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Midas Edge

KOPIN CORP

For the period ended Sep 27, 2025. Filed Nov 12, 2025.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 27, 2025 · Filed Nov 12, 2025

KOPN$3.38+11.4%Stored close · as of Nov 9, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Contents

Item 6. Exhibits

Exhibit No.Description
3.1Amended and Restated Certificate of Incorporation of the Company (Filed as an exhibit to Registration Statement on Form S-1, File No. 33-57450, and incorporated herein by reference.)
3.2Certificate of Amendment to the Amended and Restated Certificate of Incorporation of the Company (Incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on June 30, 2025)
3.3Revised Certificate of Designation of Series A Convertible Preferred Stock (Incorporated by reference to Exhibit 3.6 to the Company’s Current Report on Form S-1 filed on November 6, 2025)
10.1***Inducement Restricted Stock Agreement dated September 4, 2025 between Kopin Corporation and Erich Manz (Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on September 5, 2025)
10.2+Securities Purchase Agreement, dated as of September 29, 2025, by and among Kopin Corporation and the Purchasers (Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on September 30, 2025)
10.3Registration Rights Agreement, dated as of September 29, 2025, by and among Kopin Corporation and the Purchasers (Incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on September 30, 2025)
10.4Loan Agreement, dated as of October 2, 2025 by and among the Company, Kopin Targeting Corporation and Rockland Trust Company (Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on October 10, 2025)
10.5Continuing Reimbursement Agreement for Letters of Credit dated as of October 2, 2025 by and among the Company and Rockland Trust Company (Incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on October 10, 2025)
10.6+Shareholders’ Agreement in Relationship to Kopin Europe Limited, dated October 16, 2025, by and among Kopin Corporation, Theon International PLC, and Kopin Europe Limited. (Incorporated by reference to Exhibit 10.23 to the Company’s Current Report on Form S-1 filed on November 7, 2025)
10.7+Subscription Agreement Relating to Kopin Europe Limited, dated August 8, 2025, by and among Theon International PLC, Kopin Europe Limited and Kopin Corporation. (Incorporated by reference to Exhibit 10.24 to the Company’s Current Report on Form S-1 filed on November 7, 2025)
10.8+Series A Convertible Preferred Stock Purchase Agreement, dated August 8, 2025, by and between Kopin Corporation and Theon International PLC. (Incorporated by reference to Exhibit 10.25 to the Company’s Current Report on Form S-1 filed on November 7, 2025)
10.9+First Amendment to Series A Convertible Preferred Stock Purchase Agreement, dated September 30, 2025, by and between Kopin Corporation and Theon International PLC. (Incorporated by reference to Exhibit 10.26 to the Company’s Current Report on Form S-1 filed on November 7, 2025)
10.10+License and Collaboration Agreement, dated October 16, 2025, by and among Kopin Corporation, Theon International PLC, and Kopin Europe Limited. (Incorporated by reference to Exhibit 10.27 to the Company’s Current Report on Form S-1 filed on November 7, 2025)
31.1Certification of Michael Murray, Chief Executive Officer, filed pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350) *
31.2Certification of Erich Manz, Chief Financial Officer, filed pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350) *
32.1Certification of Michael Murray, Chief Executive Officer, furnished pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350) **
32.2Certification of Erich Manz, Chief Financial Officer, furnished pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350) **
101.INSInline XBRL Instance Document*
101.SCHInline XBRL Taxonomy Extension Schema Document*
101.CALInline XBRL Taxonomy Calculation Linkbase Document*
101.DEFInline XBRL Taxonomy Extension Definition Linkbase Document*
101.LABInline XBRL Taxonomy Label Linkbase Document*
101.PREInline XBRL Taxonomy Presentation Linkbase Document*
104Cover Page Interactive Data File (embedded within the Inline XBRL document)
*Submitted electronically herewith
**Furnished and not filed herewith
***Management contract or compensatory plan or arrangement.
+The annexes schedules, and certain exhibits to this Exhibit have been omitted pursuant to Item 601(b)(2) of regulation S-K. The Registrant hereby agrees to furnish supplementally a copy of any omitted annex, schedule or exhibit to the SEC upon request.

Attached as Exhibit 101 to this report are the following formatted in XBRL (Extensible Business Reporting Language): (i) Condensed Consolidated Balance Sheets at September 27, 2025 (Unaudited) and December 28, 2024, (ii) Condensed Consolidated Statements of Operations (Unaudited) for the three and nine months ended September 27, 2025 and September 28, 2024, (iii) Condensed Consolidated Statement of Comprehensive Loss (Unaudited) for the three and nine months ended September 27, 2025 and September 28, 2024, (iv) Condensed Consolidated Statements of Stockholders’ Equity (Unaudited) for the three and nine months ended September 27, 2025 and September 28, 2024, (v) Condensed Consolidated Statements of Cash Flows (Unaudited) for the nine months ended September 27, 2025 and September 28, 2024, and (vi) Notes to Unaudited Condensed Consolidated Financial Statements.

ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.