AMERICAN BATTERY TECHNOLOGY Co
For the period ended Mar 31, 2026. Filed May 11, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 11, 2026
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Item 6. Exhibits
The following exhibits are either provided with this Quarterly Report or are incorporated herein by reference:
| Exhibit | Description | Filed Herein | Incorporated Date | By Form | Reference Exhibit |
|---|---|---|---|---|---|
| 3.1 | Articles of Incorporation, as amended | September 12, 2022 | 10-K | 3.1 | |
| 3.2 | Certificate of Change to Articles of Incorporation | September 11, 2023 | 8-K | 3.1 | |
| 3.3 | Certificate of Amendment to Articles of Incorporation | November 14, 2024 | 8-K | 3.1 | |
| 3.4 | Certificate of Designation of Preferences, Rights and Limitations of Series A Preferred Stock | October 8, 2019 | 8-K | 3.1 | |
| 3.5 | Certificate of Designation of Preferences, Rights and Limitations of Series B Preferred Stock | February 19, 2020 | 8-K | 3.1 | |
| 3.6 | Certificate of Designation of Preferences, Rights and Limitations of Series C Preferred Stock | November 5, 2020 | 8-K | 3.1 | |
| 3.7 | Certificate of Designation of Preferences, Rights and Limitations of Series D Preferred Stock | September 20, 2024 | 8-K | 3.1 | |
| 3.8 | Amended and Restated Bylaws of American Battery Technology Company, dated October 14, 2025 | October 15, 2025 | 8-K | 3.1 | |
| 10.1 | Offer Letter, by and between American Battery Technology Company and Alejandro Flores Arteaga, executed January 25, 2026 | January 29, 2026 | 8-K | 10.1 | |
| 10.2 | Consulting Agreement, by and between American Battery Technology Company and Scott Jolcover, executed January 26, 2026 | January 29, 2026 | 8-K | 10.2 | |
| 10.3 | Deutsch General Release Agreement, dated January 29, 2026 | January 29, 2026 | 8-K | 10.3 | |
| 10.4 | Amendment to that Certain Offer Letter, dated October 9, 2024, by and between American Battery Technology Company and Ryan Melsert, executed January 27, 2026 | January 29, 2026 | 8-K | 10.4 | |
| 10.5 | Amendment to that Certain Offer Letter, dated October 9, 2024, by and between American Battery Technology Company and Steven Wu, executed January 27, 2026 | January 29, 2026 | 8-K | 10.5 | |
| 31.1 | Rule 13a-14(a)/ 15d-14(a) Certification of Chief Executive Officer | x | |||
| 31.2 | Rule 13a-14(a)/ 15d-14(a) Certification of Chief Financial Officer | x | |||
| 32.1 | Section 1350 Certification of Chief Executive Officer* | ||||
| 32.2 | Section 1350 Certification of Chief Financial Officer* | ||||
| 101 | INS Inline XBRL Instant Document. | x | |||
| 101 | SCH Inline XBRL Taxonomy Extension Schema Document | x | |||
| 101 | CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document | x | |||
| 101 | LAB Inline XRBL Taxonomy Label Linkbase Document | x | |||
| 101 | PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document | x | |||
| 101 | DEF Inline XBRL Taxonomy Extension Definition Linkbase Document | x | |||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | x | |||
*Furnished herewith.
** Certain Confidential information contained in this exhibit has been omitted because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed. Additionally, certain personally identifiable information has been omitted from this exhibit pursuant to Item 601(a)(6) under Regulation S-K.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.