Greenwave Technology Solutions, Inc.
For the period ended Jun 30, 2025. Filed Feb 5, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2025 · Filed Feb 5, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 6. Exhibits
ITEM 6. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
(a) Documents filed as part of this Quarterly Report:
(1) Financial Statements
See “Index to Consolidated Financial Statements” on Page F-1.
(2) Financial Statement Schedules.
No financial statement schedules have been submitted because they are not required or are not applicable or because the information required is included in the financial statements or the notes thereto.
(3) List of Exhibits.
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| No. | Description | Form | File No. | Exhibit | Filing Date |
| 2.1 | Plan of Reorganization, dated March 18, 2014. | S-1 | 333-196735 | 2.1 | June 13, 2014 |
| 2.2 | Agreement and Plan of Merger between MassRoots, Inc., Empire Merger Corp., Empire Services, Inc. and Danny Meeks, as the sole shareholder, dated September 30, 2021 | 8-K | 000-55431 | 10.1 | October 6, 2021 |
| 3.1 | Second Amended and Restated Certificate of Incorporation of the Registrant | 8-K/A | 000-55431 | 3.1 | June 19, 2018 |
| 3.2 | Certificate of Amendment to Second Amended and Restated Certificate of Incorporation effective September 30, 2021, field with the Secretary of State on September 30, 2021 | 8-K | 000-55431 | 3.1 | October 6, 2021 |
| 3.3 | Certificate of Amendment to Second Amended and Restated Certificate of Incorporation of the Registrant | 8-K | 000-55431 | 3.1 | February 25, 2022 |
| 3.4 | Certificate of Amendment to Second Amended and Restated Certificate of Incorporation of the Registrant | 8-K | 000-55431 | 3.2 | February 25, 2022 |
| 3.5 | Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation of the Registrant | 8-K | 001-41452 | 3.1 | June 3, 2024 |
| 3.6 | Certificate of Designations, Preferences and Rights of the Series D Convertible Preferred Stock. | 8-K | 000-55431 | 3.1 | April 2, 2024 |
| 3.7 | Certificate of Elimination relating to the Series D Preferred Stock, dated May 29, 2024 | 8-K | 001-41452 | 3.1 | June 3, 2024 |
| 3.8 | Certificate of Designations, Preferences and Rights of Series A-1 Preferred Stock of Greenwave Technology Solutions, Inc., dated November 13, 2024 | 8-K | 001-41452 | 3.1 | November 18, 2024 |
| 3.9 | Certificate of Amendment to Second Amended and Restated Certificate of Incorporation filed August 20, 2025 | 8-K | 001-41452 | 3.1 | August 25, 2025 |
| 3.10 | Amended and Restated Bylaws of the Registrant. | 8-K | 001-41452 | 3.1 | November 29, 2022 |
| 3.11 | Amendment No. 1 to the Amended and Restated Bylaws of the Registrant | DEF 14A | 001-41452 | Appendix A | June 3, 2024 |
| 4.1 | Form of Common Stock Certificate. | S-1 | 333-196735 | 4.1 | June 13, 2014 |
| 4.2 | Description of Registrant’s Securities | 10-K | 001-41452 | 4.2 | March 31, 2023 |
| 4.3 | Form of Warrant dated July 2023 | 8-K | 000-55431 | 4.1 | August 3, 2023 |
| 4.4 | Form of Senior Note dated July 2023 | 8-K | 000-55431 | 4.2 | August 3, 2023 |
| 4.5 | Form of Secured Promissory Note dated July 31, 2023. Issued to DWM Properties LLC | 8-K | 000-55431 | 4.3 | August 3, 2023 |
| 4.6 | Form of Warrant issued to Purchasers, dated August 2023 | 8-K | 000-55431 | 4.1 | August 21, 2023 |
| 4.7 | Form of Placement Agent Warrant, dated August 2023 | 8-K | 000-55431 | 4.2 | August 21, 2023 |
| 4.8 | Form of Warrant | 8-K | 000-55431 | 4.1 | December 6, 2021 |
| 4.9 | Form of Senior Note | 8-K | 000-55431 | 4.2 | December 6, 2021 |
| 4.10 | Form of Inducement Warrant | 8-K | 001-41452 | 4.1 | March 18, 2024 |
| 4.11 | Form of Warrant issued to Purchasers | 8-K | 001-41452 | 4.1 | April 22, 2024 |
| 4.12 | Form of Financial Advisor Warrant | 8-K | 001-41452 | 4.2 | April 22, 2024 |
| 4.13 | Amendment to Senior Secured Convertible Promissory Note, dated as of May 3, 2024, by and among Greenwave Technology Solutions, Inc. and the Holders party thereto. | 8-K | 001-41452 | 4.1 | May 3, 2024 |
| 4.14 | Waiver Agreement, dated as of May 9, 2024, by and among Greenwave Technology Solutions, Inc. and the Purchasers party thereto. | 8-K | 001-41452 | 4.1 | May 9, 2024 |
| 4.15 | Form of Warrant issued to Purchasers | 10-Q | 001-41452 | 4.1 | May 20, 2024 |
| 4.16 | Form of Financial Advisor Warrant | 10-Q | 001-41452 | 4.2 | May 20, 2024 |
| 4.17 | Form of Warrant issued to Purchasers | 8-K | 001-41452 | 4.1 | June 11, 2024 |
| 4.18 | Form of Placement Agent Warrant | 8-K | 001-41452 | 4.2 | June 11, 2024 |
| 4.19 | Form of Warrant issued to Purchasers | 8-K | 001-41452 | 4.1 | January 13, 2025 |
| 4.20 | Form of Placement Agent Warrant | 8-K | 001-41452 | 4.2 | January 13, 2025 |
| 4.21 | Form of Warrant Amendment entered into with Existing Holders | 8-K | 001-41452 | 4.3 | January 13, 2025 |
| 4.22 | Form of Warrant issued to Purchasers | 8-K | 001-41452 | 4.1 | February 11, 2025 |
| 4.23 | Form of Placement Agent Warrant | 8-K | 001-41452 | 4.2 | February 11, 2025 |
| 4.24 | Promissory Note, dated as of December 2, 2024, issued to DWM Properties LLC | 8-K | 001-41452 | 4.1 | December 2, 2024 |
| 10.1+ | 2014 Stock Incentive Plan and form of agreements thereunder. | S-1 | 333-196735 | 10.12 | June 13, 2014 |
| 10.2+ | 2015 Stock Incentive Plan and form of agreements thereunder. | 10-K | 333-196735 | 10.12 | March 30, 2016 |
| 10.3+ | 2016 Stock Incentive Plan and form of agreements thereunder. | 8-K | 000-55431 | 4.1 | September 23, 2016 |
| 10.4+ | 2017 Equity Incentive Plan and form of agreements thereunder. | DEF 14C | 000-55431 | Appendix A | December 9, 2016 |
| 10.5+ | 2018 Equity Incentive Plan and form of agreements thereunder. | DEF 14A | 000-55431 | Appendix B | May 11, 2018 |
| 10.6+ | 2021 Equity Incentive Plan and form of agreements thereunder. | DEF 14A | 000-55431 | Appendix C | July 12, 2021 |
| 10.7+ | 2022 Equity Incentive Plan and form of agreements thereunder | DEF 14A | 001-41452 | Appendix A | October 11, 2022 |
| 10.8+ | 2023 Equity Inventive Plan and form of agreements thereunder | DEF 14A | 001-41452 | Appendix A | August 31, 2023 |
| 10.9+ | 2024 Equity Inventive Plan and form of agreements thereunder. | DEF 14A | 001-41452 | Appendix A | April 11, 2024 |
| 10.10+ | Amendment No. 1 to the 2024 Equity Inventive Plan | DEF 14A | 001-41452 | Appendix B | June 3, 2024 |
| 10.11 | Form of Amended and Restated Simple Agreement for Future Tokens. | S-1 | 333-223038 | 10.27 | February 14, 2018 |
| 10.12+ | Employment Agreement by and between the Company and Danny Meeks | 8-K | 000-55431 | 10.2 | October 6, 2021 |
| 10.13 | Securities Purchase Agreement, dated November 29, 2021, by and between MassRoots, Inc. and the parties thereto | 8-K | 000-55431 | 10.1 | December 6, 2021 |
| 10.14 | Pledge and Security Agreement, dated November 30, 2021, by and between MassRoots, Inc. and the parties thereto | 8-K | 000-55431 | 10.2 | December 6, 2021 |
| 10.15 | Registration Rights Agreement, dated November 29, 2021, by and between MassRoots, Inc. and the parties thereto | 8-K | 000-55431 | 10.3 | December 6, 2021 |
| 10.16 | Form of Exchange Agreement | 8-K/A | 000-55431 | 10.1 | April 2, 2024 |
| 10.17 | Purchase Agreement, dated July 31, 2023, by and between Greenwave Technology Solutions, Inc. and the parties thereto. | 8-K | 000-55431 | 10.1 | August 3, 2023 |
| 10.18 | Security Agreement, dated July 31, 2023, by and between Greenwave Technology Solutions, Inc. and the parties thereto. | 8-K | 000-55431 | 10.2 | August 3, 2023 |
| 10.19 | Registration Rights Agreement, dated July 31, 2023, by and between Greenwave Technology Solutions, Inc. and the parties thereto. | 8-K | 000-55431 | 10.3 | August 3, 2023 |
| 10.20 | Bill of Sale, dated July 31, 2023, by and between Greenwave Technology Solutions, Inc. and DWM Properties LLC | 8-K | 000-55431 | 10.4 | August 3, 2023 |
| 10.21 | Form of Securities Purchase Agreement between Greenwave Technology Solutions, Inc. and the Purchasers signatory thereto. | 8-K | 000-55431 | 10.1 | August 21, 2023 |
| 10.22 | Form of Inducement Letter | 8-K | 000-55431 | 10.1 | March 18, 2024 |
| 10.23 | FormofSecuritiesPurchaseAgreementbetween Greenwave Technology Solutions, Inc. and the Purchasers signatory thereto | 8-K | 001-41452 | 10.1 | April 22, 2024 |
| 10.24 | Form of Exchange Agreement | 8-K | 001-41452 | 10.2 | April 22, 2024 |
| 10.25 | Form of Voting Agreement | 8-K | 001-41452 | 10.3 | April 22, 2024 |
| 10.26 | Form of Exchange Agreement | 8-K | 001-41452 | 10.1 | May 16, 2024 |
| 10.27 | Form of Securities Purchase Agreement between Greenwave Technology Solutions, Inc. and the Purchasers signatory thereto | 10-Q | 001-41452 | 10.1 | May 20, 2024 |
| 10.28 | Form of Securities Purchase Agreement, dated as of June 10, 2024, by and between Greenwave Technology Solutions, Inc. and the Purchasers signatory thereto | 8-K | 001-41452 | 10.1 | June 11, 2024 |
| 10.29 | Contract of Sale, dated as of December 2, 2024, by and among, DWM Properties LLC, KPAJ, LLC, OceanaSalvage Properties, L.L.C., as Sellers, and Greenwave Technology Solutions, Inc. | 8-K | 001-41452 | 10.1 | December 2, 2024 |
| 10.30 | Form of Securities Purchase Agreement, dated as of January 10, 2025, by and between Greenwave Technology Solutions, Inc. and the Purchasers signatory thereto | 8-K | 001-41452 | 10.1 | January 13, 2025 |
| 10.31 | Form of Exchange Agreement, dated as of January 10, 2025, by and between Greenwave Technology Solutions, Inc. and the June Holders signatory thereto | 8-K | 001-41452 | 10.2 | January 13, 2025 |
| 10.32 | Form of Voting Agreement, dated as of January 10, 2025, by and between Greenwave Technology Solutions, Inc. and the signatory thereto | 8-K | 001-41452 | 10.3 | January 13, 2025 |
| 10.33 | Form of Securities Purchase Agreement, dated as of February 10, 2025, by and between Greenwave Technology Solutions, Inc. and the Purchasers signatory thereto | 8-K | 001-41452 | 10.1 | February 11, 2025 |
| 31.1* | Chief Executive Officer Certification pursuant to Rule 13a-14(a)/15d-14(a). | ||||
| 31.2* | Chief Financial Officer Certification pursuant to Rule 13a- 14(a)/15d-14(a). | ||||
| 32.1** | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ||||
| 32.2** | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ||||
*** filed herewith.**
| ** | Exhibits 32.1 and 32.2 are being furnished and shall not be deemed to be “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, nor shall such exhibits be deemed to be incorporated by reference in any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as otherwise specifically stated in such filing. |
+ Denotes a management contract or compensatory plan.
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