AMERICAN BATTERY MATERIALS, INC.
For the period ended Sep 30, 2025. Filed Nov 7, 2025.
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Sep 30, 2025 · Filed Nov 7, 2025
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Unregistered Sales of Equity Securities and Use of Proceeds
The following information represents securities sold by our company during the period covered by this Quarterly Report and the subsequent period, which were not registered under the Securities Act. Included are sales of reacquired securities, as well as new issues, securities issued in exchange for property, services, or other securities, and new securities resulting from the modification of outstanding securities. All issuances were exempt under Section 4(a)(2) of the Securities Act unless otherwise noted.
| ● | Issuance of Common Stock in Connection with Note Extensions: During the period, the Company issued an aggregate of 174,493 shares of common stock to certain noteholders of its promissory and convertible notes as part of extension agreements and a Most Favored Nation adjustment. These shares were issued in consideration for the extension of the maturity dates of certain notes to October 31, 2025, and the application of similar terms to three note pursuant to a Most Favored Nation clause. The issuances were exempt under Section 4(a)(2) of the Securities Act as they were private transactions not involving a public offering. |
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| ● | Use of Proceeds: The Company did not receive any cash proceeds from the above issuances, as the shares were issued as consideration for the modification of outstanding securities. |
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