SONIM TECHNOLOGIES INC
For the period ended Sep 30, 2025. Filed Oct 31, 2025.
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Sep 30, 2025 · Filed Oct 31, 2025
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Unregistered Sales of Equity Securities and Use of Proceeds
Item 2. Unregistered Sales of Equity Securities and Use of Proceeds.
The following sets forth information regarding unregistered equity securities sold during the three months ended September 30, 2025, not otherwise disclosed in the Company’s Current Reports on Form 8-K:
| Date of Sale | Description of Securities and Consideration | Exemption from Registration | Underwriters and Other Purchasers |
|---|---|---|---|
| September 3, 2025 | 2,390 shares of common stock in consideration of the exchange of $25,000 of the original principal amount of the $3,300,000 promissory note issued on February 21, 2025. The exchange was effected at the “Minimum Price” as defined in Nasdaq Listing Rule 5635(d) | Section 3(a)(9) of the Securities Act | Streeterville Capital, LLC |
| September 17, 2025 | 12,475 shares of common stock in consideration of the exchange of $150,000 of the original principal amount of the $3,300,000 promissory note issued on February 21, 2025. The exchange was effected at the “Minimum Price” as defined in Nasdaq Listing Rule 5635(d) | Section 3(a)(9) of the Securities Act | Streeterville Capital, LLC |
| September 22, 2025 | 15,323 shares of common stock in consideration of the exchange of $200,000 of the original principal amount of the $3,300,000 promissory note issued on February 21, 2025. The exchange was effected at the “Minimum Price” as defined in Nasdaq Listing Rule 5635(d) | Section 3(a)(9) of the Securities Act | Streeterville Capital, LLC |
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