ALPHA MODUS HOLDINGS, INC.
For the period ended Dec 31, 2025. Filed Mar 31, 2026.
View on SEC.govAbout this filing
A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2025 · Filed Mar 31, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Signatures
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| REGISTRANT | |
|---|---|
| ALPHA MODUS HOLDINGS, INC. | |
| By: | /s/ William Alessi |
| William Alessi | |
| Chief Executive Officer | |
| Date: March 31, 2026 | |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
| Name | Position | Date |
|---|---|---|
| /s/ William Alessi | President, Chief Executive Officer | March 31, 2026 |
| William Alessi | and Director (principal executive officer) | |
| /s/ Rodney Sperry | Chief Financial Officer | March 31, 2026 |
| Rodney Sperry | (principal financial and accounting officer) | |
| /s/ Greg Richter | Director | March 31, 2026 |
| Greg Richter | ||
| /s/ Scott Wattenberg | Director | March 31, 2026 |
| Scott Wattenberg | ||
| /s/ Michael Garel | Director | March 31, 2026 |
| Michael Garel | ||
| /s/ William Ullman | Director | March 31, 2026 |
| William Ullman | ||
EXHIBIT INDEX
| (a) | Exhibits. |
| Exhibit · Incorporated By Reference | ||||
|---|---|---|---|---|
| No. | Description | Form | Exhibit | Filing Date |
| 1.1 | Sales Agreement, dated January 7, 2026, by and between Alpha Modus Holdings, Inc. and H.C. Wainwright & Co., LLC | S-3 | 1.1 | 1/7/2026 |
| 2.1# | Business Combination Agreement, dated as of October 13, 2023, by and among Insight Acquisition Corp., IAC Merger Sub Inc. and Alpha Modus, Corp. | 8-K | 2.1 | 10/17/2023 |
| 2.2# | First Amendment to the Business Combination Agreement, dated as of June 21, 2024, by and among Insight Acquisition Corp., IAC Merger Sub Inc. and Alpha Modus, Corp. | 8-K | 2.1 | 6/24/2024 |
| 3.1 | Second Amended and Restated Certificate of Incorporation | 8-K | 3.1 | 12/19/2024 |
| 3.2 | Amended and Restated Bylaws | 8-K | 3.2 | 12/19/2024 |
| 10.1 | Securities Purchase Agreement, dated October 23, 2024, by and between Insight Acquisition Corp. and Streeterville Capital, LLC | 8-K | 10.1 | 10/23/2024 |
| 10.2 | Amendment to Securities Purchase Agreement, dated December 12, 2024, by and between Insight Acquisition Corp. and Streeterville Capital, LLC | 8-K | 10.1 | 12/12/2024 |
| 10.3 | Stockholder Support Agreement, dated as of October 13, 2023, by and among Insight Acquisition Corp., Alpha Modus, Corp. and The Alessi 2020 Irrevocable Trust | 8-K | 10.2 | 10/17/2023 |
| 10.4 | Amended and Restated Registration Rights Agreement, dated as of October 13, 2023, by and among Insight Acquisition Corp., Alpha Modus, Corp., Insight Acquisition Sponsor LLC and IPO underwriters of Insight Acquisition Corp. | 8-K | 10.5 | 10/17/2023 |
| 10.5 | Confidentiality and Lock-Up Agreement, dated as of October 13, 2023, by and among Alpha Modus, Corp., Insight Acquisition Corp., and the Stockholder Parties | 8-K | 10.4 | 10/17/2023 |
| 10.6 | Lock-Up Agreement, dated as of October 13, 2023, by and among Alpha Modus, Corp., Insight Acquisition Corp. and Insight Acquisition Sponsor LLC | 8-K | 10.3 | 10/17/2023 |
| 10.7 | Stockholder Support Agreement, dated as of October 13, 2023, by and among Insight Acquisition Corp., Alpha Modus, Corp. and Insight Acquisition Sponsor LLC | 8-K | 10.1 | 10/17/2023 |
| 10.8 | Promissory Note issued by Alpha Modus Holdings, Inc. to Loeb & Loeb LLP | 8-K | 10.8 | 12/19/2024 |
| 10.9++ | Employment Agreement, dated December 13, 2024, by and between Alpha Modus Holdings, Inc. and William Alessi | 8-K | 10.9 | 12/19/2024 |
| 10.10++ | Employment Agreement, dated December 13, 2024, by and between Alpha Modus Holdings, Inc. and Rodney Sperry | 8-K | 10.10 | 12/19/2024 |
| 10.11++ | Employment Agreement, dated December 13, 2024, by and between Alpha Modus Holdings, Inc. and Chris Chumas | 8-K | 10.11 | 12/19/2024 |
| 10.12 | Subscription Agreement, dated August 30, 2023, by and among Insight Acquisition Corp., Insight Acquisition Sponsor, LLC and Polar Multi-Strategy Master Fund | 10-Q | 10.10 | 10/25/2023 |
| 10.13 | Amendment to Subscription Agreement, dated May 15, 2024, by and among Insight Acquisition Corp., Insight Acquisition Sponsor, LLC and Polar Multi-Strategy Master Fund | 10-Q | 10.15 | 6/6/2024 |
| 10.14 | Subscription Agreement, dated April 26, 2024, and accepted by Alpha Modus, Corp. on May 16, 2024, by and among Alpha Modus, Corp. and Polar Multi-Strategy Master Fund | S-4/A | 10.15 | 7/3/2024 |
| 10.15 | Extension Agreement, dated March 29, 2024, by and among Alpha Modus, Corp. and Janbella Group, LLC | S-4/A | 10.16 | 7/3/2024 |
| 10.16 | Intellectual Property License Agreement, dated January 8, 2024, by and among Alpha Modus, Corp. and GZ6G Technologies Corp | S-4/A | 10.17 | 7/31/2024 |
| 10.16 | Intellectual Property License Agreement, dated April 10, 2024, by and among Alpha Modus, Corp., Xalles Holdings Inc., and CashXAI Inc. | S-4/A | 10.18 | 7/31/2024 |
| 10.17 | Fee Waiver Agreement, dated June 21, 2024, among Insight Acquisition Corp., Insight Acquisition Sponsor LLC and Michael Singer | 8-K | 10.1 | 6/24/2024 |
| 10.18 | Settlement Agreement, dated June 20, 2024, by and among Odeon Capital Group LLC and Insight Acquisition Corp. | 8-K | 1.2 | 6/24/2024 |
| 10.19 | Fee Modification Agreement, dated June 20, 2024, among Cantor Fitzgerald & Co., Insight Acquisition Corp., and Alpha Modus, Corp. | 8-K | 1.1 | 6/24/2024 |
| Exhibit · Incorporated By Reference | ||||
|---|---|---|---|---|
| No. | Description | Form | Exhibit | Filing Date |
| 10.20 | Patent Monetization Agreement, dated April 28, 2025, by and between Alpha Modus Holdings, Inc., and Alpha Modus Ventures, LLC | 8-K | 10.1 | 5/2/2025 |
| 10.21 | Option Agreement, dated April 28, 2025, by and between Alpha Modus Holdings, Inc., and Janbella Group, LLC, and Chris Chumas | 8-K | 10.2 | 5/2/2025 |
| 10.22 | Amendment #2 to Secured Convertible Promissory Note, dated April 28, 2025, by and between Alpha Modus Holdings, Inc. and Streeterville Capital, LLC | 8-K | 10.3 | 5/2/2025 |
| 10.23 | Exchange Agreement, dated May 27, 2025, by and between Alpha Modus Holdings, Inc., and The WRA 2023 Irrevocable Trust, The Janet Alessi 2023 Irrevocable Trust, The Isabella Alessi 2023 Irrevocable Trust, and The Kim Alessi Richter Irrevocable Trust | 8-K | 10.1 | 5/30/2025 |
| 10.24++ | Amended Employment Agreement, dated July 1, 2025, by and between Alpha Modus Holdings, Inc., and Rodney Sperry | 8-K | 10.1 | 7/15/2025 |
| 10.25 | Promissory Note Due April 30, 2026, issued by Alpha Modus Holdings, Inc. to The Alessi 2023 Irrevocable Trust, dated July 10, 2025 | 8-K | 10.1 | 7/17/2025 |
| 10.26 | Intellectual Property License Agreement, dated July 21, 2025, by and between Alpha Modus Holdings, Inc., CashXAI, Inc., and CashX, LLC | 8-K | 10.1 | 7/23/2025 |
| 10.27 | Exchange Agreement, dated August 14, 2025, by and between Alpha Modus Holdings, Inc., and The Alessi 2023 Irrevocable Trust | 8-K | 10.1 | 8/15/2025 |
| 10.28 | Cancellation Agreement, dated September 8, 2025, by and between Alpha Modus Holdings, Inc., and The Alessi 2023 Irrevocable Trust | 8-K | 10.1 | 9/8/2025 |
| 10.29 | Promissory Note Due September 15, 2026, issued by Alpha Modus Holdings, Inc. to The Alessi 2023 Irrevocable Trust, dated September 16, 2025 | 8-K | 10.1 | 10/23/2025 |
| 10.30 | Securities Purchase Agreement, dated October 16, 2025, by Alpha Modus Holdings, Inc. and the Nancy Helen Wallace and Gerard Haase-Dubosc Family Trust | 8-K | 10.2 | 10/23/2025 |
| 10.31 | Convertible Promissory Note Due October 15, 2026, issued by Alpha Modus Holdings, Inc. to the Nancy Helen Wallace and Gerard Haase-Dubosc Family Trust, dated October 16, 2025 | 8-K | 10.3 | 10/23/2025 |
| 10.32 | Common Stock Purchase Warrant, dated October 16, 2025 | 8-K | 10.4 | 10/23/2025 |
| 10.33 | Consulting Agreement, dated September 22, 2025, by and between Alpha Modus Holdings, Inc. and Rucus Holdings LLC | 8-K | 10.1 | 10/24/2025 |
| 10.34 | Consulting Agreement, dated September 22, 2025, by and between Alpha Modus Holdings, Inc. and Leron Group LLC | 8-K | 10.2 | 10/24/2025 |
| 10.35 | Securities Purchase Agreement, dated October 31, 2025, by Alpha Modus Holdings, Inc. and AIFirst Ventures LLC | 8-K | 10.1 | 12/5/2025 |
| 10.36 | Convertible Promissory Note Due October 30, 2026, issued by Alpha Modus Holdings, Inc. to AIFirst Ventures LLC, dated October 31, 2025 | 8-K | 10.2 | 12/5/2025 |
| 10.37 | Common Stock Purchase Warrant, dated October 31, 2025 | 8-K | 10.3 | 12/5/2025 |
| 10.38 | Securities Purchase Agreement, dated December 30, 2025, by Alpha Modus Holdings, Inc. and Alexander Haase-Dubosc | 8-K | 10.1 | 12/31/2025 |
| 10.39 | Convertible Promissory Note Due December 29, 2026, issued by Alpha Modus Holdings, Inc. to Alexander Haase-Dubosc, dated December 30, 2025 | 8-K | 10.2 | 12/31/2025 |
| 16.1 | Letter from WithumSmith+Brown, PC to the SEC, dated December 19, 2024 | 8-K | 16.1 | 12/19/2024 |
| 21.1* | List of Subsidiaries | |||
| 31.1* | Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | |||
| 31.2* | Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | |||
| 32.1* | Certification of the Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | |||
| 32.2* | Certification of the Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | |||
| 97.1 | Clawback Policy | 10-K | 97 | 5/14/2024 |
| 99.1 | Forfeiture Agreement, dated December 12, 2024, by and between Alpha Modus, Corp. and Polar Multi-Strategy Master Fund | 8-K | 99.1 | 12/12/2024 |
| 101.INS* | Inline XBRL Instance Document | |||
| 101.SCH* | Inline XBRL Taxonomy Extension Schema Document | |||
| 101.CAL* | Inline XBRL Taxonomy Extension Calculation Linkbase Document | |||
| 101.LAB* | Inline XBRL Taxonomy Extension Label Linkbase Document | |||
| 101.PRE* | Inline XBRL Taxonomy Extension Presentation Linkbase Document | |||
| 101.DEF* | Inline XBRL Taxonomy Extension Definition Linkbase Document | |||
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) | |||
| ++ | Indicates a management or compensatory plan. |
|---|---|
| * | Filed or furnished herewith. |
| # | Certain exhibits and schedules to these exhibits have been omitted in accordance with Item 601(b)(2) of Regulation S-K. The Company agrees to furnish supplementally a copy of any omitted exhibit or schedule to the SEC upon its request. |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.