SharpLink Gaming, Inc.
For the period ended Sep 30, 2025. Filed Nov 12, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 12, 2025
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OTHER INFORMATION
| ITEM 5. | OTHER INFORMATION |
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None of the Company’s directors or officers adopted, modified orterminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement, as such terms are defined under Item 408(a) of Regulation S-K, during the Company’s fiscal quarter ended September 30, 2025.
Insider Trading Policy
During the quarter ended September 30, 2025, the Company’s Board approved and adopted an Amended and Restated Insider Trading Policy as part of its continuing efforts to enhance corporate governance and ensure compliance with applicable securities laws and Nasdaq listing standards. The updated policy clarifies procedures regarding trading windows, pre-clearance requirements and restrictions on derivative and hedging transactions involving Company securities. The adoption of the amended policy did not have a material effect on the Company’s financial position, results of operations or internal controls. Management will continue to monitor and enforce the policy as part of its overall compliance program.
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