CEMTREX INC
For the period ended Dec 31, 2025. Filed Feb 17, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Dec 31, 2025 · Filed Feb 17, 2026
CETX$0.62-2.0%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| Exhibit | Incorporated by Reference | Filed or Furnished | ||
| Number | Exhibit Description | Form | Filing Date | Herewith |
| 2.1 | Stock Purchase Agreement, dated December 15, 2015 | Form 8-K/A | 9/26/2016 | |
| 3.1 | Certificate of Incorporation filed with the State of Delaware. | Form 10-12G | 5/22/2008 | |
| 3.2 | Bylaws | Form 10-12G | 5/22/2008 | |
| 3.3 | Amendment to Certificate of Incorporation | Form 10-12G | 5/22/2008 | |
| 3.4 | Amendment to Certificate of Incorporation | Form 10-12G | 5/22/2008 | |
| 3.5 | Amendment to Certificate of Incorporation | Form 10-12G | 5/22/2008 | |
| 3.6 | Amendment to Certificate of Incorporation | Form 10-12G | 5/22/2008 | |
| 3.7 | Amendment to Certificate of Incorporation | Form 8-K | 8/22/2016 | |
| 3.8 | Amendment to Certificate of Incorporation | Form 8-K | 9/30/2024 | |
| 3.9 | Amendment to Certificate of Incorporation | Form 8-K | 11/21/2024 | |
| 3.10 | Amendment to Certificate of Incorporation | Form 8-K | 9/24/2025 | |
| 3.11 | Certificate of Designation of the Series A Preferred Shares | Form 8-K | 9/10/2009 | |
| 3.12 | Certificate of Designation of the Series 1 Preferred Shares | Form 8-K | 1/24/2017 | |
| 3.13 | Amendment to Certificate of Incorporation | Form 8-K | 9/8/2017 | |
| 3.14 | Certificate of Correction to the Certificate of Amendment | Form 8-K | 6/12/2019 | |
| 3.15 | Amended Certificate of Designation of the Series 1 Preferred Shares | Form 8-K | 4/1/2020 | |
| 3.17 | Certificate of Correction to the Certificate of Amendment | Form 10-Q | 5/28/2021 | |
| 3.18 | Amendment to Certificate of Incorporation | Form 8-K | 1/20/2023 | |
| 3.19 | Amendment to Certificate of Incorporation | Form 8-K | 8/2/2024 | |
| 4.1 | Form of Subscription Rights Certificate | Form S-1 | 8/29/2016 | |
| 4.2 | Form of Series 1 Preferred Stock Certificate | Form S-1/A | 11/23/2016 | |
| 4.3 | Form of Series 1 Warrant | Form S-1/A | 12/7/2016 | |
| 4.4 | Form of Common Stock Purchase Warrant | Form 8-K | 3/22/2019 | |
| 4.5 | Form of Prefunded Warrant | Form 8-K | 5/3/2024 | |
| 4.6 | Form of Series A Common Stock Purchase Warrant | Form 8-K | 5/3/2024 | |
| 4.7 | Form of Series B Common Stock Purchase Warrant | Form 8-K | 5/3/2024 | |
| 5.1 | Opinion of the Doney Law Firm | Form S-1/A | 4/30/2024 | |
| 10.1 | Amendment to Loan Documents Between Advanced Industrial Services, Inc. and Fulton Bank, N.A. | Form 10-Q | 5/11/2023 | |
| 10.2 | Asset Purchase agreement between Cemtrex, Inc. and Saagar Govil, dated November 22, 2022 | Form 8-K | 11/29/2022 | |
| 10.3 | Asset Purchase agreement between Cemtrex, Inc. and Saagar Govil, dated November 22, 2022 | Form 8-K | 11/29/2022 | |
| 10.4 | Simple Agreement for Future Equity (SAFE) between Cemtrex, Inc. and Saagar Govil, dated November 18, 2022 | Form 8-K | 11/29/2022 | |
| 10.5 | 2020 Equity Compensation Plan | Form S-8 | 8/17/2020 | |
| 10.6 | Asset Purchase Agreement, dated as of June 7, 2023 | Form 8-K | 12/6/2023 | |
| 10.7 | Form of Lock-Up Agreement | Form S-1/A | 4/30/2024 | |
| 10.8 | Note Purchase Agreement between Cemtrex Inc. and Streeterville Capital, LLC, dated September 30, 2021 | Form S-1/A | 4/30/2024 | |
| 10.9 | Amendment to Promissory Note between Cemtrex Inc. and Streeterville Capital, LLC, dated September 14, 2022 | Form S-1/A | 4/30/2024 | |
| 10.10 | Amendment to Promissory Note between Cemtrex Inc. and Streeterville Capital, LLC, dated August 30, 2023 | Form S-1/A | 4/30/2024 | |
| 10.11 | Form of Underwriting Agreement | Form 8-K | 5/3/2024 | |
| 10.12 | Standstill Agreement, dated April 30, 2024 | Form 8-K | 5/1/2024 | |
| 10.13 | Underwriting Agreement, dated May 28, 2025 with Aegis Capital Corp. | Form 8-K | 5/29/2025 | |
| 10.14 | Share Purchase Agreement between Cemtrex, Inc, Karl F. Kiefer, and Invocon, Inc. | Form 8-K | 11/19/2025 | |
| 10.15 | Securities Purchase Agreement, dated December 11, 2025 | Form 8-K | 12/11/2025 | |
| 10.16 | Securities Purchase Agreement, dated December 23, 2025 | Form 8-K | 12/23/2025 | |
| 10.17 | Securities Purchase Agreement, dated January 9, 2026 | Form 8-K | 1/9/2026 | |
| 31.1 | Certification of Chief Executive Officer as required by Rule 13a-14 or 15d-14 of the Exchange Act, as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||
| 31.2 | Certification of Interim Chief Financial Officer and Principal Financial Officer as required by Rule 13a-14 or 15d-14 of the Exchange Act, as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||
| 32.1 | Certification of Chief Executive Officer Pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act 0f of 2002. | X | ||
| 32.2 | Certification of Interim Chief Financial Officer and Principal Financial Officer Pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act 0f of 2002. | X | ||
| 99.1 | Order pursuant to Section 8A of the Securities Act – dated September 30, 2022. | Form 8-K | 10/4/2022 | |
| 101.INS | Inline XBRL Instance Document | X | ||
| 101.SCH | Inline XBRL Taxonomy Extension Schema | X | ||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase | X | ||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase | X | ||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase | X | ||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase | X | ||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | X | ||
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.