Dragonfly Energy Holdings Corp.
For the period ended Sep 30, 2025. Filed Nov 14, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 14, 2025
DFLI$1.94+6.0%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
The following exhibits are filed as part of, or incorporated by reference into, this Quarterly Report on Form 10-Q.
| Incorporation by Reference | ||||
|---|---|---|---|---|
| Exhibit No. | Description | Form | Exhibit | Filing Date |
| 1.1 | Underwriting Agreement, dated October 6, 2025, by and between Dragonfly Energy Holdings Corp. and Canaccord Genuity LLC. | 8-K | 1.1 | 10/06/2025 |
| 1.2 | Underwriting Agreement, dated October 16, 2025, by and between Dragonfly Energy Holdings Corp. and Canaccord Genuity LLC. | 8-K/A | 1.1 | 10/16/2025 |
| 3.1 | Articles of Incorporation of Dragonfly Energy Holdings Corp. | 8-K | 3.1 | 03/31/2023 |
| 3.2 | Bylaws of Dragonfly Energy Holdings Corp. | 8-K | 3.2 | 03/31/2023 |
| 3.3 | Certificate of Amendment to the Articles of Incorporation of Dragonfly Energy Holdings Corp., dated April 25, 2025. | 8-K | 3.1 | 04/28/2025 |
| 3.4 | Certificate of Designation of the Powers, Preferences and Relative, Participating, Optional and Other Restrictions of Series B Convertible Preferred Stock. | 8-K | 3.1 | 11/04/2025 |
| 4.1 | Form of October 2025 Pre-Funded Warrant. | 8-K | 4.1 | 10/16/2025 |
| 10.1 | Form of Settlement and Mutual Release Agreement, dated July 20, 2025, by and between the Company and the investor party thereto. | 8-K | 10.1 | 07/21/2025 |
| 10.3 | Amendment to the Dragonfly Energy Holdings Corp.’s 2022 Equity Incentive Plan. | 8-K | 10.1 | 10/15/2025 |
| 10.4 | Sixth Amendment to Term Loan, Guarantee and Security Agreement, dated as of October 20, 2025, by and among the Company, Dragonfly Energy Corp., Battle Born Battery Products, LLC, the lenders from time to time party thereto and Alter Domus (US) LLC. | 8-K | 10.1 | 10/20/2025 |
| 10.5 | Exchange Agreement, dated November 4, 2025, by and among Dragonfly Energy Holdings Corp. and the lenders party thereto. | 8-K | 10.1 | 11/04/2025 |
| 31.1* | Certification of Principal Executive Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | |||
| 31.2* | Certification of Principal Financial Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | |||
| 32.1** | Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | |||
| 101.INS* | Inline XBRL Instance Document. | |||
| 101.CAL* | Inline XBRL Taxonomy Extension Calculation Linkbase Document. | |||
| 101.SCH* | Inline XBRL Taxonomy Extension Schema Document. | |||
| 101.DEF* | Inline XBRL Taxonomy Extension Definition Linkbase Document. | |||
| 101.LAB* | Inline XBRL Taxonomy Extension Labels Linkbase Document. | |||
| 101.PRE* | Inline XBRL Taxonomy Extension Presentation Linkbase Document. | |||
| 104* | Cover Page Interactive Data File (embedded within the Inline XBRL document and included as Exhibit 101). | |||
| * | Filed herewith. |
|---|---|
| ** | Furnished. |
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