KOPIN CORP
For the period ended Dec 27, 2025. Filed Apr 13, 2026.
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FY2025 · Filed Apr 13, 2026
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Item 9B. Other Information
| Item 9B. | Other Information |
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Rule 10b5-1 Plan Trading Arrangements
During our last fiscal quarter, certain of the Company’s officers adopted a “Rule 10b5-1 trading arrangement (as defined in Item 408 of Regulation S-K) intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Securities Exchange Act of 1934.
On November 18, 2025, Paul C. Baker, Chief Operating Officer, adopted a Rule 10b5 1 trading plan providing for the sale of up to 170,989 shares of the Company’s common stock. The plan is structured with predetermined trading parameters and is scheduled to terminate on December 18, 2026.
On November 24, 2025, Michael Murray, Chief Executive Officer adopted a Rule 10b5 1 trading plan providing for the systematic sale of up to 386,667 shares of the Company’s common stock. The plan specifies predetermined criteria for timing, amount, and price of sales and is scheduled to terminate on December 24, 2026.
Other than disclosed above, during the three months ended December 27, 2025, none of our directors or officers terminated or modified any “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” as each item is defined in Item 408 of Regulation S-K. during the last fiscal quarter.
The Company requires that any director or executive officer adopting a Rule 10b5 1 plan comply with the mandatory cooling off period established under SEC rules and certify that they are not aware of material nonpublic information at the time the plan is adopted. The Company also monitors compliance with the terms of adopted plans throughout their duration.
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