statements: See Item 8 — Financial Statements and Supplemental Data.
(2) Financial Statement Schedules: All financial statement schedules have been omitted because the information required to be set forth therein is not applicable, not material, or is shown in the consolidated financial statements or the notes thereto.
(3) Exhibits: The exhibits required to be filed by Item 601 of Regulation S-K are listed in the Exhibit Index below.
Exhibit Index
| Exhibit Number | Description |
| 1.1* | Form of Underwriting Agreement (incorporated by reference to Exhibit 1.1 to 10-K filed on June 30, 2025.) |
| 3.1* | Articles of Incorporation of FatPipe, Inc., dated October 14, 2009 (incorporated by reference to Exhibit 3.1 to 10-K filed on June 30, 2025.) |
| 3.2* | Amended and Restated Articles of Incorporation of FatPipe, Inc., dated October 14, 2010 (incorporated by reference to Exhibit 3.2 to 10-K filed on June 30, 2025.) |
| 3.3* | Restated Articles of Incorporation of FatPipe, Inc., dated November 19, 2021 (incorporated by reference to Exhibit 3.3 to 10-K filed on June 30, 2025.) |
| 3.4* | Certificate of Amendment to the Restated Certificate of Incorporation of FatPipe, Inc., dated June 20, 2024 (incorporated by reference to Exhibit 3.4 to 10-K filed on June 30, 2025.) |
| 3.5* | Bylaws of FatPipe, Inc., dated October 14, 2010 (incorporated by reference to Exhibit 3.5 to 10-K filed on June 30, 2025.) |
| 10.2*# | Form of Equity Incentive Plan (incorporated by reference to Exhibit 10.2 to 10-K filed on June 30, 2025.) |
| 10.3* | Business Loan Agreement, Commercial Security Agreement, Intellectual Property Security Agreement and Promissory Note, dated January 25, 2023 by and among Celtic Bank Corporation, FatPipe, Inc., and its subsidiaries named therein (incorporated by reference to Exhibit 10.3 to 10-K filed on June 30, 2025.) |
| 10.4* | Office Lease, dated November 26, 2018, by and between WCF Mutual Insurance Company and Fat Pipe Networks, Inc. (incorporated by reference to Exhibit 10.4 to 10-K filed on June 30, 2025.) |
| 10.5* | First Amendment to Office Lease, dated January 24, 2024, by and between WCF Mutual Insurance Company and FatPipe Networks, Inc. (incorporated by reference to Exhibit 10.5 to 10-K filed on June 30, 2025.) |
| 10.6* | Lease Deed, dated January 1, 2018, by and between Back Office Xtensions India Pvt. Ltd. and FatPipe Networks Pvt., Ltd. (incorporated by reference to Exhibit 10.6 to 10-K filed on June 30, 2025.) |
| 10.7* | Lease Deed, dated April 1, 2020, by and between Back Office Xtensions India Pvt. Ltd. and FatPipe Networks Pvt., Ltd. (incorporated by reference to Exhibit 10.7 to 10-K filed on June 30, 2025.) |
| 21.1* | Subsidiaries of the Registrant (incorporated by reference to Exhibit 21.1 to 10-K filed on June 30, 2025.) |
| 24.1* | Powers of Attorney |
| 31.1 | Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 31.2 | Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 32.1 | Certification of Chief Executive Officer and Chief Financial Officers Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 99.1* | Audit Committee Charter (incorporated by reference to Exhibit 99.4 to 10-K filed on June 30, 2025.) |
| 99.2* | Compensation Committee Charter (incorporated by reference to Exhibit 99.5 to 10-K filed on June 30, 2025.) |
| 99.3* | Nominating and Corporate Governance Committee Charter (incorporated by reference to Exhibit 99.6 to 10-K filed on June 30, 2025.) |
| 99.4* | Clawback Policy (incorporated by reference to Exhibit 99.7 to 10-K filed on June 30, 2025.) |
| 99.5* | Whistleblower Policy (incorporated by reference to Exhibit 99.8 to 10-K filed on June 30, 2025.) |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) |
| # | Management contract or compensatory plan, contract, or arrangement. |
|---|---|
| * | Previously Filed |
| ** | To be filed by amendment. |
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